- Capital One (Mclean, VA)
- …its Capital Markets Legal team to provide business, transactional and regulatory counsel support on capital markets transactions, including for ... Center 1 (19052), United States of America, McLean, Virginia Manager, Capital Markets Legal Counsel The Capital One Legal Department is seeking an… more
- Capital One (New York, NY)
- …is seeking an experienced attorney to provide business, transactional and regulatory counsel support for its Capital Markets Legal team, including for ... of America, New York, New York Director (Assistant General Counsel ) - Capital Markets The...well as derivatives + Advising on business initiatives implementing regulatory changes and requirements + Providing legal support and… more
- Citigroup (Tampa, FL)
- …solutions. Responsibilities: + Providing guidance and advice on the legal and regulatory requirements, including Dodd Frank and Basel capital treatment, as ... The Lead Counsel I, Assistant Vice President, is an intermediate...internal committees and assist with internal/external documentation audits and regulatory inquiries. + Responsible for researching and providing legal… more
- Edward Jones (St. Louis, MO)
- …should talk. **Job Overview** **Position Schedule:** Full-Time Edward Jones is seeking Compliance Counsel for our Capital Markets and Operations Compliance ... stakeholders throughout the organization + Influence and guide compliance, regulatory , and business initiatives by recommending innovative solutions and best… more
- Capital One (Mclean, VA)
- …corporate or real estate finance/lending + Strong understanding of the commercial debt capital markets across multiple asset classes + Demonstrated ability to ... United States of America, McLean, Virginia Director (Asst General Counsel ) - Commercial Bank Business Counsel -...an experienced attorney to join the legal team for Capital One's Commercial Bank supporting our Strategic Investments Group… more
- Capital One (New York, NY)
- …(22957), United States of America, New York, New York Director, Assistant General Counsel : Commercial Real Estate The Capital One Legal Department is seeking ... and closing of CRE transactions + Engaging and overseeing outside legal counsel as needed in an effective and efficient manner + Partnering collaboratively… more
- Scotiabank (New York, NY)
- …and Markets ** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US ... Director, Legal Counsel , Bank Regulatory Attorney **Requisition ID:**...the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business with… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...Department and report to the Managing Director, Associate General Counsel . **Role Objectives** + Provide US bank regulatory… more
- Citigroup (New York, NY)
- …Sections 23A and 23B of the Federal Reserve Act and Regulation W as well as regulatory capital and Volcker Rule requirements. This Group also serves as one of ... to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory Legal...and the Chief Operating Officer as well as the Markets , Services, Banking and International, Personal Banking & Wealth… more
- DuPont (Wilmington, DE)
- …lead legal advisor to the corporate Finance, Treasury and Tax functions, managing capital markets transactions and assisting with other banking and investment ... **Purpose** and make it yours by bringing innovations to market that improve the world, share a commitment to...Finance, Treasury and Tax functions, managing legal aspects of capital markets transactions and assisting with other… more
- TD Bank (New York, NY)
- …We are seeking an experienced senior attorney, with substantial and broad expertise in Capital Markets and other corporate advisory matters to join our dynamic ... Securities USA LLC. As a senior attorney specializing in Capital Markets , you will play a critical...bankers, product groups and compliance as well as external counsel . + Stay current of legal and regulatory… more
- Federal Reserve Bank (Washington, DC)
- …Reserve System, and on an inter-agency basis on a wide variety of financial regulatory issues. The Associate General Counsel has responsibility for: Advising on ... the Dodd-Frank Act, other statutes, and international agreements. Relevant regulatory frameworks include, among others, banking firm capital...of a State Bar. 15 years at Associate General Counsel level of legal, regulatory , or legislative… more
- First Horizon Bank (GA)
- …Company's footprint The Senior Risk Analyst will conduct routine monitoring of the Capital , Market and Liquidity risk management frameworks and adherence to the ... the business units' processes, models, and assumptions that measure market risk, liquidity risk, and capital adequacy....framework and improvement of internal risk controls + Monitor market and regulatory conditions and assess potential… more
- S&P Global (New York, NY)
- …and compliance, NYSE/SEC compliance, and corporate finance transactions, including capital markets transactions, credit facilities and corporate banking ... Team:** This position reports directly to the Deputy General Counsel and Corporate Secretary, and will lead a team...+ Monitoring and assessing the impact of legal and regulatory developments and enforcement trends at a state and… more
- Volvo Group (Greensboro, NC)
- …specialized projects/areas, such as insurance initiatives, revolving credit product support, regulatory implementations, capital markets transactions and ... Legal Counsel Location: Greensboro, NC, US, 27409 Position Type:...more of the following categories preferred: insurance, usage-based leasing, capital markets transactions, revolving credit products. +… more
- American Heart Association (Dallas, TX)
- …drafting, negotiation and reviewing skills with working knowledge of venture capital investing, intellectual property, regulatory compliance issues related to ... Association has an excellent opportunity for a **Sr. Legal Counsel ** based out of our National Center office located...the healthcare field, and especially familiarity with compliance and regulatory issues at least at a level where handling… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Technology, Information Security, Operations, Procurement, Third-Party Risk, Human Resources, Capital Markets , Nikko (broker dealer), and Corporate Services.… more
- SMBC (New York, NY)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of... (iv) Identifying and analyzing US and cross-border legal, regulatory , and market issues affecting the commercial… more
- Intuit (Atlanta, GA)
- …GDPR, PIPEDA, etc.) + The ability to coordinate cross-functionally, and with outside counsel in domestic and international markets , on issues related to data ... customers and uphold Intuit's Data Stewardship Principles. Intuit is hiring a Senior Counsel , Product Privacy to join our Global Product Privacy team and help… more
- City National Bank (Los Angeles, CA)
- *SENIOR COUNSEL - COMMERCIAL LENDING & TRANSACTIONAL* WHAT IS THE OPPORTUNITY? Responsible for commercial finance and transactional support to the Bank's commercial ... facilities, asset-based loans, term and revolving credit facilities, working capital loans, acquisition loans, senior and subordinated credits, and intercreditor… more
Related Job Searches:
Capital,
Capital Markets,
Counsel,
Markets,
Regulatory,
Regulatory Capital,
Regulatory Counsel