- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- City of Long Beach (Long Beach, CA)
- COMPLIANCE OFFICER OF THE HOUSING AUTHORITY (SPECIAL PROJECTS OFFICER ) Print (https://www.governmentjobs.com/careers/longbeach/jobs/newprint/4675728) Apply ... DUTIES THE POSITION Reporting to the Bureau Manager, the Compliance Officer will play a critical role...an agency to increase collective impact. + Knowledge of equity and social determinants of health. SELECTION PROCEDURE This… more
- Wells Fargo (St. Louis, MO)
- … Officers** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer , you will support the ... one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship...Value Diversity** At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Stanford Health Care (Palo Alto, CA)
- …to the President and CEO of both SHC and SMCH, the SHC/SMCH Chief Compliance Officer oversees a comprehensive hospital and clinical compliance program ... that includes but is not limited to ensuring compliance with Medicare and Medicaid billing regulations, fraud and abuse laws, applicable state laws and laws for… more
- Parsons Corporation (Lancaster, PA)
- …for. **Job Description:** Parsons is seeking an amazingly talented **Vehicle Inspection Station Compliance Officer ** to join our team! Are you looking for a ... stations throughout the day? If so, Parsons seeks a Vehicle Inspection Station Compliance Officer with the Pennsylvania Emissions Team to support our project… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... strategies ( equity , fixed income, liquid alternatives and private equity...five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,...expected to be available until: 01/30/2025 Commitment to Diversity, Equity , and Inclusion We strive for equity ,… more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...nearly all segments of the global capital markets, including equity , fixed income, multi-asset, and alternative strategies. As a… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... and leverage broader Bank relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... business lines and asset classes, including OTC derivatives, structured notes/products, equities , fixed income, listed options, equity derivatives, and hedging… more
- Stanford University (Stanford, CA)
- Administrative Compliance Officer (1 Year Fixed Term) **Institutional Equity & Access, Stanford, California, United States** Compliance Legal Post Date ... a small, high-impact, unit within the Office of Institutional Equity & Access that oversees compliance with...of Institutional Equity & Access that oversees compliance with respect to disability and certain non-discrimination related… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... firm's overall compliance program including developing policies and procedures, communicating all...regulatory changes to the taxable fixed income, municipal & equity securities sales & trading, public & corporate finance… more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to TD ... Bank's compliance and business units related to fair lending and...and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in an incentive… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Compliance Officer ** **Job Class: Public Health Sanitarian 2** **Agency: Health Department** + **Job ID** : 81120 + **Location** : St. Paul + ... all Minnesotans. The State of Minnesota is committed to equity and inclusion, and invests in employees by providing...and improving the health of all Minnesotans. As a Compliance Officer in the Drinking Water Protection… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** + Implement policies… more
- AECOM (Phoenix, AZ)
- …we have an exciting upcoming employment opportunity for a **Project Diversity Compliance Officer ** to support current and upcoming construction projects. Hiring ... community concerns and issues related to construction activities promptly and effectively. XBE Compliance : + Ensure compliance with applicable DBE, MBE and WBE… more
- Salt Lake City Corporation (Salt Lake City, UT)
- Position Title: Compliance Enforcement Officer Job Description: Reporting to a Compliance Division Field Supervisor, incumbent performs duties associated ... with Compliance Division operations while assigned to either a City...workplace, and as such, we are committed to pay equity . We are proud to have achieved gender pay… more
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