- JPMorgan Chase (Newark, DE)
- …with senior business management and partners across JPMWM functional areas (eg, Legal, Finance , Compliance , Risk , Regulatory Strategy, Regulatory ... Wealth Management (JPMWM), you will support the implementation and maintenance of Compliance Operational Risk Environment (CORE) framework for JPMWM Services… more
- Citigroup (New York, NY)
- …relevant matters of New York law. + Partner with Citi control functions such as Regulatory , Compliance , Risk , Finance and Tax on issues affecting ... The SVP, Senior Trade Finance Legal Counsel position is an attorney role...letters of credit and bank guarantees) and (iii) FRRM ( Risk distribution, asset sales etc.). **Qualifications:** + 7+ years… more
- Walmart (Bentonville, AR)
- …responsibilities include ** + Helping to drive Global Governance's regulatory risk assessment strategy. + Using Legal or Compliance subject-matter experience ... Position Summary What you'll do The **Director for Global Regulatory Risk Assessment** is a critical role...the business and global governance to mitigate legal and compliance regulatory risks by conducting governance and… more
- Fiserv (Alpharetta, GA)
- …more of the following: Accounting and Finance Principles, Internal Controls, Risk Management or Regulatory Compliance regulations, standards, or ... of Internal Audit or Exam Management, Internal Controls, Finance , Regulatory Compliance , or Risk management preferred + Background preferably in a… more
- Citigroup (New York, NY)
- …Management, Operations, Technology, Finance , other Control Functions, and In-Business Risk to address compliance issues which may impact the supported ... Serves as a function/business/product compliance risk officer for Independent ...well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries… more
- UL, LLC (Chicago, IL)
- The Risk & Compliance Lead administers, executes and analyzes a broad set of control-based activities to support UL Solutions compliance objectives. ... and sustainment of trusted processes and procedures. Leads meetings to translate compliance and risk requirements into functional specification and manages the… more
- Citigroup (New York, NY)
- …with the ECDO to bring Data Risk within appetite; + Support compliance activities for the Finance Federated Chief Data Office (FCDO) Assessment Unit ... the Model and EUC Lifecycle. The role operates in partnership with stakeholders (eg, Finance businesses, Technology, Risk , Model Risk Management (MRM), etc.)… more
- Fiserv (Alpharetta, GA)
- …+ Basic knowledge of Internal Audit or Exam Management, Internal Controls, Finance , Regulatory Compliance , or Risk management. + Up to two (2) years ... following: Accounting and Finance Principles, Internal Controls, Risk Management or Regulatory Compliance regulations, standards, or frameworks such as… more
- Citigroup (New York, NY)
- …general reliance being placed on IA's work related to Legal, Compliance & Risk . Engage actively with the Regulatory Issue Validation team on the validation ... and will report to the Chief Auditor for Legal, Compliance and Risk . This role will be...disciplines including Wholesale Counterparty Credit Risk , Retail Risk and Finance Risk , senior… more
- Capital One (Richmond, VA)
- …Capital One is seeking a motivated professional for a Manager position within the Finance Risk Management (FRM) team. FRM associates are engaged and insightful ... risk management partners working across the Finance ...of operation while reducing risk and influencing risk stakeholders, ie, risk offices, compliance… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Principal Associate, Finance Risk Management Capital One is seeking a motivated professional ... to join the Finance Risk Management (FRM) team as a...department-wide communications + Interact with business partners in other risk and compliance organizations across the company… more
- M&T Bank (Buffalo, NY)
- …will support, and report, to the Segment Risk Manager responsible for Finance and Regulatory Reporting Oversight ("FRRO") Analytics. The FRRO team is ... feedback and Internal Audit exams/reviews. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Scotiabank (New York, NY)
- Senior Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... work together to drive ambition for every future! **Purpose** The Senior Manager, US Finance & Regulatory Reporting will lead and execute Financial and … more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement ... progress, while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst for communications and… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team is responsible for facilitating interactions with regulators across Citi's Finance ... regulatory engagement and communications. **About the Role** The Finance Regulatory Engagement, Management of Information and Communications Vice… more
- Capital One (Richmond, VA)
- …+ 3+ years of experience in Control Testing or Auditing + 3+ years of experience in Risk Management or Regulatory Compliance + 3+ years of experience in the ... (12073), United States of America, Richmond, Virginia Senior Associate, Control Testing, Finance Risk Management Capital One is seeking a motivated professional… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Manager, Finance Risk Management (Tech Risk ) Capital One is seeking a motivated ... professional for a Manager position within the Finance Risk Management (FRM) team. FRM associates...of operation while reducing risk and influencing risk stakeholders, ie, risk offices, compliance… more
- American Express (New York, NY)
- … Finance drives performance while upholding the company's commitment to regulatory compliance and financial integrity through strategic collaboration with ... opportunities for the company. The evolution of control management (including our Finance Control Management team) will help standardize risk management… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement ... progress, while defining and implementing best practices. **About the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice President… more
- Amazon (Arlington, VA)
- …high visibility, strategic team focused on improving the customer experience? The Regulatory Intelligence Safety and Compliance team protects customers from ... Collaborate across cross functional teams - legal, operations, business, finance , data, and tech teams to continuously improve the...and earn trust. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more