- USAA (Charlotte, NC)
- …background in Anti-Money Laundering (AML) and/or Fraud Investigations. Familiarity in financial crimes concepts, including transaction monitoring, AML and Fraud ... USAA? At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- MUFG (Irving, TX)
- …and best practices to perform deep dives and targeted risk-based thematic reviews of Financial Crimes Compliance (AML, Sanctions, ABC) and Core Compliance ... 3+ years of relevant experience, including experience in the financial crimes compliance and/or core...consulting firm, or regulatory agency. + Experience with performing compliance testing, quality control/ assurance processes… more
- Capital One (Plano, TX)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... delivering top- quality assurance services to the organization's Audit...self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit… more
- NTT DATA North America (Charlotte, NC)
- …audit quality assurance , to participate in remediation projects for financial crimes compliance issues, including AML and BSA deficiencies. The ... opportunity to leverage your experience in financial crimes remediation, AML, BSA programs, and compliance ... Crimes /AML/BSA Program experience + Internal audit quality assurance experience, with a strong understanding… more
- TIAA (Dallas, TX)
- ** Financial Crimes Compliance Associate - EDD** This job supports TIAA's Financial Crimes Compliance (FCC) program to ensure that organizational ... functions are in compliance with all relevant laws, regulations, and policies and...Work **Career Level** 6IC **REQUIRED:** + 2+ years of financial crimes experience within the financial… more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance ( QA ) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee. The ...and regulatory), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related… more
- ADP (Norfolk, VA)
- …controls requirements + Enhance and oversee financial crimes compliance testing and quality assurance functions (domestic and international). ... business operations by performing risk assessments, as well as quality assurance reviews; and 4) provide periodic...that may impact and/or benefit the success of the financial crimes compliance program. +… more
- PNC (New York, NY)
- …Change, Experience, Strategy (RCES) organization, supporting the First Line of Defense (1LOD) Financial Crimes Compliance Program Office (FCCPO) team. This ... reports into the Program and Strategy Lead within 1LoD Financial Crimes Compliance Program Office...Minimum 2 years of direct Quality Control (QC)/ Quality Assurance ( QA ) experience preferred… more
- American Express (New York, NY)
- …Program (QAIP) leads the QAIP team, oversees the planning, execution and reporting of quality assurance ( QA ) reviews and initiatives, and helps grow and ... Management, AML, Regulatory Compliance , Finance, Capital Planning, and Financial Crimes **Qualifications** Salary Range: $123,000.00 to $215,250.00 annually… more
- Tompkins Community Bank (Brewster, NY)
- Overview The Fraud Quality Assurance and Controls Supervisor is responsible for overseeing the quality and integrity of fraud detection and prevention ... and SAR filings meet regulatory and internal standards. The Supervisor will lead quality assurance reviews, control testing, and documentation efforts, and will… more
- Deloitte (New York, NY)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams. + ... documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the… more
- Wells Fargo (St. Louis, MO)
- … Financial Services Environment, Financial Services Operations, Underwriting, or Quality Assurance experience, or equivalent demonstrated through one or a ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (Charlotte, NC)
- … Financial Services Environment, Financial Services Operations, Underwriting, or Quality Assurance experience, or equivalent demonstrated through one or a ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (West Des Moines, IA)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...procedures, query optimization, and performance tuning + Experience in QA , compliance , audit, and post-transactional testing with… more
- Wells Fargo (Phoenix, AZ)
- …staff **Required Qualifications:** + 4+ years of risk management, business controls, quality assurance , business operations, compliance , or process ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... level + Provide training and guidance to less experienced loan administrators and perform quality assurance and approve the work of other staff + Collaborate and… more
- Wells Fargo (Iselin, NJ)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... and semantic versioning for collaborative development + Familiarity with software quality assurance practices, including unit testing, code linting, and… more
- MUFG (Irving, TX)
- …member of our recruitment team will provide more details. Within the Global Financial Crimes Department (GFCD), the KYC Program Assistant Vice President provides ... Rating Methodology, the Customer Risk Rating Methodology and Global Financial Crimes Risk Ratings. The team also... Risk Ratings. The team also provides support to Quality Assurance by reviewing and challenging report… more
- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Prevention Unit, the Financial Intelligence Unit (FIU) ... communication skills. + Strong interpersonal skills. + Experience with quality assurance activities. + Strong management skills;...+ 5 to 7 years of specialized experience in Financial Services Compliance . + CAMS or CFE… more
- Robert Half Accountemps (Phoenix, AZ)
- …position that offers the opportunity to apply your expertise in financial crimes and quality assurance while contributing to the overall improvement ... Arizona. In this role, you will focus on ensuring quality and compliance in consumer investigations, with...minimum of 5 years' experience in financial crimes , fraud investigation, or quality assurance… more
