• Data Remediation Vice President ( Financial

    SMBC (Jersey City, NJ)
    …implementable data controls + Ensure data quality, governance, and control for various financial regulatory and treasury reports according to company policy and ... + 7-12 years in data governance, data quality and compliance of financial regulatory reporting + Experience in working at large or complex banking organization… more
    SMBC (12/08/24)
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  • Financial Regulatory Reporting…

    JPMorgan Chase (Columbus, OH)
    …a pivotal role as a Neutron Operations Associate, where you'll be integral to our Financial Regulatory Reporting & Analysis team. Drive the success of key ... the Neutron Operations unit, you will be responsible to partner with Financial Regulatory Reporting & Analysis team to support pre production, production and… more
    JPMorgan Chase (11/28/24)
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  • Vice President, Operations | Non- Financial

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and skills obtained through education and experience to manage and oversee the non- financial regulatory reporting function for Raymond James. The leader will ... regulatory developments and industry best practices to ensure the non- financial regulatory reporting with FINRA, IRS, SEC, remains current and effective. +… more
    Raymond James Financial, Inc. (12/13/24)
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  • Audit Manager I Financial Crimes…

    TD Bank (New York, NY)
    …CAMS or CFE certification. Financial Crimes audit experience, preferably in financial services. Regulatory validation audit experience. **Who We Are:** TD is ... one of the world's leading global financial institutions and is the fifth largest bank in...banking experience or are just starting your career in financial services, we can help you realize your potential.… more
    TD Bank (12/21/24)
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  • Lead Business Execution Consultant, Corporate Risk…

    Wells Fargo (Irving, TX)
    …the Corporate Risk Regulatory Execution team that is focused on the Financial Crimes Risk Regulatory Portfolio within the Compliance, IT&V and Financial ... areas and business divisions at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Financial Crimes Risk Regulatory Portfolio team supports… more
    Wells Fargo (01/07/25)
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  • Financial Officer - Regulatory

    Truist (Charlotte, NC)
    …and analysis for additional constituencies, including senior management, and various regulatory agencies. 7. Financial Manager role that coordinates analysis ... a key role in the development, design, and launch of the newly formed Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory more
    Truist (11/26/24)
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  • Audit Manager II Financial Crimes…

    TD Bank (Mount Laurel, NJ)
    …orientation to new hires. Preferred experience: CAMS or CFE certifications Financial Crimes/AML audit experience. Regulatory Finding Validation experience. **Who ... Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in...banking experience or are just starting your career in financial services, we can help you realize your potential.… more
    TD Bank (12/21/24)
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  • Senior Manager, US Finance & Regulatory

    Scotiabank (New York, NY)
    …to drive ambition for every future! **Purpose** The Senior Manager, US Finance & Regulatory Reporting will lead and execute Financial and Regulatory ... monitoring activities. **What You'll Do** + Develop a strategy for financial and regulatory audits, risk management, and annual planning for banking and… more
    Scotiabank (11/23/24)
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  • Regulatory Reporting Quality Assurance, AVP

    Mizuho Corporate Bank (New York, NY)
    …periodic and on-going assessments of the accuracy, completeness and timeliness of financial regulatory reports submitted to the US bank regulators. The ... forums for issue escalations. You have an expertise in both financial and regulatory reporting pertaining to financial institutions, and experience in… more
    Mizuho Corporate Bank (11/20/24)
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  • VP, Financial Solutions Lead Analyst…

    Citigroup (Tampa, FL)
    The Financial Solutions Lead Analyst for Prudential Regulatory Reports will be responsible for transaction testing for prioritized reports, including test script ... years of experience in Quality Assurance and / or Regulatory Reporting in financial services including proven experience in complex operational environments. +… more
    Citigroup (01/08/25)
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  • Regulatory Reporting Quality Assurance…

    USAA (Charlotte, NC)
    …position is primarily responsible for the data quality, data governance and data control for financial regulatory reporting data as well as other financial ... of banking regulatory reports. + Experience in regulatory audit of banks and financial institutions...Experience in regulatory audit of banks and financial institutions and/or equivalent experience in consulting of FRB… more
    USAA (12/17/24)
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  • Regulatory Reporting AVP

    Mizuho Corporate Bank (New York, NY)
    …accurate and timely manner in accordance with US GAAP and instructions from regulatory authorities, which requires basic knowledge of financial accounting and ... regulatory reporting, as well as understanding of the financial industry. The position will be responsible for ...financial industry. The position will be responsible for regulatory reports across all entities under the Mizuho Bank… more
    Mizuho Corporate Bank (12/13/24)
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  • Senior Regulatory Reporting Analyst

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Description** **Job Summary** **Job Summary** Raymond James Financial Regulatory Reporting team is responsible for filing regulatory reports with the ... 10K, and other disclosures) and accuracy (eg data quality reviews) * Uses financial reporting software to prepare and analyze regulatory reports and schedules… more
    Raymond James Financial, Inc. (11/08/24)
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  • Regulatory Control Governance - Associate

    SMBC (Jersey City, NJ)
    …portfolio of benefits to its employees. **Role Description** Responsible for effective financial regulatory reporting operations for the US Branch & BHC, ... including the production of high quality financial regulatory reports, maintenance of an effective regulatory reporting platform, and an internal control… more
    SMBC (10/29/24)
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  • Firmwide Regulatory Reporting & Analysis…

    JPMorgan Chase (Brooklyn, NY)
    …**Job Responsibilities:** + Leading and coordinating the production of one or more financial regulatory filings (overall team responsible for FR Y-9C, FFIEC 031, ... Capabilities:** + 8+ years in a Finance organization with exposure to accounting, financial statements, regulatory reporting and financial products +… more
    JPMorgan Chase (10/18/24)
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  • Director, Regulatory Reporting - LFI

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …**Job Summary** **Job Summary** Responsible for the accurate filing of all regulatory report for Raymond James Financial (RJF). This role operates ... contracts or agreements or new business items that may impact the financial or regulatory reporting for the business unit as required. * Review, evaluate and… more
    Raymond James Financial, Inc. (11/13/24)
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  • Senior Lead Counsel 1/SVP - Derivatives…

    Citigroup (New York, NY)
    …Experience working in a major bank preferred. + Experience in large scale financial regulatory projects preferred. + Strong project management and organizational ... Engagement teams. The group provides technical legal advice on banking & financial services regulatory change developments impacting Citi, including advising on… more
    Citigroup (12/28/24)
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  • Senior Vice President - Regulatory Advisory…

    Citigroup (Tampa, FL)
    …Experience working in a major bank preferred + Experience in large scale financial regulatory projects preferred + Strong project management and organizational ... Regulatory Engagement teams. The group provides technical legal advice on financial services regulatory change developments impacting Citi, including advising… more
    Citigroup (12/22/24)
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  • Lead Counsel - Regulatory Requirements…

    Citigroup (Tampa, FL)
    …Markets, Data and Technology. In this role, they will provide critical support to Citi's Financial Regulatory Inventory in order to keep it up to date with the ... matter expert who substantially influences the way things are done within Regulatory service within Citi and/or the legal/ financial services industry; their… more
    Citigroup (12/18/24)
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  • SVP, Prudential Regulatory Sr. Policy…

    Citigroup (Washington, DC)
    … strategy and engagement as well as advising senior management on consequential financial regulatory matters. The team routinely engages with Citi's senior ... The Prudential Regulatory Senior Policy Analyst will be a part...connection with regulations, guidance, and standards set by global financial institution regulators and standard setting bodies. The team… more
    Citigroup (10/16/24)
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