- Scotiabank (New York, NY)
- Director , Legal Counsel , Bank Regulatory Attorney **Requisition ID:** 209636 **Salary Range:** 240,000.00 - 286,000.00 _Please note that the Salary Range ... Department with responsibility for a wide range of US bank regulatory matters, and providing legal advice,...regulatory matters, and providing legal advice, services and counsel on matters affecting the Bank 's US… more
- SMBC (New York, NY)
- …Managing Director , Associate General Counsel . **Role Objectives** + Provide US bank regulatory advice to business and control functions of the bank ... portfolio of benefits to its employees. **Role Description** The Director , Counsel will work within the Legal...regulatory developments and evaluate/advise on impact to the bank . + Engage/manage outside counsel **Qualifications and… more
- Capital One (Mclean, VA)
- Director , Associate General Counsel , Bank Regulation and Policy The Capital One Legal Department is seeking a talented and experienced bank regulatory ... matters. This position reports to the Vice President, Chief Counsel , Bank Regulation and Policy. This candidate...be regularly worked. McLean, VA: $226,000 - $257,900 for Director , Asst General Counsel Richmond, VA: $205,400… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** Legal counsel providing advice related to broker-dealer activities with a focus on fixed ... to fixed income sales and trading businesses. + Provide regulatory advice for the municipal securities business, both origination...years' experience in a law firm and/or an investment bank legal department. A combination of law firm and… more
- TD Bank (New York, NY)
- …including investment bankers, product groups and compliance as well as external counsel . + Stay current of legal and regulatory developments impacting ... combined experience in a law firm and/or an investment bank legal department, with a focus on Capital Markets....organizational skills. **Depth & Scope:** + Manages other Senior Counsel , Counsel , Associate Counsel and/or… more
- Capital One (New York, NY)
- Director , Assistant General Counsel : Commercial Real Estate The Capital One Legal Department is seeking an experienced commercial real estate finance attorney to ... and efficient manner + Partnering collaboratively with other internal counsel and business teams in the Commercial Bank...be regularly worked. McLean, VA: $226,000 - $257,900 for Director , Asst General Counsel New York, NY:… more
- Scotiabank (New York, NY)
- Associate Director , Legal Counsel , Legal and Corporate Affairs **Requisition ID:** 206757 **Salary Range:** 180,000.00 - 211,800.00 _Please note that the Salary ... of matters across multiple businesses and operations of the Bank 's US Global Banking & Markets (GBM) business, with...front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft… more
- Charles Schwab (Westlake, TX)
- …the status quo" and transform the finance industry together. The Risk and Regulatory Legal Group is affectionately and colloquially known as the flagship of Schwab's ... Legal Department. RiskReg encompasses several areas, including regulatory relationships and defense; human resources and employment; litigation and arbitrations; and… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The VP/ Director and Counsel for Sumitomo Mitsui Banking Corporation will work ... America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui… more
- City National Bank (Charlotte, NC)
- …objective assurance over the design and operating effectiveness of the Bank 's compliance risk management practices, Regulatory Compliance, governance processes ... * DIRECTOR OF AUDIT COMPLIANCE* WHAT IS THE OPPORTUNITY?...conclusions and compliance with requirements. * Coordinate and manage regulatory requests and examinations with bank regulators… more
- Carnival Cruise Line (Miami, FL)
- …and other regulatory inquiries; legal review and negotiation of various bank account related contracts and documents. + Assist with the preparation and review ... To provide high quality, experienced legal advice in governance and regulatory matters to support the Company's compliance with applicable reporting and disclosure… more
- SMBC (New York, NY)
- …America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui ... portfolio of benefits to its employees. **Role Description** The Vice President - Counsel role for Sumitomo Mitsui Banking Corporation (SMBC) will work within the… more
- First Horizon Bank (Raleigh, NC)
- …**Location** : On site in Charlotte, NC or Raleigh, NC. **Summary** : First Horizon Bank is seeking a Director of Product Management for Consumer and Small ... to guide decision-making and refine product features. . Ensure product compliance with regulatory standards and manage risks effectively. . Serve as a leader across… more
- BlackRock (New York, NY)
- **About this role** **Group:** Financial Markets Advisory **Title Level:** Managing Director **Description:** Head of Bank Advisory, FMA Americas **Overview of ... financial institutions. **Position description** We are seeking a Managing Director to lead our Bank Advisory efforts,...knowledge and serving as a go-to firm expert on bank strategic, regulatory , operational and policy trends,… more
- Citigroup (O'Fallon, MO)
- …is responsible for managing complex, interconnected projects across the Retail Bank control management through overseeing, resolving, and remediating high severity ... management. The team provides strategic support to the Retail Bank leadership team. The Program Management Lead in this...USRB Account Opening through complex deliverables. Provides advice and counsel related to the technology or operations of the… more
- City National Bank (New York, NY)
- …to the Director of Business Banking as needed. Promotes the bank 's business banking brand awareness within designated market. May assist RBM's on leadership ... Provides support, as necessary in negotiating complex transactions, ensures conformance with Bank policy and regulatory requirements. Ensures sound credit and… more
- City National Bank (Los Angeles, CA)
- …Audit Manager (SAM) for Infrastructure & Service Management will support the Director of CNB Infrastructure & Service Management in providing independent, objective ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This...enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and control issues… more
- MUFG (Dallas, TX)
- …borrower and regulatory ratings, enterprise and project valuation, and general bank lending guidelines as evidenced by 10+ years as a wholesale loan workout ... We are seeking a Senior Loan Workout Specialist / Director in our Los Angeles or New York office...credit assigned to Special Assets Division ("SAD") (including complex, multi- bank syndicated credits as participant lender and as Administrative… more
- Regions Bank (Great Neck, NY)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... of the LIHTC asset. This position reports to the Regional Team Leader or Director of Asset Management and provides a dynamic opportunity to work with an established… more
- Comerica (Dallas, TX)
- …policies, and procedures, conducting risk assessments, and ensuring compliance with regulatory requirements. The director will collaborate with various ... Technology and Cybersecurity Risk Director The Technology & Cyber Risk Director...stakeholders to enhance the Bank 's cybersecurity posture and technology risk management practices. Position… more
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