- Citigroup (New York, NY)
- …of New York law. The attorney will also work with Citi control functions such as Regulatory , Compliance , Risk , Finance and Tax on issues affecting the ... credit transactions, financial asset sales and participations, export agency finance , and trade service transactions. Responsibilities also include providing advice… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... relationships within Citigroup senior management, front line, second line (including independent risk , finance , HR, and Legal), Internal Audit to obtain… more
- Fiserv (Omaha, NE)
- …more of the following: Accounting and Finance Principles, Internal Controls, Risk Management or Regulatory Compliance regulations, standards, or ... of Internal Audit or Exam Management, Internal Controls, Finance , Regulatory Compliance , or Risk management preferred + Background preferably in a… more
- Citigroup (New York, NY)
- …Management, Operations, Technology, Finance , other Control Functions, and In-Business Risk to address compliance issues which may impact the supported ... Serves as a function/business/product compliance risk officer for Independent ...well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries… more
- UL, LLC (Chicago, IL)
- The Risk & Compliance Lead administers, executes and analyzes a broad set of control-based activities to support UL Solutions compliance objectives. ... and sustainment of trusted processes and procedures. Leads meetings to translate compliance and risk requirements into functional specification and manages the… more
- Discover (Riverwoods, IL)
- …Helps determine regulatory applicability, and maps controls for enterprise-wide compliance risk assessments + Provides consultation and monitors timely ... a liaison between Finance business partners, Corporate Risk Management (CRM), Compliance , Legal, and other...+ RIMS-Certified Risk Management Professional + Certified Regulatory Compliance Manager + Certification in Control… more
- Citigroup (New York, NY)
- …set is augmented with foreign exchange, derivatives and cash management. The Leveraged Finance Credit Risk Director works closely with the Leveraged Finance ... Credit Risk Manager and the team, Leveraged Finance Underwriting Group (LFU), CMO, Investment Banking and Corporate...that this high- risk business remains within appropriate risk tolerances. Under the expanded regulatory leveraged… more
- Citigroup (New York, NY)
- …with the ECDO to bring Data Risk within appetite; + Support compliance activities for the Finance Federated Chief Data Office (FCDO) Assessment Unit ... the Model and EUC Lifecycle. The role operates in partnership with stakeholders (eg, Finance businesses, Technology, Risk , Model Risk Management (MRM), etc.)… more
- Capital One (Richmond, VA)
- …+ Bachelor's degree or military experience + At least 7 years work experience in a Finance , Compliance , Audit, Legal, Risk Management, or a combination + At ... West Creek 3 (12073), United States of America, Richmond, Virginia Senior Manager, Finance Risk Management Capital One is seeking a motivated professional to… more
- Wells Fargo (Minneapolis, MN)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... promote a strong operational risk culture. + Engage in key Finance risk governance routines including strategic planning sessions, governance committees and… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Senior Associate, Finance Risk Management Senior Associate, Finance Risk Management ... One is seeking a motivated professional to join the Finance Risk Management (FRM) team as a...department-wide communications + Interact with business partners in other risk and compliance organizations across the company… more
- Citigroup (New York, NY)
- …general reliance being placed on IA's work related to Legal, Compliance & Risk . Engage actively with the Regulatory Issue Validation team on the validation ... and will report to the Chief Auditor for Legal, Compliance and Risk . This role will be...disciplines including Wholesale Counterparty Credit Risk , Retail Risk and Finance Risk , senior… more
- M&T Bank (Buffalo, NY)
- …will support, and report, to the Segment Risk Manager responsible for Finance and Regulatory Reporting Oversight ("FRRO") Analytics. The FRRO team is ... feedback and Internal Audit exams/reviews. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Scotiabank (New York, NY)
- Senior Manager, US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... work together to drive ambition for every future! **Purpose** The Senior Manager, US Finance & Regulatory Reporting will lead and execute Financial and … more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement ... progress, while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst for communications and… more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory … more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team is responsible for facilitating interactions with regulators across Citi's Finance ... regulatory engagement and communications. **About the Role** The Finance Regulatory Engagement, Management of Information and Communications Vice… more
- Citigroup (Irving, TX)
- …capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the ... ** Regulatory Risk Officer Vice President - Capital Planning Review Team** The Finance Chief Risk Office ("FinCRO") provides risk management oversight… more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement ... progress, while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst is a seasoned professional… more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...programs within an assigned region in accordance with the Finance Risk Plan. + Leading the execution… more