- SMBC (Los Angeles, CA)
- …contact for regulatory interactions and exam management for US regulators. The Regulatory Officer , Associate works with the Regulatory Relations team to ... is strongly preferred. + Strong project management skills supporting examinations and regulatory projects for the financial services industry. + General… more
- SMBC (New York, NY)
- … interactions and exam management for US regulators. Role Description The VP, Regulatory Officer works with the Regulatory Relations Advisory team ... for financial and risk management topics in connection with regulatory engagements including regulatory examinations, routine continuous monitoring meetings,… more
- American Bankers Association (Washington, DC)
- …ensures the integrity of financial operations, compliance with GAAP and regulatory requirements, and transparent reporting to the Board and executive ... Great Place to Work_ designation! **Job Description:** The Chief Financial Officer (CFO) provides strategic financial...ensuring resources are available for operational and strategic needs. ** Financial Reporting & Audit** + Prepare and… more
- Deluxe (Minneapolis, MN)
- …to guide management decisions effectively within established risk parameters. + Manages regulatory issue identification, reporting and closure of regulatory ... from home/remote several days per week The Senior Compliance Officer is the "owner" and subject matter expert of...guidance, support, and advice to managers and leadership on regulatory and compliance matters while contributing to the growth… more
- Banc of California (Santa Ana, CA)
- …and IT industry and make recommendations. Maintain knowledge and awareness of financial industry technical status, trends, and regulatory requirements. + ... is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and… more
- Banc of California (Chicago, IL)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... Relationship Managers and Portfolio Managers with the credit origination process, financial reviews and analysis both related to new loan opportunities and… more
- CBRE Government and Defense Services (Twentynine Palms, CA)
- …accident reports for review by Management and as required by OSHA and other regulatory agencies 9. Facilitate and execute on Company Safety Program and Culture 10. ... Safety, Environmental and Emergency Manager (CSEM) preferred w** **ithin 8 months of reporting on site the SSO will attend the following classes provided by the… more
- Carnegie Mellon University (Pittsburgh, PA)
- …and accounting functions within the Dietrich College of Humanities and Social Sciences. Reporting to the Chief Business Officer , the Director oversees all ... financial transactions, reconciliations, compliance, internal controls, and fiscal reporting . This role ensures the integrity, accuracy, and timeliness of the… more
- Champion Home Builders Inc. (Troy, MI)
- …Oversees and directs the preparation and issuance of the corporation's external/SEC financial reporting and annual report to shareholders. Directs and analyzes ... _Troy, MI, USA_ | _Full Time_ **Summary** Directs the organization's financial planning, internal controls, accounting policies and practices as well as its… more
- SMBC (Jersey City, NJ)
- …Coordinate with Human Resources on pre-hire background check process, fingerprinting and reporting . + CE program management: Regulatory element, firm element and ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business… more
- Banc of California (Los Angeles, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... The SVP, Internal Audit (IA) Director reports to the EVP, Chief Internal Audit Officer (CIAO), and is responsible for leading the internal audit function to ensure… more
- Banc of California (Los Angeles, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any open items...to identify any potential issues, discuss with the Title Officer and Underwriter as to the best course of… more
- Stanford Health Care (Pleasanton, CA)
- …and departmental operating costs within the guidelines and parameters established by the Chief Financial Officer and agreed to by the Vice President. + Actively ... and mentor a team of construction managers. + Ensure financial integrity and regulatory compliance. The **Facilities...coordination. + Oversee the annual SOPS Plan and dashboard reporting as assigned by the Executive Director consistent with… more
- Stanford Health Care (Redwood City, CA)
- …and departmental operating costs within the guidelines and parameters established by the Chief Financial Officer and agreed to by the Vice President. + Support ... through design. + Ensure projects meet the highest standards for safety, regulatory compliance, and operational excellence. + Mentor and develop project teams,… more
- Sun Pharmaceuticals, Inc (Princeton, NJ)
- …launch of an additional indication (CSPC for Yonsa) in the next 1218 months. Reporting into Chief Commercial Officer , the individual will serve as the strategic ... reports and will partner closely with Medical Affairs, Market Access, and Regulatory to maximize the value of the established brands franchise. **Responsibilities:**… more
- SLAC National Accelerator Laboratory (Menlo Park, CA)
- …of procurement activities and management of a team of procurement professionals. Reporting to the Director of Supply Chain Management, the Senior Procurement ... and functions; supervise, train and delegate staff while ensuring operational and financial goals are achieved. + Direct staff and provide leadership to achieve… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …accounting standards and regulatory requirements that impact external financial reporting , formally communicating significant policy or procedural changes ... the Director of Accounting Risk and Policy, Chief Accounting Officer , Director of Regulatory Reporting ...+ Develop and communicate technical accounting requirements and related financial statement or regulatory reporting … more
- TD Bank (New York, NY)
- …The Head of Finance, TDS, US Regulatory Reporting reports to the Chief Financial Officer for TD Securities USA and focuses on the reporting of the ... in a Financial Controller function + Extensive knowledge of regulatory , financial and management reporting + Demonstrates relationship building, people… more
- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- JPMorgan Chase (Jersey City, NJ)
- …or compliance engagements in financial services. + Familiarity with regulatory reporting and documentation management. + Experience working with ... impact on our company, customers, and communities. As a Regulatory Strategy Senior Officer (Associate) in the...critical thinking skills. + Experience with data management and reporting tools. JPMorganChase, one of the oldest financial… more
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