- MUFG (Irving, TX)
- …and Strategic Initiatives and will provide oversight of the Global Transaction Monitoring and Investigations functions within the Bank. More specifically, the ... analysis, liaising with compliance and business groups to oversee transaction monitoring system and surveillance requirements, reviewing standards, procedures and… more
- Bank of America (Charlotte, NC)
- Audit Manager, Global Markets Operations (GMO) and Non-Financial Regulatory Reporting , Tax & Credit Reporting Operations (NTCO) Charlotte, North ... us! **Job Description:** Global Markets Operations (GMO) and Non-Financial Regulatory Reporting , Tax & Credit Reporting...data, fees & billing, corporate actions, client services, client reporting , transaction reporting and other… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, Senior AVP or Junior VP Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of ... the regulatory reporting processes and reporting .... Testing procedures include risk ranking, data analysis/ profiling, transaction testing, control testing and conformance review + Report,… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the ... reports to ensure that they are prepared in accordance with regulatory reporting instructions, guidance, regulators' expectations, and industry best practices… more
- JPMorgan Chase (New York, NY)
- …that influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Reporting to the Regulatory Engagement Manager for ... awareness of regulatory activities managed by regional REM teams (in EMEA , APAC, LATAM) and assist in addressing questions/issues to drive a consistent message… more
- JPMorgan Chase (Newark, DE)
- … reporting (also included in scope, is International Regulatory Reporting for select locations in APAC/ EMEA /UK/LATIN AMERICA regions), Regulatory ... The Firmwide Regulatory Reporting & Analysis (FRRA) team...banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive… more
- JPMorgan Chase (Chicago, IL)
- …Bank (ECB) and the JPMorgan SE Legal Entity, working closely with the EMEA Regulatory Affairs team, Audit and Compliance. **Job responsibilities** + Create ... Evaluation, Issues & Control Deficiencies and Control Governance & Reporting . Control Management serves as an independent function within...regulatory exams and compensation matters + Partner on regulatory matters with EMEA Regulatory … more
- Bank of America (Charlotte, NC)
- …typically complex, directed by internal bank policies and require adherence to regulatory and compliance requirements which can involve high $ penalties and fines ... for non-compliance. Executes against regulatory , BSA/anti-money laundering, and economic sanctions compliance practices relevant to the manager's area of… more
- Mizuho Corporate Bank (New York, NY)
- …also participates in governance bodies, oversees key FCC-related controls and reporting , contributes to FCC initiatives, and leads training and awareness programs ... updating policies and procedures to align with evolving regulations and best practices. Reporting to the Vice President of FCC Advisory, this role is responsible for… more
- Bank of America (Charlotte, NC)
- …typically complex, directed by internal bank policies and require adherence to regulatory and compliance requirements which can involve high $ penalties and fines ... for non-compliance. Executes against regulatory , BSA/anti-money laundering, and economic sanctions compliance practices relevant to the manager's area of… more
- Mizuho Corporate Bank (New York, NY)
- …amendment and waiver requests upon analyzing the credit impact on the transaction + Provide on-going monitoring of transactions and adjust credit ratings when ... + Perform credit rating reviews and other periodic internal reporting requirements in accordance with credit policy and procedures...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …Bank's "Code of Conduct ". + Designated as person responsible for reporting potentially prohibited transaction (s) (OFAC-related) upon detection. QUALIFICATIONS : ... of your department, as well as local laws and regulatory obligations. Roles in some of our departments have...in 35 countries and 800 offices throughout the Americas, EMEA and Asia. Mizuho Americas is a leading provider… more