- TD Bank (New York, NY)
- …rules, and/or the willingness to become familiar with rules & norms associated with trade finance **Who We Are** TD Securities offers a wide range of capital ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $110,000 USD TD is committed to providing fair… more
- Sysco (Houston, TX)
- …company executives and/or leadership of key GSC functions including accounting, finance , treasury, tax, corporate development and investor relations. Manages and ... acquisitions, divestitures, joint ventures, integration, real estate and construction, and securities offerings. Responsibilities: + Act as lead counsel and manage… more
- The Coca-Cola Company (Atlanta, GA)
- …problems. **Skills:** Securities Laws; Corporate Governance; SEC Audits; US SEC Filings; Securities Finance We are an Equal Opportunity Employer and do not ... The Senior Director, Legal Counsel, Securities and Capital Markets will work on various legal and securities matters as a part of the Office of the Secretary.… more
- Morgan Stanley (Baltimore, MD)
- …and experiences, and no direct industry experience is required. **Job:** ** Finance * **Title:** *Institutional Securities Group FP&A CCAR Business Associate* ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
- Amentum (Chantilly, VA)
- …and acquisitions, divestitures, joint ventures and strategic alliances + Corporate finance experience, including debt securities , revolving credit agreements and ... advice on a wide range of matters including mergers and acquisitions, securities laws compliance and corporate governance and secretarial requirements. This position… more
- University of Oregon (Eugene, OR)
- …a concentration in finance . The Oregon MBA program offers a specialization in finance and securities analysis, which is supported by the Cameron Center for ... Finance and Securities Analysis. The curriculum focuses on imparting an understanding of the principles that guide financial management, asset management, and… more
- US Tech Solutions (Boston, MA)
- Finance Associate is responsible for performing specialized operational securities processing activities in support of the firm's business lines. This would ... to multitask and prioritize appropriately - Understanding of global custody, equity finance , prime brokerage or securities lending industry. - Familiarity with… more
- JPMorgan Chase (Brooklyn, NY)
- …risk and extend liquidity in markets around the world. **Job Description** The Securities Services Operations Finance Management team are looking for a ... a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions… more
- Mizuho Corporate Bank (New York, NY)
- Summary: In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus ... on futures. Key Responsibilities: + 15c3-1- Daily net capital computation preparation for firms various regulated entities + i. Haircut preparation + ii. Financing transaction preparation + 15c3-3 Weekly customer reserve preparation + Futures Commission… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory agencies. * Fundamental investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and ... and skills obtained through experience, specialized training and/or certification in securities and/or banking industry to ensure compliance with all securities… more
- JPMorgan Chase (New York, NY)
- …qualifications, capabilities, and skills:** + 5+ years sales/client facing experience within securities finance , derivatives or collateral + High proficiency and ... technical knowledge of securities finance , lending, and collateral management + Direct experience in Securities Financing & Repo market, including knowledge… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory agencies. * Fundamental investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and ... uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures are… more
- Environmental Protection Agency (Chicago, IL)
- …operating agreements, and state performance. -Knowledge of state and municipal finance theory and principles (particularly tax-exempt securities , banking and ... and any specialized fields of finance required such as public finance , securities , international finance , money and securities markets, investments,… more
- Citigroup (Getzville, NY)
- …large percentage of the operational activity required to support the Government/Treasury/Agency/ Finance ( securities lending) trading desks at Citi. Typical ... responsibilities will include assisting with treasury auctions, Fed securities lending and reverse repo operations, reconciling front to back and settlements breaks,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory agencies + Fundamental investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and ... Skills, and Abilities** **Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and other compliance issues involved with retail activity. * Principles of banking, finance , and securities industry operations * Rules and regulations of the ... to detect trends and possible rules violations to ensure adherence to securities industry regulations and firm expectations to limit firm liability. Responsible for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …PATRIOT Act. * Fundamental investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and securities ... Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …concepts, practices, and procedures of Fixed Income. * Principles of banking and finance and securities industry operations. * Financial markets and products. * ... municipal bonds, preferred stocks, Treasuries, agencies, brokered CDs, and mortgage-backed securities . * Assist advisors in learning and navigating the various fixed… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and other compliance issues involved with retail activity. * Principles of banking, finance , and securities industry operations * Rules and regulations of the ... arise. * Monitors and keeps up to date with securities /advisory regulations and applies them accordingly. * Interprets, applies... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA);… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(OFR), and other state banking regulatory agencies. * Principles of banking and finance and securities industry operations. * Financial markets and products. ... and skills obtained through experience, specialized training and/or certification in securities and/or banking industry compliance to ensure compliance with all … more
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