- Citigroup (Jersey City, NJ)
- …trade surveillance, e -communications and voice surveillance, employee personal trading , information barrier surveillance and control room related controls, ... for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors that may...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Truist (Atlanta, GA)
- …on complex compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income ... dealer activities as well as information barrier surveillance supporting the Broker Dealer Control Group. 10. Partner with Sales & Trading leaders and Governance… more
- Mizuho Corporate Bank (New York, NY)
- …FR2052A reporting initiatives linked to the ongoing migration to Axiom and various other control initiatives. + Lead initiatives to define the governance and ... the candidate will play a crucial role in defining the governance and control framework of the FR2052a reporting process, as well as developing comprehensive change… more
- NextEra Energy (Juno Beach, FL)
- …energy or gas purchases/sales. Employees in this role develop, communicate, and execute trading strategies with guidance. This position may lead and direct a ... renewable energy portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives and other… more
- Mizuho Corporate Bank (New York, NY)
- …initiatives linked to the ongoing migration to Axiom and various other initiatives. + Lead initiatives to define the governance and control framework of the ... the candidate will play a crucial role in defining the governance and control framework of the FR2052a reporting process, as well as developing comprehensive… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as the Treasury Technology Lead ! The Finance and Treasury IT team provides strategic solutions and support for the various applications and ... of large scale TMS solution(s) + Understanding / experience of Treasury Control function + Organized self-starter Additional Preferred Qualifications + Knowledge and… more
- US Bank (Minneapolis, MN)
- …other stakeholders to identify, escalate and propose solutions to compliance violations and control gaps and weaknesses that may lead to compliance violations. + ... instruments. Expected Responsibilities: + Provide oversight of trade desk and trading practices to ensure compliance with laws and regulations governing activities… more
- Citigroup (Queens, NY)
- …governance of the Spot RWA production process. The role is of a senior lead in the RWA Derivatives team, which reports into the RWA Integrity Derivatives Exposure ... Type Lead . The Spot RWA Derivatives team is responsible to...a comprehensive manner * Define, develop and establish robust control processes that can effectively demonstrate US Basel III… more
- Arizona Public Service (Phoenix, AZ)
- …customer expectations. What Your Day Will Look Like: + Quality Engineering: Lead quality assurance efforts through the project lifecycle from initiation to closure, ... Advanced Distributed Management System (ADMS), Energy Imbalance Market Realtime trading , Design & Spatial Management, Digital utility (mobility applications,… more
- Mizuho Corporate Bank (New York, NY)
- …will play a crucial role in helping to implement the governance and control framework of the FR2052a reporting process, as well as developing comprehensive processes ... the ongoing design and implementation of the governance and control framework of the FR2052a reporting process, ensuring a...regulatory reporting, or a related field. Proven ability to lead and inspire a team, fostering a collaborative and… more
- Pacificorp (Gillette, WY)
- …plant. + Direct on-the-job training for operator trainees/apprentices and new control operators. + Ensure generation expectations are delivered through cooperative ... relationships with corporate trading and load dispatching groups. + Build and maintain...improvement initiatives. + Under direction of management monitor and control costs associated with the operations of the plant.… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …daily, weekly, monthly, and quarterly checks, Start of day and End of day control , and reporting. + Manage SBLC invoice fee, and bilateral LC facility review, ... related to the letter of credit process promptly and effectively. + Lead internal and external audits, ensuring timely responses and compliance. + Contribute… more