- Robert Half Finance & Accounting (Ventura, CA)
- …licenses required; Series 65 or 66 preferred. + Proven experience as a Registered Representative or Financial Advisor in a brokerage or financial ... Description As a Registered Representative for Trading, you will...client instructions. This position requires a deep understanding of financial markets, trading strategies, and regulatory compliance. Responsibilities: Client… more
- Fort Pitt Capital Group, LLC (Pittsburgh, PA)
- …to invest in yourself? Fort Pitt Capital Group - an award-winning independent Registered Investment Advisor (RIA) with a supportive and collaborative culture - ... clients as well as in business development. As a registered Investment Adviser Representative (IAR) of Fort...Fort Pitt, You will have access to: + In-house financial planning and asset management teams to construct personalized… more
- Navy Federal Credit Union (San Diego, CA)
- …products and services to achieve the financial client's goals as a registered representative / advisor /agent of Navy Federal Investment Services (NFIS) and ... Overview To provide financial consulting services to assist members and non-members...strategies for leadership + Participate in site audits of registered duties, ensuring documentation and processes comply with Navy… more
- Federal Communications Commission (District Of Columbia, DC)
- …period of one year, if applicable. Males born after 12/31/59 must be registered with Selective Service. Financial disclosure statement may be required upon ... assigned special projects. The incumbent serves as an attorney advisor to the Division and Bureau Chiefs on matters...was born after December 31, 1959, you must have registered with the Selective Service System (or have an… more
- University of Florida (FL)
- … Advisor II Apply now (https://secure.dc4.pageuppeople.com/apply/674/gateway/default.aspx?c=apply&lJobID=532031&lJobSourceTypeID=796&sLanguage=en-us) Job no: 532031 ... Advising/Support Department: 60100000 - AG-MICROBIOLOGY / CELL SCI Classification Title: Academic Advisor II Job Description: The Academic Advisor II will be… more
- Insight Global (Atlanta, GA)
- …you actively advise today ($50 million+) * Certified to work as an investment advisor representative (Series 65 or equivalent) * Master's degree in Finance, ... Depth of knowledge in at least one key area of financial planning * Experience advising at a Registered Investment Advisory (RIA) firm null We are a company… more
- Truist (Charlotte, NC)
- …to the firm, advisory business including new accounts, money movement, Financial Plans, and communication with the public. Responsible for following regulatory ... policy as a Registered Principal for the firm. **Please note: This role...enforce firm and regulatory policies + Review and approve Financial Plans and correspondence for use with the public… more
- Lincoln Financial Group (Radnor, PA)
- …this opportunity. **Requisition #:** 73197 **The Role at a Glance** As the Financial Services Sales Representative , you will build and maintain business ... to meet or exceed established individual and team sales goals and help the advisor provide the right solutions to their clients. This is a consultative phone-based… more
- Truist (Richmond, VA)
- …assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. This position will sit in the office ... client trades and transactions. 2. Receive and place orders as directed from Financial Advisor and assigned clients. Reply to queries regarding general market… more
- Truist (Coral Gables, FL)
- …data in SalesForce, create meeting agendas and summaries. 5. Manage the financial advisor 's calendar to maximize the appointments' productivity by minimizing ... 13. Submit and process certain operational requests as instructed by the financial advisor and/or client. These may include: funds distributions, deposits… more
- Michigan Technological University (Houghton, MI)
- …Registered Student Organization Apply now ... each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations… more
- Kestra Financial (Deerfield, IL)
- …basis in pursuit of business objectives + Other responsibilities as assigned by the Registered Investment Assistant or the Advisor in order to support our client ... our clients protect their current wealth and create long-term financial plans for more than 35 years. In addition...support in a professional environment. + Previous experience in financial services a plus + Advanced computer skills (Outlook,… more
- Foresters Financial Services (Dublin, OH)
- …Sales Dublin, Ohio Apply Description What we need: This role supports the Registered Financial Services Sales Representative 's business with day-to-day ... incumbent to expand the client support provided to the Representative . What you will do: + Act as a... financial institutions. Cetera is the second-largest independent financial advisor network in the nation by… more
- Manulife (Boston, MA)
- …and offer solutions that are aligned with the company key decision makers, the financial advisor and John Hancock. Working in conjunction with a Regional Vice ... defined territory. **Key Accountabilities:** + Establish and manage relationships with Financial Advisors and Registered Investment Advisors. + Partner with… more
- Guardian Life (New York, NY)
- …contribution and an annual profit-sharing contribution, if applicable + Complimentary 1:1 financial guidance with a licensed Fidelity representative **Time Off ... to enable Field Representatives to serve as The Trusted Advisor to their clients. Through continued growth and creation...and current rate expertise via phone support to the registered FRs in the Field, in addition to providing… more
- Veterans Affairs, Veterans Health Administration (Lexington, KY)
- …Coordinates departmental activities with services. Responsibilities Serves as the technical advisor and subject matter expert in nutrition and food operations in ... Incentives: Not Authorized Permanent Change of Station (PCS): Not Authorized Financial Disclosure Report: May Be Required Requirements Conditions of Employment You… more
- Navy Federal Credit Union (Vienna, VA)
- …Develop NFFG strategic compliance initiatives for Navy Federal Investment Services, a SEC Registered Investment Advisor and FINRA Registered Broker Dealer. ... Overview Direct the management of Navy Federal Financial Group (NFFG) compliance programs, regulatory reporting, communications, inquiries, and audits to … more
- Greenbacker Capital (New York, NY)
- …raising efforts to grow and function optimally. This role will be a registered representative through our Managing Broker Dealer partner. The Internal Sales ... aid in our continued development. Our firm is searching for an Internal Sales Representative with experience in the financial services sector, ideally in an… more
- Bonneville Power Administration (Vancouver, WA)
- …in the Management Associate I position will serve as an analyst and advisor to the organization's manager and other managers within the organization, and serves ... As a Management Associate I, you will: Serves as an analyst and advisor to the organization's manager in providing analysis, information, and assistance in planning,… more
- Truist (Raleigh, NC)
- …Commercial Banking, Commercial Real Estate, and/or Lending 6. Understanding of the Registered Investment Advisor (RIA) industry and GIPS standards; FINRA ... activities. **QUALIFICATIONS** **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable… more
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