- Air National Guard Units (Centennial, CO)
- …opportunity statutes and regulatory provisions. Serves as the state/territory Ethics Adviser . Reviews sensitive financial disclosure statements for General ... TITLE 5 EXCEPTED SERVICE POSITION. This National Guard position is for a ATTORNEY- ADVISER (GENERAL), Position Description Number T0097000 and is part of the CO JFHQ… more
- Foresters Financial Services (Dublin, OH)
- …Sales Dublin, Ohio Apply Description What we need: This role supports the Registered Financial Services Sales Representative 's business with day-to-day ... incumbent to expand the client support provided to the Representative . What you will do: + Act as a...advisors the benefits of a large, established broker-dealer and registered investment adviser , while serving advisors and… more
- Citigroup (Tampa, FL)
- …standards **Qualifications:** + 2-5 years of relevant industry experience, preferably in financial services + Banking or financial industry experience, including ... and verifying the data and documentation provided by a Registered Rep on behalf of the client, which includes...Subject matter includes US securities laws (especially the Investment Adviser 's Act of 1940 and OCC Title 9), as… more
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