- Merck & Co. (Rahway, NJ)
- …plans, creating and driving supplier savings roadmap, understanding and managing risk impacting supply nodes while partnering with other procurement areas to ... Direct Materials Operations & Capital (DMOC) to our Manufacturing Division and Operational Units (OpUs) as it relates to in-line product management, supplier… more
- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk ...+ In-depth knowledge of various financial assets such as Equities , Derivatives, Fixed income, FX and OTC products such ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...changes applicable to area(s) of coverage + Leads the equities trade surveillance team to ensure timely and accuracy ... us! **Job Description:** This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a… more
- JPMorgan Chase (Newark, DE)
- …performed by Acquisitions, Equity Investments, and Corporate Finance. + Support Compliance and Operational Risk Management oversight and independent ... to be best-in- class. As a Compliance Risk Management Senior Associate in Compliance , Conduct and Operational Risk , you will join a team of … more
- TD Bank (Mount Laurel, NJ)
- …foster and effectively manage relationships with Risk & Control Partners (Legal, Compliance , Privacy, Operational Risk , Fraud, GAML, Technology Risk , ... Key Risk Indicators (KRI) and related thresholds + Ensure compliance with broader policies by completing required assessments, gathering and reviewing… more
- JPMorgan Chase (Columbus, OH)
- …and managing the firm's governance requirements for Risk Management and Compliance , Conduct, and Operational Risk (CCOR) owned policies, policy ... The Risk Management and Compliance (RM&C) Document...and laws + Willingness to be part of diversity, equity , and inclusion initiatives, and ability to bring authentic… more
- US Bank (Minneapolis, MN)
- …program owners. **JOB FUNCTION & RESPONSIBILITIES** + Ensure RM&C, as a business line, is in compliance with key operational risk and compliance risk ... Manager is responsible for oversight of key enterprise risk programs for the Risk Management and Compliance (RM&C) Business Line and will work closely with… more
- Wells Fargo (Irving, TX)
- …following: work experience, training, military experience, education **Desired Qualifications:** * Compliance , Operational , or Enterprise Risk program ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- American Express (Phoenix, AZ)
- …Risk and Compliance organization. This role focuses on driving operational risk transformation by aligning business needs with technological solutions, ... risk and compliance technology capabilities** that support the operational risk management framework, including risk identification, monitoring,… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AMUATF/sanctions and conduct risk . + Champions ... Director, Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- The Clorox Company (Oakland, CA)
- …concern relative to the goals and performance objectives of internal customers, and consider operational , compliance , and financial risk . + Lead the overall ... mitigation of a wide range of business, financial, technology, compliance , and operational risks while strengthening The...audit expertise to promote and instill a culture of risk management and compliance which embraces industry… more
- JPMorgan Chase (New York, NY)
- …in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject ... timely remediation of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and… more
- Wells Fargo (Charlotte, NC)
- … Risk or a combination of both. + Knowledge and understanding of compliance or operational risk + Ability to communicate effectively, in both ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Atlanta, GA)
- …self-identification of business and operational issues and to design and implement operational risk and compliance assurance solutions that mitigate ... + Planning, managing, and providing ongoing support for the Bank's global governance, operational risk and compliance (GRC) framework. + Providing governance… more
- US Bank (Charlotte, NC)
- … compliance . The ideal candidate will have a strong background in regulatory compliance , risk management and operational processes, along with excellent ... discover what you excel at-all from Day One. **Job Description** This team supports compliance risk for general lending and compliance , CBBO default… more
- Wells Fargo (Irving, TX)
- …years of relevant experience in regulatory reporting and risk management including compliance , operational risk , financial crimes, audit, legal, credit ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …or a combination of the following: HR Operations, Accounting, Payroll, Payroll Tax, Compliance , or Operational Risk , or equivalent demonstrated through one ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- ADP (Roseland, NJ)
- …that has a multi-disciplinary approach in cyber and information security and compliance , operational risk management, client security management, workforce ... and keep security specialists focusing on delivering next generation risk reduction and threat mitigation initiatives. Whether it's reporting, brainstorming,… more
- Bank of America (Charlotte, NC)
- …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...in one or more of these asset classes - ** Equities , FX, Commodities, Interest Rates, Credits** . Bachelors or… more
