- City National Bank (New York, NY)
- …* Coordinate 2LOD Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient guidance and support during ... *SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST * WHAT...detective controls relating to Entertainment Banking activities (focus on Compliance -related controls) * Coordinate with 1st LOD Testing… more
- Aegon Asset Management (Cedar Rapids, IA)
- …Job Description Responsibilities: + Perform risk-based independent compliance testing for the record-keeping and fiduciary administration affiliates. + ... and staff; gather data, procedures and other documentation necessary for performing assigned compliance testing . + Propose testing scope, review internal… more
- TD Bank (New York, NY)
- …in the US Compliance Operating Framework (COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk ... compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more
- The County of Los Angeles (Los Angeles, CA)
- SENIOR DISASTER SERVICES ANALYST Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4320334) Apply SENIOR DISASTER SERVICES ANALYST Salary ... program metrics and provides guidance as needed to ensure program compliance . Requirements SELECTION REQUIREMENTS: Three (3) years of highly responsible… more
- NBT Bank (NY)
- …5% Provides recommendations of system enhancements that pertain to plan document and compliance testing preparation. + 5% Performs other duties as assigned. ... preferred Skills and Abilities: + Must understand key plan design, compliance and fiduciary role related topics with respect to 401(k) Plans. + Knowledgeable… more
- State of Colorado (CO)
- …eligible for overtime compensation. Department Contact Information Haley Thompson, HR Analyst , ###@state.co.us Primary Physical Work Address This is a remote ... Division Team (https://www.youtube.com/watch?v=GE30JDBTSJo) ! The Taxation Division promotes voluntary compliance with all tax laws through education, assistance and… more
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