• Vice President , Regulatory…

    TD Bank (New York, NY)
    …provide primary coverage over US Equities for both cash and derivatives products. Core Accountabilities: Scope of Supervision accountabilities covers multiple US ... Cash and Options, US Sales, Cross Asset Trading, Institutional Equity Research Sales, as well as Our Prime Services...gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs… more
    TD Bank (08/07/24)
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  • Corporate Derivatives Marketer - VP

    SMBC (New York, NY)
    …as well as structured and option based strategies, both stand-alone and embedded. Experienced derivatives marketing Vice President to work in a team of ... **Role Description** SMBC Capital Markets, Inc. (CM) is a derivatives trading company which was started in 1988 and...a marketer on live trade executions managing client and trader communications in addition to models and systems. +… more
    SMBC (07/31/24)
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