- US Bank (St. Paul, MN)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Fiduciary Operational Risk Management Oversight position will provide ... work experience - Typically more than six years of experience in fiduciary operational risk management , compliance, internal auditing, public accounting,… more
- Citizens (Providence, RI)
- …incumbent in this role will focus on applying governance knowledge, as well as operational and risk management expertise across various governance committees ... Description The Fiduciary Business Support Manager I is responsible for management and execution of key fiduciary services governance activities associated… more
- Wells Fargo (Fort Worth, TX)
- …opportunities for process improvement and risk control development + Review risk management reports + Receive direction from leaders and exercise independent ... services designed to meet the diverse needs of high-net-worth clients. These specialized fiduciary services include Asset Management Services. In this role, you… more
- Wells Fargo (Minneapolis, MN)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Advisory Specialist Working at Wells Fargo | Jobs and Careers at Wells Fargo… more
- BlackRock (New York, NY)
- …with team members to understand how personal passions and strength connect with our purpose. ** Operational Risk Management ** The Operational Risk ... and active promotion of the risk management framework and BlackRock's risk -aware culture, including roll-out of Operational Risk framework tools and… more
- Citizens (OH)
- …various types of risk with specific focus on aspects of compliance and operational risk for Wealth Management . This includes aspects of material ... Risk Senior Manager supporting our Private Wealth Management - RIA and Trust Fiduciary businesses...Candidate must possess a strong and in-depth RIA Investment Management knowledge of the rules, regulations, and operational… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...Private Bank's Solutions business. You will need to possess operational and regulatory knowledge and experience with managed account… more
- JPMorgan Chase (Chicago, IL)
- …related to Control Management Programs (eg Office of Legal Obligations, Control and Operational Risk Evaluation) and 2 nd Line Compliance and Operational ... in the following areas of focus - Market Practice risk , Fiduciary Risk , or Client...8+ years of financial service experience in controls, audit, risk management , or compliance preferred + Excellent… more
- Hackensack Meridian Health (Edison, NJ)
- …Health (HMH). Responsible for the strategic and operational leadership and management of the organization's insurance and alternative risk finance program. ... Abilities Required** : + 10-15 years of experience in either insurance, risk management , underwriting, insurance brokerage organization + Experience with complex… more
- JPMorgan Chase (Newark, DE)
- …to ensure compliance with our fiduciary obligations, managing operational risk on behalf of the Wealth Management Solutions business and ongoing ... Management Solutions Business + Promote an environment where fiduciary risk and control issues are escalated...for audit and regulatory exams + Identify and assess operational risks related to the US Trusts and Estates… more
- CIBC (Chicago, IL)
- …into the third party operating model, maintain a governance model/framework, define risk management standards and assessments, measure the program effectiveness ... our Bank by accelerating the shift to digital, strengthening operational resilience, simplifying what we do, improving CIBC's speed...adequately engaged, ensuring that for all suppliers the correct risk management regime is placed around the… more
- JPMorgan Chase (Fort Worth, TX)
- …and is responsible for talent management including development + Maintain appropriate fiduciary risk management processes with the appropriate level of ... needs + Work with Global Head of Mineral Asset Management on various internal operational initiatives +...efficiencies through process improvements with a view to mitigating operational risk , optimizing productivity and delivering "best… more
- JPMorgan Chase (New York, NY)
- …applicable policies and procedures governing the risk in question + Utilize risk management tools, such as the overdraft report, daily transaction report, ... 170 years of experience in serving as a corporate fiduciary for families, it is important that our Trusts... issues. + Oversee the work performed by various operational groups + Identify risk that might… more
- ADP (NJ)
- …other regulatory requirements. + Provide expert advice and support to clients on investment management . Compliance & Risk Management : + Ensure all activities ... a liaison and supporting the supervisory structure of ADP Broker Dealer. + Implement risk management strategies to safeguard the organization and its clients. +… more
- Comerica (Charlotte, NC)
- …Trust Administrators and Trust Client Assistants, ensuring best-in-class client experience and risk management excellence in the administration of personal and ... outcomes. Actively contributes to the team, collaborating and providing feedback on operational improvements. Leadership and Management * Provide leadership and… more
- JPMorgan Chase (Rochester, NY)
- …ongoing day to day administration of accounts. You will also be responsible for risk management , client relationship management , and personal development and ... JP Morgan Asset & Wealth Management , with client assets of $2.8 trillion, is...long history of excellence in serving as a corporate fiduciary for families. Job Responsibilities : + Work with… more
- Wellington (Boston, MA)
- …develop well-articulated investment Philosophies & Processes (P&Ps) * Helping to provide risk management , fiduciary and supervisory oversight, and regulatory ... (shorting, absolute return mindset), investment science and advanced data skills, portfolio management capabilities, and risk taking; and * Providing ongoing… more
- BMO Financial Group (Palatine, IL)
- …proposals and participates in meetings with prospects/clients. + Provides investment management , fiduciary expertise and strategic leadership for business, ... client experience. Provides technical expertise for all aspects of investment management and administration to ensure compliance. Works collaboratively within the… more
- Wells Fargo (St. Louis, MO)
- …to client-focused solutions and delivery in an effort to reduce operational risk , improve efficiency, increase consistency/coordination, and bring focus ... in the first manager to oversee first line credit risk management and identify ways to further...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- City National Bank (Wilmington, DE)
- …regarding the administration and maintenance of accounts + Comply fully with all Bank Operational and Wealth Management policies and procedures as well as all ... accounts. **What you will do** + Administer and interpret fiduciary accounts in accordance with applicable laws and regulations...a point of escalation for problem resolution. + Manage risk to ensure all relationships are within CNB's … more