• FCC Data Analytics Director

    SMBC (Jersey City, NJ)
    …, FCC Analytics in the Compliance Department, Americas Division, the Data Analytics Director performs detailed analytics work in an independent fashion in ... Compliance Analytics group's goals and objectives. This position is focused on AML and Transaction Monitoring within the BSA/ AML /Sanctions compliance space and… more
    SMBC (10/25/24)
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  • Director , Federal Compliance

    Ankura (NY)
    …Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and broker-dealers. + ... Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; +...Model Risk Management such as data quality analysis, model validation , and tuning / optimization; + Build, enhance or… more
    Ankura (09/04/24)
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  • Senior Auditor, Broker Dealer/Asset Management

    Charles Schwab (Lone Tree, CO)
    …The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are ... oversight for Schwab's: (i) client-facing activities supporting retail investors and independent investment advisors on Schwab's platform and their clients; (ii)… more
    Charles Schwab (10/04/24)
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