- Manulife (Boston, MA)
- The Compliance Director , US Investment Management Compliance is accountable for the execution and management of processes utilized to develop and update the ... Director assists in managing a broad range of compliance tasks conducted by the Office of the Chief...and manage a team of professionals tasked with internal compliance testing responsibilities as it relates to… more
- Discover (Riverwoods, IL)
- …future with Discover. **Job Description:** **What You'll Do** **The Senior Manager - Compliance Monitoring and Testing is responsible for administering and ... executing the Compliance Testing Program within Corporate Compliance . The program...internal partners regarding potential issues and status of assigned compliance review. + Assists Director with finalizing… more
- RTX Corporation (Arlington, VA)
- …RTX Global Ethics & Compliance has an outstanding career opportunity for a Director , Risk Assessments & Monitoring to develop, grow, and lead the realigned ... Risk Assessments and Monitoring function. This position will report to the Vice...to the Vice President & Counsel, Global Ethics and Compliance . What You Will Do + Play a critical… more
- City of New York (New York, NY)
- … of the Medical Division, DSNY seeks to recruit an experienced candidate to serve as Director of Drug and Alcohol Testing (DAT) for the entire agency. This role ... annually for employees of multiple city agencies and manages vendor contracts for additional testing as needed. The DAT Director supervises an internal team and… more
- JPMorgan Chase (Wilmington, DE)
- …**Job Responsibilities** + Lead the testing team effort in assessing and monitoring compliance and operational risks, ensuring compliance with firm ... essential part of our Firm's commitment to ensuring, through compliance and control testing , that we maintain...key stakeholders in Business units to perform control evaluations, monitoring and testing efforts across multiple business… more
- Evolv Technology (Waltham, MA)
- …initiatives. + Implement Early Improvements: + Create initial dashboards or tools for monitoring compliance KPIs and risk metrics. + Initiate updates to the ... Job Title: Director of Ethics & Compliance The...investigators with triage and case management for Ethics & Compliance related allegations. + Ensure annual testing … more
- Capital One (Mclean, VA)
- Audit Director , FCC & Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services ... all aspects of compliance and/or financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of Consumer and… more
- Boehringer Ingelheim (Duluth, GA)
- …benefit programs reflect Boehringer Ingelheim's high regard for our employees. The Associate Director , Compliance Operations - AH is responsible for leading and ... drafts, communicates, and maintains policies and procedures. + Develops and executes Compliance Training Program and monitoring strategies and systems. +… more
- Capital One (Mclean, VA)
- Compliance Director - Enterprise Services Capital One's technology transformation has presented an exciting opportunity to usher in leading edge, innovative ... and vendors. This position reports to the Enterprise Services Compliance Officer (CO). The Director , ES ...compliance risk through sound governance, rigorous controls and testing , and thoughtful risk escalation + Work collaboratively with… more
- L3Harris (Washington, DC)
- …- and have every other Friday off Job Description: The Global Trade Compliance Director will oversee the development, implementation, and enforcement of trade ... Job Title: Director , Global Trade Compliance Job Code:...well as corrective actions, training content, oversight of internal monitoring , and requirements for the appropriate action and required… more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing . + Identifies enhancements to business ... Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the... compliance program. Coordinates and performs risk assessment, monitoring , testing and surveillance activities to ensure… more
- Dollar Tree (Chesapeake, VA)
- …achieved. g) Collaborate on risk assessments, policy development, control implementation, and compliance monitoring and feedback. h) Lead state and federal ... **General Summary:** Lead a team of Quality & Compliance associates to manage and execute Dollar Tree...testing protocols to accommodate all product categories. The Director will have oversight of protocol development, testing… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- …AND RESPONSIBILITIES As a member of the RiseBoro Property Management team, the Associate Director of Affordable Housing Compliance will manage the leasing and ... adheres to internal policies, rules, and regulations + Conduct internal training and testing in all areas of affordable housing compliance (individual and group)… more
- Vanguard (Malvern, PA)
- The Director , Compliance Methodology is a senior role on the Compliance Methodology and Testing team within the Compliance Department. This position ... is responsible for the development, implementation, and integration of components of the compliance risk management framework. The Director serves as a subject… more
- CARMAX (Richmond, VA)
- …which govern publicly traded companies, retailers and financial institutes. The IT Compliance Director 's primary responsibility is to provide compliance ... **Who we are looking for:** We are seeking a strategic and experienced Director of Technology Compliance with proven leadership skills, advanced subject matter… more
- Ankura (FL)
- …development and lead generation. + Conduct independent regulatory program reviews and Testing ; + Drafting BSA/AML compliance programs and developing training for ... including risk assessments, KYC, policies, procedures, internal controls, and transaction monitoring and watchlist systems; + Draft written compliance programs… more
- Boston College (Chestnut Hill, MA)
- …and an endowment in excess of $3.5 billion. **Job Description** The **Associate Director , Compliance & eCommerce** reports to the Director , Financial ... and analyzes and evaluates University business processes, controls, systems, and compliance activities. The Associate Director will direct the use of… more
- Ross Stores, Inc. (New York, NY)
- …management\. The position will also assist in developing, implementing, and monitoring compliance training, business investigations, legal research, project ... with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a… more
- Citigroup (Jersey City, NJ)
- …and in implementation of cost effective and technology enabled innovative solutions in compliance monitoring , testing , and reporting + Effective negotiation ... across all lines of defense and overseeing CIA activities ( testing and monitoring ) to assess the design...testing that provides regulators and stakeholders' insight into compliance trends, themes, issues, and root causes. + Developing… more
- Bank of America (Charlotte, NC)
- Director ; Compliance and Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... a culture of improvement. + Build and implement risk-based coverage, including Monitoring , Testing and Targeted Assessments to assess process control adequacy… more
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