- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk ...+ In-depth knowledge of various financial assets such as Equities , Derivatives, Fixed income, FX and OTC products such ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight...rules, and regulations applicable to equities and equity derivatives + Understanding of compliance program… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...changes applicable to area(s) of coverage + Leads the equities trade surveillance team to ensure timely and accuracy ... us! **Job Description:** This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a… more
- TD Bank (New York, NY)
- …while partnering with 2nd Line functions including Algo Risk Control (ARC), Compliance , Operational Risk , and Model Validation. The program covers all ... for Issues Management including the timeline identification, escalation, and remediation of Operational Risk Events and regulatory violations. + Collaborate with… more
- JPMorgan Chase (Tampa, FL)
- … Management Lead for the Governance, Risk and Controls (GRC) team within Compliance , Conduct and Operational Risk Technology & Cybersecurity (CCCOR T&C), ... control organizations. CCOR T&C is a group within the Compliance , Conduct and Operational Risk ...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- JPMorgan Chase (Tampa, FL)
- …Risk Management team responsible for the successful implementation and execution of the Compliance , Conduct, and Operational Risk (CCOR) Tech & Cyber ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead, you will need… more
- JPMorgan Chase (Tampa, FL)
- …used. Our team is responsible for the successful implementation and execution of the Compliance , Conduct and Operational Risk (CCOR) Tech & Cyber framework ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Tech… more
- JPMorgan Chase (Tampa, FL)
- …used. Our team is responsible for the successful implementation and execution of the Compliance , Conduct and Operational Risk (CCOR) Tech & Cyber framework ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Tech… more
- US Bank (Earth City, MO)
- …Risk Studios including BDMA/Ecosystem, Consumer Lending/Deposits, and Microbusiness by providing compliance and operational risk subject matter expertise ... and others. **_Specific functions and responsibilities of this role include:_** + Provide compliance and operational risk subject matter expertise to support… more
- JPMorgan Chase (Columbus, OH)
- …management protocols. **Job Responsibilities** + Lead and support execution of the Compliance and Operational Risk Evaluation framework through participation ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and other stakeholders across the organization to promote early operational risk identification and assessment, effective design… more
- JPMorgan Chase (Newark, DE)
- …and control related items for executive management + Support execution of the Compliance and Operational Risk Evaluation (CORE) framework through ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...partners and other stakeholders across the organization, promoting early operational risk identification and assessment, effective design… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Associate within the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...(LOB) and other Control functions, including Internal Audit and Operational Risk . Your role will require a… more
- JPMorgan Chase (Tampa, FL)
- …Lead - Vice President in the Global Financial Crimes Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing Team, you will be ... within the firm's Second Line of Defense and provides Compliance , conduct, and operational risk ...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- Morgan Stanley (Purchase, NY)
- …employees across the organization. Partner with second- and third-line control functions (Legal, Compliance , Audit, and Operational Risk Department) on an ... and on target o Engage business partners to understand operational risk incidents and remediate as necessary...years' experience supporting corporate business processes/programs . Experience with risk or compliance a plus * *… more
- JPMorgan Chase (Westerville, OH)
- …and understanding of IT risk management practices and methodologies, including risk assessment, experience with Compliance , Operational , and IT ... influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk...the team while monitoring and evaluating controls to mitigate operational risk to ensure we meet firmwide… more
- Wells Fargo (Minneapolis, MN)
- …team members **Required Qualifications:** + 5+ years of Risk Management experience ( Compliance , Financial Crimes, Operational Risk , Audit, Legal, Credit ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- JPMorgan Chase (New York, NY)
- …With respect to technology matters, establish and develop effective relationships with Compliance , Conduct and Operational Risk (CCOR); Internal Audit; ... opportunity to influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management. Your… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champions ... Director, Equities Quantitative Strategist, US Equity Execution...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AMUATF/sanctions and conduct risk . + Champions ... Director, Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more