- AIG (Charlotte, NC)
- … Administration will lead the team responsible for Global Legal, Compliance & Regulatory financial and law firm/legal vendor operations and relationship ... Global Head of Service Delivery, the Manager, Vendor & Financial Administration will oversee law firm and...Manager, Vendor & Financial Administration will oversee law firm and legal vendor engagement inclusive of performance… more
- MUFG (Irving, TX)
- …or related experience with specific emphasis on BSA/AML and/or fraud prevention at a financial institution, regulatory or law enforcement agency. + Minimum ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- JPMorgan Chase (New York, NY)
- …+ 10+ years' experience at a large financial institution, regulator or law firm leading regulatory affairs and/or engagements. + BA/BS or similar degree ... the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you will oversee… more
- Treasury, Financial Crimes Enforcement Network (Vienna, VA)
- …systems for FedRAMP High, cloud-based, data intensive programs that support financial , regulatory and law enforcement/national security stakeholders. ... Summary The US Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) is the primary...an essential role in interacting with the most senior law enforcement, regulatory and international partners and… more
- Truist (Charlotte, NC)
- …and analysis for additional constituencies, including senior management, and various regulatory agencies. 7. Financial Manager role that coordinates analysis ... a key role in the development, design, and launch of the newly formed Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory … more
- Wells Fargo (Irving, TX)
- …the Corporate Risk Regulatory Execution team that is focused on the Financial Crimes Risk Regulatory Portfolio within the Compliance, IT&V and Financial ... areas and business divisions at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Financial Crimes Risk Regulatory Portfolio team supports… more
- SMBC (Jersey City, NJ)
- …implementable data controls + Ensure data quality, governance, and control for various financial regulatory and treasury reports according to company policy and ... and Skills** + 7-12 years in data governance, data quality and compliance of financial regulatory reporting + Experience in working at large or complex banking… more
- Citigroup (Queens, NY)
- **Job Description** Citigroup is a global diversified financial services holding company whose businesses provide consumers, corporations, governments and ... institutions with a broad, yet focused, range of financial products and services, including consumer banking and credit, corporate and investment banking, securities… more
- Bloomberg (New York, NY)
- Bloomberg is a global leader in business and financial information, news and insight, and we use innovative technology to deliver trusted data and bring transparency ... to the financial markets. Our customers around the globe rely on...the format they prefer. **What's the role?** As a Regulatory Data Sales Specialist, you will be responsible for… more
- JPMorgan Chase (Columbus, OH)
- …a pivotal role as a Neutron Operations Associate, where you'll be integral to our Financial Regulatory Reporting & Analysis team. Drive the success of key ... Operations unit, you will be responsible to partner with Financial Regulatory Reporting & Analysis team to...or disability, or any other basis protected under applicable law . We also make reasonable accommodations for applicants' and… more
- US Bank (Philadelphia, PA)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... One. **Job Description** **Responsibilities include:** + Prepare, review annual and quarterly regulatory reporting filings such as Form PF, Form CPO/PQR, AIFMD and… more
- Citigroup (Tampa, FL)
- …Risk, Country/Product Controllers, Technology and Finance and with counterparts in Global Regulatory Reporting. This role is part of the Global Regulatory ... combination of education( preferred). + Working knowledge of related financial regulations. + Self-motivated and detail oriented. + Consistently demonstrates… more
- Walmart (Bentonville, AR)
- …compliance with all relevant legal and regulatory requirements. + Stay updated on financial services case law and monitor regulatory issues from state ... regulatory issues, including Reg E, Z, II, and financial advertising and disclosure requirements. + Experience in rolling...If none are listed, there are no minimum qualifications. Law degree from an accredited law school… more
- TD Bank (New York, NY)
- …CAMS or CFE certification. Financial Crimes audit experience, preferably in financial services. Regulatory validation audit experience. **Who We Are:** TD is ... one of the world's leading global financial institutions and is the fifth largest bank in...origin, disability, or status as a protected veteran. Federal law prohibits job discrimination based on race, color, sex,… more
- TD Bank (Mount Laurel, NJ)
- …orientation to new hires. Preferred experience: CAMS or CFE certifications Financial Crimes/AML audit experience. Regulatory Finding Validation experience. **Who ... Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in...origin, disability, or status as a protected veteran. Federal law prohibits job discrimination based on race, color, sex,… more
- Arizona Public Service (Phoenix, AZ)
- …role in ensuring the accuracy and integrity of market transactions while supporting regulatory compliance and financial reporting. Your expertise will help drive ... regulatory rules, pronouncements, contracts and operating agreements; provide financial and operating results to Accounting, Tax and Forecast departments. 2)… more
- TXNM Energy (Albuquerque, NM)
- …the rights, obligations, and privileges of the Company with an emphasis on regulatory law . Responsible for litigation in regulatory proceedings and ... law experience + Litigation experience + Transactional law experience + Regulatory compliance experience +...services to the utility in areas of general corporate law , commercial and financial transactions, procurement, securities… more
- Citigroup (Tampa, FL)
- …Markets, Data and Technology. In this role, they will provide critical support to Citi's Financial Regulatory Inventory in order to keep it up to date with the ... trades + Participates in the resolution of violations of law or regulations and other major compliance issues +...who substantially influences the way things are done within Regulatory service within Citi and/or the legal/ financial … more
- USAA (Charlotte, NC)
- …position is primarily responsible for the data quality, data governance and data control for financial regulatory reporting data as well as other financial ... of banking regulatory reports. + Experience in regulatory audit of banks and financial institutions...pregnancy, protected veteran status or other status protected by law . California applicants, please review our HR CCPA -… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Responsible for effective financial regulatory reporting operations for the US Branch & BHC, ... including the production of high quality financial regulatory reports, maintenance of...protected veteran status or any other characteristic protected by law . SMBC provides reasonable accommodations for employees and applicants… more