- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates ... Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction...consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and… more
- BeOne Medicines (Emeryville, CA)
- …Control, Legal & Compliance , External Audit, etc). + Strong experience leading regulatory compliance effort for SOX, US DoJ Data Rule. + Experience in ... BeOne is seeking an Associate Director of GTS Governance, Risk , & Compliance (GRC) to build, enable...and improving policies, procedures and internal controls to ensure compliance with applicable regulatory and legal requirements… more
- SMBC (Charlotte, NC)
- …large-scale Finance Technology initiatives that impact global operations and regulatory compliance . This role ensures delivery of complex programs involving ... ensure cost control and compliance . + Coordinate execution across Finance , Risk , Operations, and Technology teams globally, ensuring stakeholder alignment.… more
- Banc of California (Pasadena, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP, Senior Finance Technology & Systems is responsible for the strategy, delivery, and continuous ... improvement of the Bank's Finance technology ecosystem. This leader ensures the Bank's core...architecture, integrations, and controls align with accounting, reporting, and regulatory requirements. The ideal incumbent is a hands-on leader… more
- SMBC (Jersey City, NJ)
- …management. Working with core Finance teams and other key colleagues (Technology, Risk , Compliance , etc.), Finance Change is primarily responsible for ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- SMBC (Jersey City, NJ)
- …of a control framework to mitigate risk , enhance the accuracy of regulatory reporting, and ensure compliance to applicable US regulatory reporting ... function under a strong internal control framework while ensuring proper compliance to various regulatory reporting standards from supervisory agencies.… more
- SMBC (Charlotte, NC)
- …the Risk Technology Group. This role is pivotal in overseeing regulatory stress testing platforms, ensuring compliance with Federal Reserve requirements, and ... documentation for stress testing methodologies and assumptions. + Ensure compliance with Federal Reserve regulations and internal risk...and Skills** + 15+ years of experience in financial risk management or regulatory reporting within a… more
- Sallie Mae (Newark, DE)
- …experience required. + Strong background in business administration, governance, or regulatory compliance . + Excellent organizational and documentation skills ... Key Responsibilities includes (a) Planning, Communications & Executive Materials for Risk Stakeholders (b) Regulatory Relations & Governance Processes. **What… more
- SMBC (Jersey City, NJ)
- …+ Lead and contribute to large-scale, cross-functional projects to enhance regulatory compliance infrastructure. + Develop and deliver training materials ... (preferably in Finance , Accounting or Business). + 10 years of regulatory reporting, or policy advisory experience (preferred) in the banking industry. + Strong… more
- HSBC (New York, NY)
- …lending, specialized lending, global trade finance and global payment solutions, Credit Risk , Regulatory Compliance , Internal Audit etc) + Minimum of a ... are in place, including processes for management of operational risk , in accordance with Company and regulatory ...Participate in the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance… more
- Zscaler (San Jose, CA)
- …and develops global talent, enables a high-performance, inclusive culture, ensures regulatory compliance , and manages workplace services. Legal accelerates deals ... Zscaler's general and administrative teams-People & Culture, Legal, and Finance -provide essential support for growth. People & Culture hires...and mitigates risk through contracting, privacy, compliance , IP, and… more
- Stanford Health Care (Palo Alto, CA)
- …charge capture, claims submission, and reimbursement to safeguard revenue and minimize risk . The specialist is responsible for maintaining compliance with ... and denial prevention through timely issue identification and follow-up. + Supports regulatory audits and other compliance requirements. + Acts as the… more
- SMBC (New York, NY)
- …communication across stakeholders to ensure alignment and transparency - Ensure compliance with internal governance and regulatory expectations throughout the ... modeling, integrating results into broader portfolio analytics - Partner with Enterprise Risk , Finance , Model Developers, Credit Officers, and Business Units to… more
- Xcel Energy (Denver, CO)
- …statements analysis and advanced credit modeling. Monitor for changes in credit risk including bankruptcy, credit ratings, litigation, and regulatory filings. ... collateral reports. + Identify credit exceedances and determine the causes. Implement Credit Risk Policy and report findings to Compliance . Cure exceedances and… more
- Bank OZK (Dallas, TX)
- …risk . + Conducts model performance monitoring, benchmarking, and back-testing. + Ensures compliance with regulatory standards (eg, CECL, Basel III, SR 11-7). ... + Prepares model documentation and presentations for internal and regulatory stakeholders. + Collaborates with data teams to ensure...data quality and consistency. + Partners with Credit, Lending, Finance , and Risk teams to integrate model… more
- ALBEMARLE (Charlotte, NC)
- …The Manager partners with cross-functional teams-including Legal, Compliance , Finance , IT Security, and Enterprise Risk Management-to ensure Albemarle's ... is responsible for designing, implementing, and maintaining enterprise-wide procurement risk management processes that enhance supply continuity, compliance ,… more
- Fannie Mae (Washington, DC)
- …evaluating compliance , enforcing standards and controls, etc. Enterprise Model Risk - Quantitative Modeling - Advisor Target Pay Range: $152,000 - $205,000 ... the US economy, Fannie Mae is foundational to housing finance . Here, your expertise can help fuel purpose-driven innovation...role. * THE IMPACT YOU WILL MAKE The* Model Risk Business Process QA Reviewer - Advisor *role will… more
- NatWest Markets (Stamford, CT)
- …events, incorporating stress testing analysis to determinePnLimpact of such events; Ensuring compliance in risk reporting to regulators under PRA capital regime, ... Vice President - Market Risk Closing date for applications: 26/01/2026 LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00268422 Our… more
- Fannie Mae (Reston, VA)
- …business activities, internal processes, and changes in the financial services industry, regulatory compliance , or other external environmental factors. * Work ... essential role in the US economy, Fannie Mae is foundational to housing finance . Here, your expertise can help fuel purpose-driven innovation that expands access to… more
- Fannie Mae (Washington, DC)
- …essential role in the US economy, Fannie Mae is foundational to housing finance . Here, your expertise can help fuel purpose-driven innovation that expands access to ... inquiry management processes. * Analyze project data and documentation to assess risk and determine eligibility in accordance with Selling Guide requirements. *… more
