- Vanguard (Atlanta, GA)
- … advisor ", bringing the full breadth and depth of Vanguard to each interaction. The RIA Field Sales Executive identifies, builds, and develops new ... day-to day management of a specific territory. As the Field Sales Executive - RIA ,...At least five years on experience selling into the Registered Investment Advisor channel required.… more
- US Bank (Cincinnati, OH)
- …knowledge of FINRA and SEC rules and regulations + Expertise in executive management, wealth management, sales & relationship management, people management, ... P&L management + BA/MBA in finance, accounting, or related field + FINRA licenses 7, 24, and 63 required;...marketplace and products + Proven leadership skills from an executive position in the brokerage/ RIA industry +… more