- Russell Tobin & Associates (New York, NY)
- …low-touch offering and the Risk Arbitrage team where possible Qualifications: Experience within the equity trading markets Sales Trading with account ... What are we looking for in our US Equity Sales Trader? About the job...multiple industries, it continues to expand the breadth of Sales , Trading , and Investment Banking services offered… more
- Russell Tobin & Associates (Jersey City, NJ)
- …the ability to persuade and influence stakeholders at the team level.* Compliance Culture and Conducto Takes full responsibility for personal actions and ... organization with entities in Europe and Asia.The functional scope covers both US Equity Options and Listed derivatives from the execution to Post Trade Allocation.… more
- Wells Fargo (New York, NY)
- …Fargo is seeking **Senior** **Lead Compliance Officers** in Corporate Risk as part of ** Equity Sales and Trading Compliance .** Learn more about the ... career areas and business divisions at wellsfargojobs.com . Equities Sales and Trading Compliance provides coverage for Cash, Derivatives, Electronic … more
- Citigroup (New York, NY)
- …in the Electronic Trading domain and be part of Citi's growing Equity Trading franchise. Responsibilities: + Improve Algorithmic Trading Algorithms by ... control issues with transparency. Knowledge/Experience: + Good understanding of US Equity Algorithmic Trading and Market Microstructure. Knowledge of ETF… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... decisions. + Manage trading inventories and generate trading revenues in compliance with limits and...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- BMO Financial Group (New York, NY)
- …to clients around the world. #bmocapitalmarkets Provides a markets-based suite of sales and trading solutions to Institutional, Corporate, and Retail clients. ... across asset classes including: debt, foreign exchange, interest rate, credit, equity , securitization, and commodities. Provides competitive pricing to all clients… more
- Portland General Electric (Tualatin, OR)
- …business to elicit, document, analyze and validate requirements for new energy trading and risk systems and enhancement of existing systems. Analyzes business ... Requires knowledge and experience working in an Energy, Commodity, or Financial Trading and Risk organization. (in-depth for career level) + Experience working with… more
- SMBC (New York, NY)
- …/ transactions (ie, pre-trade and post-trade spot checks) in support of trading and trading operations. Effectively communicate with middle office regarding ... the required data into proper reporting / analytics. Support legal and compliance teams (ie, provide reporting and/or documentation as required) with regulations… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Director, Corporate Equity Derivative Origination/ Sales **Requisition ID:** 199353...Equity Derivatives Division is responsible for originating, pricing, trading , and selling both vanilla and complex equity… more
- Citigroup (New York, NY)
- The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... on budgeted revenues, and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading book as a Senior… more
- HSBC (New York, NY)
- … trading limits. Maintain appropriate and smooth communication with Structuring, Sales , and other trading teams. Enhance the current hedging processes. ... **Description** ** Equity Derivatives Trader, HSBC Bank USA NA, New...pricing, trade booking processes, risk management, inventory management, and compliance ; * Trading within non-linear products (volatility… more
- HSBC (New York, NY)
- …both internal and external stakeholders + Manage Equities Research, Sales and Trading , in addition to other product (Strategic equity , DCM, Leverage Finance) ... our communities and the planet we all share. The Equity Capital Markets business in New York originates, structures...the Americas + Liaising with Global Markets teams in sales , research and trading to deliver capital… more
- HSBC (New York, NY)
- …and executing transactions covered by the team. Liaise with Global Markets teams in sales , research and trading to deliver capital markets advice to our ... **Description** **Vice President in Equity Capital Markets, HSBC Securities (USA) Inc., New...investors * Investor management during marketing * Experience with sales , research and trading to deliver capital… more
- Scotiabank (San Francisco, CA)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Associate, Technology Equity Research - Internet **Requisition ID:** 196506 **Salary...as well as client and corporate events + Assist sales and trading personnel with communications to… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Associate, Biotechnology Equity Research **Requisition ID:** 196502 **Salary Range:** 145,000.00...as well as client and corporate events + Assist sales and trading personnel with communications to… more
- PNC (Houston, TX)
- …position. **Preferred Skills** Client Relations, Corporate Finance, Decision Making, Equity Trading Systems, Financial Accounting, Investments, Investment ... Financial Analysis, Financial Engineering, Financial Services Industry, Knowledge Of Customers, Sales Function, Trading **Work Experience** Roles at this level… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Director, Control Room - GBM&T Compliance **Requisition ID:** 201053 **Salary Range:** 174,700.00 -...Banking, Mergers & Acquisitions, Corporate Banking, Merchant Banking, Loan Sales and Trading and control room functions,… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... use):** 12 **S&P Global Ratings - Commercial** **The** **Role:** **Director, Sales : Project Finance & Infrastructure** **The Team:** The S&P Global Commercial… more
- New York Power Authority (White Plains, NY)
- … Trading group (Energy Risk Management), Enterprise Risk, Finance, Sales , Marketing and Wholesale/Retail Operations. **Knowledge, Skills and Abilities** + Basic ... This includes the complete energy value chain of forecasting needs, trading , origination, fuel purchasing and energy management. Includes supporting technical… more
- Citigroup (New York, NY)
- …will be expected to foster strong relationships with trading , research, ICM, compliance , credit partners and other sales teams. On a day-to-day basis, this ... (eg macro hedge funds, multi strat. funds, credit and equity funds and real money accounts) primarily located in...the client base - which should translate into incremental sales credit and trading revenues for the… more
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