- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Closing date for applications: 29/09/2024 Stamford,United States Permanent Full Time \#R-00241613 Share: ... (https://jobs.natwestgroup.com/jobs/14903244- director -electronic- trading -compliance-officer-us/apply?tm\_src=0) Our people work differently depending on their… more
- BMO Financial Group (New York, NY)
- …the world. #bmocapitalmarkets **Position Description** We have the unique opportunity for a VP/ Director , Commodities Trading to join our Energy group in North ... change within the business unit. **Group Overview** The Commodities Trading group is a team within Global Markets' Global...of financial data + Understand all software systems for trading and pricing transactions + Develop, maintain, and build… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the managing of complex GEIB projects, with a strong focus on trading applications and initiatives. **Essential Duties and Responsibilities:** + Candidate will work ... under the direction of the GEIB Project Director and must be able to operate within a...prioritizing Investment Banking (IB) initiatives - which provides strategic advisory and tailored capital raising solutions for emerging growth… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our team in NYC. ... must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... related economics. Primary focus of role is on day-to-day advisory and monitoring, although roles also contribute to strategic...monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income… more
- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** Candidate must have compliance advisory experience in Research business lines and will focus on ... objectives **Position Requirements** + Approximately 8-10 years of securities advisory experience. Knowledge of Equity Research Business line. Knowledge of… more
- CIBC (New York, NY)
- …and the maintenance of the existing regulatory program; + Providing ongoing Compliance advisory services to sales and trading personnel within US Capital Markets ... , Delta One, Program Trading , DMA and ECM. This includes providing real-time advisory support to the respective desk and collaborating with the Head of US Global… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm's Cash Equities Electronic Trading businesses, ... two US broker-dealers. The role will include accountability for compliance advisory services, design and execution of surveillance activities, and implementation of… more
- BMO Financial Group (New York, NY)
- …and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets **Mandate:** Reporting ... directly to the Head of Tactical & Accrual Trading , the PM is expected to be market focused;...is expected to be market focused; develop and execute trading strategies in various fixed income sectors; take calculated… more
- Citizens (Iselin, NJ)
- …Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. Our ... Compliance team is vital to upholding the integrity of institutional trading across equities, options, and fixed income markets, ensuring that we operate in full… more
- Nike (Beaverton, OR)
- …Join our Material Supply Chain (MatSC) team as our Global Material Buy/Sell Director for our Footwear, Apparel and Accessories business. You will play a critical ... partners. WHO WE ARE LOOKING FOR Success in this role requires the director to deeply understand materials supply chains, RFI and RFQ practices, supplier landscaping… more
- Zions Bancorporation (Charlotte, NC)
- …Investment Banking/ Advisory , Debt and Capital Markets, and Sales and Trading for derivative products (Interest Rates, Commodities, and Foreign Exchange). More ... Capital Markets Zions Capital Markets provides targeted, client-driven financing and advisory solutions to help companies across our markets raise capital… more
- Citigroup (New York, NY)
- …Banking team. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as strategic ... raising funds in the capital markets, as well as in providing strategic advisory services for mergers, acquisitions and other types of financial transactions in… more
- Morgan Stanley (New York, NY)
- …and liquidity requirements. The Team also provides regulatory trade advisory , participates on various governance committees associated with regulatory capital, ... individual will take part at various firm governance committees, lead regulatory advisory services related to new or complex transactions toadvise on regulatory… more
- Mizuho Corporate Bank (New York, NY)
- Job Summary: We are seeking a highly skilled and experienced Director to lead the curation and production of risk management committee materials for both management ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as a Metadata Director / Taxonomist! In this role you will be responsible for strategically designing and maintaining metadata models for data ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more
- Mizuho Corporate Bank (New York, NY)
- …in the NYC office. Summary We are looking for a senior Strategic Sourcing Director to join our procurement team and lead the sourcing activities for critical ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more
- Mizuho Corporate Bank (New York, NY)
- …acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Beth Israel Lahey Health (Woburn, MA)
- …/ exceeding these expectations. --Ensures BILH achieves and maintains regulatory and trading partner compliance as it relates to the unit's assigned systems and ... their team workload, and acting as a liaison with the various BILH advisory groups and other additional operational user groups within the organization.** **5.… more
- Citigroup (Jersey City, NJ)
- …including trade surveillance, e-communications and voice surveillance, employee trading , outside activities surveillance, and information barrier surveillance. ... and guidelines for the aforementioned functions within ICRM and providing advisory services to the businesses supported through active participation. Leading in… more