- Mizuho Corporate Bank (New York, NY)
- …the Code of Conduct. Report suspected transactions or sanctioned parties to the OFAC Officer. Adhere to all guidance from Compliance OFAC Officer. Understand ... regulations for Loan operations. Manage loan data (ACBS, LoanIQ), identify OFAC matches, and ensure compliance with unit requirements. + This position requires… more
- BlackRock (New York, NY)
- …and enhance the AML compliance framework across the US investment advisory platforms, ensuring alignment with global standards and Americas regulatory expectations. ... AML regulations, including the US Bank Secrecy Act, USA PATRIOT Act, and OFAC requirements. Familiarity with fraud and sanctions risks, and an understanding of the… more
- SMBC (Jersey City, NJ)
- …Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/AML/ OFAC ), SMBC policies and procedures. The Associate follows established guidelines ... under their VP's remit. Reports to the VP or Director level. Complex transactions escalated to next level of...all aspects with regard to ongoing list updates including OFAC , MOFA, United Nationals Security Council and other internal… more
- US Bank (Chicago, IL)
- …Description** The Corporate Audit Services Senior Audit Manager supports the audit director and chief audit executive, in providing the Audit Committee and senior ... management with independent assurance and advisory services designed to evaluate and improve the effectiveness of risk management, control, and governance processes… more
- TD Bank (New York, NY)
- …Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position ... control and risk management behaviors aligned with TD policies and practices. + Provide advisory and oversight support to the TDS US business. + Provide advice to… more
- Scotiabank (Dallas, TX)
- …requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will perform AML audits ... work as part of the team and assist the Director , US AML Audit to provide audit services over...and review of audits, including providing high quality, value-added advisory services to Management as part of audits or… more