- US Bank (Philadelphia, PA)
- …for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset ... **Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on the… more
- BECU (Tukwila, WA)
- …regarding BECU Benefits can be found here . **IMPACT YOU'LL MAKE** **:** As the Director of Investment Services Sales at BECU, you'll play a pivotal role in ... driving growth, innovation, and compliance across our Investment Services division. You...industry rules and regulations, including FINRA/SEC standards. + **Lead Operational Excellence:** Work alongside our Operations function to make… more
- Wellington (Boston, MA)
- …fiduciary and supervisory oversight, and regulatory oversight * Ensuring a successful operational model for each Analyst's research and investment process * ... MBA and/or CFA/CAIA (or equivalent) preferred though not required **LOCATION** The Director , Investment Research will be based in Wellington's Global… more
- Aramco Services Company (Houston, TX)
- Sr. Investment Director (1437)Aramco Ventures - Houston, TX - Full Time JOB PURPOSE: Aramco Ventures (AV) is the corporate venturing arm of Aramco, a world ... allow for alternative uses of hydrocarbon-based materials. The Senior Investment Director is a senior deal lead...during diligence and development of transaction documents. + Ensure compliance with AV investment process guidelines. +… more
- Scotiabank (New York, NY)
- Associate Director , Investment Banking - Sponsors **Requisition ID:** 196626 **Base Salary Range:** 275,000.00 - 275,000.00 _Please note that the Salary Range ... committed to results, in an inclusive and high-performing culture. **Title** : Associate Director , Investment Banking, Financial Sponsors Group - New York, NY… more
- Cleveland Clinic (Beachwood, OH)
- …of the most respected healthcare organizations in the world. The Executive Director Investment Operations, Performance Measurement and Risk Analysis is ... and software platforms, transaction management of direct holdings and co-mingled funds, operational due diligence on investment managers and vendors, CCIO… more
- Citizens (Boston, MA)
- …types of investment -related risk, including credit risk, interest rate risk, operational risk, compliance risk; pricing and valuation risk, credit and ... Description The Investment Portfolio Director will be a key member of the Institutional Investment Portfolio and Hedging team within Treasury. The team… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …to the diversity and excellence of our academic community. **Description** The Manager of Investment Operations Compliance is an integral member of the Emory ... audit workpapers. + Assists with internal and external reporting needs, including Investment Committee Report preparation and review. Regulatory Compliance : +… more
- City and County of San Francisco (San Francisco, CA)
- …Coordinate with investment managers, service providers, and colleagues to ensure compliance with investment policies and accurate reporting of investments. + ... San Francisco and their survivors. What We Do The Investment Division serves as a resource to the Retirement...natural resources, and other specialty investments. Reporting to the Director or Associate Portfolio Manager ("APM") of Real Assets,… more
- The Cigna Group (Bloomfield, CT)
- …real estate equity, public equity and short-term investments. This position, reporting to Senior Director of Investment Operations, will play a key role in CIM's ... improved operational processes that support the execution of Cigna's investment strategy while enhancing operational effectiveness to meet business growth.… more
- JPMorgan Chase (New York, NY)
- …+ Ability to apply knowledge/experience to a wide variety of alternative investment managers and operating environments to assess operational risks and ... of delivering innovative alternative solutions across market cycles. Our alternative investment engines are managed by highly specialized independent teams, backed… more
- University of Connecticut Foundation Inc (Storrs, CT)
- …to the Associate Vice President for Finance and Controller with dotted line operational responsibilities to the Associate Director of Investments, and so must ... to diversity, equity, and inclusion. POSITION SUMMARY In this Investment Accountant position, you will support a wide range...as Financial Edge/FENXT + Possess working knowledge of GAAP compliance . + Be a self-starter with the ability to… more
- New York State Energy Research and Development Aut (New York, NY)
- …participations in certain syndicated facilities. This position will report to the Managing Director , Head of Investment & Portfolio Management. The position will ... Bank, a division of NYSERDA. NY Green Bank is a globally recognized sustainable investment fund. Its mission is to accelerate clean energy deployment in New York… more
- Vanguard (Malvern, PA)
- …of appropriate operational and supervisory oversight within the business. The Senior Compliance Director , Head of Retail Regulatory Enablement will: + Act as ... is charged with building, maintaining, and enhancing an evergreen and comprehensive compliance program for Vanguard's investment advisor business. Working for… more
- Mizuho Corporate Bank (New York, NY)
- …a leading provider of a broad range of financial services, including investment and corporate banking, lending, custody, treasury services, research and capital ... Marketing and Social Media Analyst to work in the Investment & Corporate Banking division of Mizuho reporting to...Corporate Banking division of Mizuho reporting to the Managing Director , Head of Business Marketing. This position plays a… more
- S&P Global (New York, NY)
- …By leveraging our integrated solutions, clients gain deeper insights, maintain compliance across multiple jurisdictions, and improve operational resilience. This ... Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position is… more
- Friedman Management Company (Farmington Hills, MI)
- Commercial Real Estate Broker - Investment Sales Job Details Level Experienced Job Location Corporate Office - Farmington Hills - Farmington Hills, MI Job Category ... in the Detroit area markets. We are seeking commercial investment sale brokers who are looking to provide their...as 16,000 multi-family units across the country. The deep operational experience of our professional management team proves very… more
- Vanguard (Malvern, PA)
- The Director , Compliance Methodology is a senior role on the Compliance Methodology and Testing team within the Compliance Department. This position is ... is responsible for the development, implementation, and integration of components of the compliance risk management framework. The Director serves as a subject… more
- Principal Financial Group (Des Moines, IA)
- …and operational oversight as needed. + **Integration of New Investment Capabilities and Platform Expansion** Contribute to the strategic expansion of Asset ... **What You'll Do** ** Director | Sr. Director , Private Markets...Group" Meetings. Develop other materials used to present findings, investment performance assessment, or strategic plans to the GILC,… more
- Vanguard (Malvern, PA)
- …support the growing and evolving service offerings, Vanguard seeks a highly skilled Compliance Director to support our growing Cash Management Account product. ... for resolution of complex, problematic issues. + Evaluates and communicates operational efficiency and effectiveness of compliance programs. Sets measurable… more
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