- TD Bank (Greenville, SC)
- …predictive models and lending practices are fair and responsible . The Fair Banking Compliance analytics team is seeking a qualified Data Scientist ... Analytics, Insights, & Artificial Intelligence **Job Description:** **Department Overview:** The Fair Banking Compliance team oversees the governance… more
- OceanFirst Bank (Toms River, NJ)
- …comparable business curriculum. CRCM preferred. 8+ years progressively responsible for Fair Banking Compliance , and Regulatory Compliance experience, ... banking or financial institution environment developing and implementing compliance policies, programs, and procedures, as well as resolving regulatory… more
- Capital One (Mclean, VA)
- …The Compliance Advisor Manager performs a compliance support role in Fair & Responsible Banking , an enterprise compliance program covering ... Manager works under the direction of the Director, Fair & Responsible Banking . The Compliance Advisor Manager interacts with and advises the Capital… more
- Comerica (Farmington Hills, MI)
- Manager Compliance Advisory Fair Lending and Responsible Banking The Fair Lending and Responsible Banking Advisory Manager will provide ... Provide guidance and ongoing support on managing Fair Lending and Responsible Banking risks and applying compliance requirements to new products and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …processes and exceptional customer service skills * Concepts, practices, and procedures of banking compliance and knowledge of the securities industry a plus * ... education, experience, specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned… more
- Sallie Mae (Newark, DE)
- …The Senior Manager, Compliance Risk reports to the Compliance Risk and Fair & Responsible Banking Officer. The Senior Manager will be responsible ... implementing compliance risk strategies, policies, and procedures for the Fair and Responsible Banking Program (FRB) analysis oversight and risk reviews.… more
- NBT Bank (Canajoharie, NY)
- …within our 7 state footprint - CT, ME, MA, NH, NY, PA and VT The Fair Banking Officer is responsible for the development, implementation, maintenance and ... and interacts daily with VP and SVP levels. The Fair Banking Officer is responsible ...banking and financial services (preferably 1+ years in Compliance or Risk Management) + Relevant Compliance ,… more
- City National Bank (Los Angeles, CA)
- …OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing ... and maintaining assigned areas of the compliance program covering Fair and Responsible Banking including monitoring business area compliance with… more
- TD Bank (New York, NY)
- …debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... new laws, regulations, rules, and interpretations or guidance relating to Investment Banking Compliance across all jurisdictions. + Ensure day-to-day activities… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Private Banking Regional Manager, East Region, will be responsible ... organization. You will partner with internal CIBC Private Wealth Management, Private Banking leadership and group practice leaders to develop and implement a plan… more
- Bank of America (New York, NY)
- …banking , corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA. The ... view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County Fair … more
- Citigroup (Irving, TX)
- …with the Citi program framework. This position will be part of the US Personal Banking Fair Lending Advisory team and will support the marketing functions across ... Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal… more
- US Bank (Chicago, IL)
- …revenue generation through product strategy. + Strong understanding of Connected Banking regulations and compliance requirements. + Excellent analytical, ... **Job Description** DIGITAL OVERVIEW: At US Bank, the Digital team is responsible for setting and executing our enterprise-wide digital strategy. We drive… more
- Bank of America (New York, NY)
- …banking , corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA. The ... view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County Fair … more
- Capital One (Mclean, VA)
- …communication with both external and internal customers with experience in Commercial Banking , risk management, legal, or compliance in the financial industry. ... America, McLean, Virginia Principal Risk Associate - Cross Border Banking , Commercial Banking Policy Office, and Sales...internal and external partners for Audit, regulatory exams, and compliance assessments, and are the point of contact for… more
- Capital One (Mclean, VA)
- …America, McLean, Virginia Senior Risk Manager - Regulatory Change, Cross Border Banking , Commercial Banking Policy Office, Conduct and Incentive Risk Commercial ... line of defense, managing non-credit risk for the Commercial Banking line of business. Commercial Risk leads regulatory and...internal and external partners for Audit, regulatory exams, and compliance assessments, and are the point of contact for… more
- Bank OZK (Shelby, NC)
- Job Purpose & Scope Responsible for ensuring Banking Center leaders and their teams are consistently performing their roles with excellence. You will also ... business partners, and the various departments that support Retail Banking , including Sales Effectiveness, Branch Administration, Human Resources, Deposit… more
- City National Bank (New York, NY)
- *SENIOR RELATIONSHIP MANAGER BUSINESS BANKING * *Park Ave Branch - New York, NY* WHAT IS THE OPPORTUNITY? Develops and manages relationships with business banking ... delegated authority. Manages overall relationship profitability and portfolio risk and is responsible for profitable growth of the portfolio assigned. This may be… more
- MUFG (New York, NY)
- …details. **Job Summary:** We are looking for candidate(s) who will be responsible for: Maintaining and servicing existing portfolio as Marketing Officer ("MO"). ... Supporting corporate banking business operations and initiating administrative tasks, such as...team. + Assist with duties or inquiries related to compliance matters. Ensure adherence to all bank policies and… more
- M&T Bank (Clanton, AL)
- …within the Board-mandated compliance risk tolerance. **Specific to Posting:** - Responsible banking : Fair lending laws and regulation (federal and ... WISD: Wealth and investment laws and regulations - Core banking : Deposit and lending laws and regulations (B, D,...compliance , legal, audit, risk or other relevant function Fair Lending experience in the 2nd line of defense… more