• Director - Compliance Monitoring…

    TD Bank (New York, NY)
    …you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... has enterprise wide impact or accountability. + Position deals with senior/ executive management. + Key contact for business management, regulators and… more
    TD Bank (07/13/24)
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  • Executive Director International…

    Morgan Stanley (New York, NY)
    …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Executive Director International Senior Lending Advisor (ILA) * ... global financial services leader with three core businesses - Institutional Securities Group, Wealth Management, and Investment Management. Wealth Management is… more
    Morgan Stanley (09/15/24)
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  • Risk Data Management - Executive

    SMBC (New York, NY)
    …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Executive Director - Risk Data Management role will be within the Risk ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (09/04/24)
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  • Wealth Management, Life Insurance Specialist,…

    JPMorgan Chase (Los Angeles, CA)
    …families and businesses. Job Summary: As a Wealth Management, Life Insurance Specialist, Executive Director within JP Morgan Wealth Management, you will provide ... across JPMorgan Securities on utilizing life insurance solutions to meet client investment, wealth transfer and income planning needs around the Goals Based… more
    JPMorgan Chase (08/04/24)
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  • Family Office Resources Generalist…

    Morgan Stanley (Boston, MA)
    …**Wealth Management* **Title:** *Family Office Resources Generalist - Executive Director * **Location:** *Massachusetts-Boston* **Requisition ID:** *3259402* ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
    Morgan Stanley (09/28/24)
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  • Audit Executive Director - Risk Team…

    SMBC (New York, NY)
    …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 12 years' experience in the banking ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (09/28/24)
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  • Executive Director , Senior Lead…

    Wells Fargo (New York, NY)
    …you. **About this role:** Wells Fargo is seeking a Senior Lead Investment Banker / Executive Director with a focus on Media & Entertainment sector for the Tech ... focused on decision makers (C-suite, Board) and on building long-term client relationships, deepening those relationships through strategic advice, strong product… more
    Wells Fargo (09/17/24)
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  • Senior Compliance Officer - Public Side Advisory…

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
    SMBC (08/28/24)
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  • JP Morgan Wealth Management - Executive

    JPMorgan Chase (Chicago, IL)
    …through JP Morgan's advisors across Chase Wealth Management (CWM) and JP Morgan Securities as well as Digital Wealth Management and You Invest platforms. It spans ... branches and 21 offices. The business is highly dynamic given the rapid evolution of client behavior, presenting challenges in how we evolve to meet client needs… more
    JPMorgan Chase (09/27/24)
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  • Product Management Lead (Asset Managers) - Fund…

    JPMorgan Chase (Boston, MA)
    …Sales, and Service to design and implement an accounting roadmap. As an Executive Director in the Traditional Fund Services Product Management team, you ... Sales on marketing material and presenting Fund Accounting capabilities + Review client change requests and align to strategic priorities + Develop/oversee reporting… more
    JPMorgan Chase (09/17/24)
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  • Executive Director - Financial…

    Morgan Stanley (New York, NY)
    …Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Executive Director - Financial Crimes Program Management* **Location:** ... that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides… more
    Morgan Stanley (09/16/24)
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  • Industry Executive - Healthcare Services…

    JPMorgan Chase (San Francisco, CA)
    …the Industry Executive partners closely with credit underwriting, treasury sales, client service, and other functional areas inside and outside of the Commercial ... As an Industry Executive in Middle Market Banking & Specialized Industries...underwriting staff, a sales/marketing assistant, treasury sales officer and client service professionals. The HCS team is part of… more
    JPMorgan Chase (08/08/24)
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  • Relationship Executive - Middle Market…

    JPMorgan Chase (West Des Moines, IA)
    …relationships and providing financial advice to your clients. A role as a Relationship Executive is for you. As a Relationship Executive in Middle Market ... clients and anticipating their future needs. As a Relationship Executive , you will focus on the delivery of value...business development skills + FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within… more
    JPMorgan Chase (08/29/24)
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  • Market Executive , Middle Market Banking…

    JPMorgan Chase (Irvine, CA)
    …leading teams and providing financial advice to your clients. A role as a Market Executive in Middle Market Banking is for you. As a Market Executive in ... an underwriting staff, a sales/marketing assistant, treasury sales officer and client service professionals. **Job Responsibilities** + Champion a culture of… more
    JPMorgan Chase (09/21/24)
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  • Lenders Finance - Executive Director

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
    SMBC (09/25/24)
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  • Executive Director , Regulatory…

    CIBC (New York, NY)
    …by regulators and SROs + Ensure that employees responsible for trading securities are appropriately registered + Participate in appropriate industry committees and ... + Undergraduate degree + Minimum 10+ years experience in handling securities and OTC derivative/swap Equity (and preferably Equity Derivatives) compliance issues… more
    CIBC (08/26/24)
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  • Relationship Executive , Media,…

    JPMorgan Chase (New York, NY)
    …relationships and providing financial advice to your clients. A role as a Relationship Executive is for you. As a Relationship Executive within the Commercial ... this role you will be the focal point of client acquisition and ongoing relationships, driving national revenue and...business development skills + FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within… more
    JPMorgan Chase (09/28/24)
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  • Application Security Manager- Executive

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
    SMBC (10/01/24)
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  • Asset Management - High Yield Portfolio Manager…

    JPMorgan Chase (New York, NY)
    …key risk metrics, and determining account & portfolio suitability of securities for participation in investment recommendations. You will develop and optimize ... portfolios to outperform client defined benchmarks utilizing relative value, macro, and microeconomic...Construct and continually monitor diversified portfolios designed to outperform client defined benchmarks and/or meet specific client more
    JPMorgan Chase (08/03/24)
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  • Executive Assistant - Parametric

    Morgan Stanley (New York, NY)
    …global financial services firm providing a wide range of investment banking, securities , wealth management and investment management services. With offices in more ... will focus on providing support to the lead Managing Director of Fixed Income (MD), who serves on the... of Fixed Income (MD), who serves on the Executive Committee (EC), as well as calendar management and… more
    Morgan Stanley (09/26/24)
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