- JPMorgan Chase (New York, NY)
- …+ 10+ years' experience at a large financial institution, regulator or law firm leading regulatory affairs and/or engagements. + BA/BS or similar degree ... the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management team, you will oversee… more
- Truist (Charlotte, NC)
- …and analysis for additional constituencies, including senior management, and various regulatory agencies. 7. Financial Manager role that coordinates analysis ... a key role in the development, design, and launch of the newly formed Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory … more
- Truist (Charlotte, NC)
- …constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. Coordinates financial analysis and reporting process ... or strategy. These may include: income/expense or cash flow forecasts; regulatory interpretations, variance analysis and explanations for financial statement… more
- Deloitte (Charlotte, NC)
- Financial Services Risk, Data & Regulatory ,...Jersey City, New York City Deloitte is required by law to include a reasonable estimate of the compensation ... Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help… more
- Deloitte (Jersey City, NJ)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... Data and Regulatory professionals help organizations identify the regulatory changes impacting their business and implement effective and efficient processes… more
- Bank of America (Charlotte, NC)
- Audit Manager, Global Markets Operations (GMO) and Non- Financial Regulatory Reporting, Tax & Credit Reporting Operations (NTCO) Charlotte, North ... Join us! **Job Description:** Global Markets Operations (GMO) and Non- Financial Regulatory Reporting, Tax & Credit Reporting...veteran or disability status or any factor prohibited by law , and as such affirms in policy and practice… more
- Citigroup (Queens, NY)
- **Job Description** Citigroup is a global diversified financial services holding company whose businesses provide consumers, corporations, governments and ... institutions with a broad, yet focused, range of financial products and services, including consumer banking and credit, corporate and investment banking, securities… more
- Bloomberg (New York, NY)
- Bloomberg is a global leader in business and financial information, news and insight, and we use innovative technology to deliver trusted data and bring transparency ... to the financial markets. Our customers around the globe rely on...the format they prefer. **What's the role?** As a Regulatory Data Sales Specialist, you will be responsible for… more
- Walmart (Bentonville, AR)
- …compliance with all relevant legal and regulatory requirements. + Stay updated on financial services case law and monitor regulatory issues from state ... regulatory issues, including Reg E, Z, II, and financial advertising and disclosure requirements. + Experience in rolling...If none are listed, there are no minimum qualifications. Law degree from an accredited law school… more
- TD Bank (New York, NY)
- …CAMS or CFE certification. Financial Crimes audit experience, preferably in financial services. Regulatory validation audit experience. **Who We Are:** TD is ... one of the world's leading global financial institutions and is the fifth largest bank in...origin, disability, or status as a protected veteran. Federal law prohibits job discrimination based on race, color, sex,… more
- TD Bank (Mount Laurel, NJ)
- …orientation to new hires. Preferred experience: CAMS or CFE certifications Financial Crimes/AML audit experience. Regulatory Finding Validation experience. **Who ... Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in...origin, disability, or status as a protected veteran. Federal law prohibits job discrimination based on race, color, sex,… more
- Santander US (Dallas, TX)
- …+ At least ten (10) years sanctions experience in a large US bank or financial institution, law firm, regulatory agency, major consulting firm, or ... responsibilities will include Sanctions screening and watch-list filtering team, regulatory reporting, economic Sanctions, as well as coordination with senior… more
- MUFG (New York, NY)
- …law in New York, Washington, DC, or California + 4+ years of in-house, law firm or regulatory agency experience, advising on banking, securities, and/or ... and strategic partners ( _e.g._ , trade associations, NGOs, law firms) in support of advocacy on relevant policy...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- TXNM Energy (Albuquerque, NM)
- …the rights, obligations, and privileges of the Company with an emphasis on regulatory law . Responsible for litigation in regulatory proceedings and ... law experience + Litigation experience + Transactional law experience + Regulatory compliance experience +...services to the utility in areas of general corporate law , commercial and financial transactions, procurement, securities… more
- Bank of America (Charlotte, NC)
- …in-line control automation and improving the accuracy of the Bank's financial regulatory reports. **Responsibilities** + Drive delivery execution including ... and emerging technology tools (ie, Alteryx, Tableau). + Supports Financial Regulatory Reporting Transformation Executive in setting...veteran or disability status or any factor prohibited by law , and as such affirms in policy and practice… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Responsible for effective financial regulatory reporting operations for the US Branch & BHC, ... including the production of high quality financial regulatory reports, maintenance of...protected veteran status or any other characteristic protected by law . SMBC provides reasonable accommodations for employees and applicants… more
- USAA (Plano, TX)
- …position is primarily responsible for the data quality, data governance and data control for financial regulatory reporting data as well as other financial ... of banking regulatory reports. + Experience in regulatory audit of banks and financial institutions...pregnancy, protected veteran status or other status protected by law . California applicants, please review our HR CCPA -… more
- SMBC (Jersey City, NJ)
- …OCC, CFTC, NFA, FINRA, SEC, MSRB). + Experience working with regulators, specialized regulatory consulting firms or law firms. + Experience in analyzing and ... Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance, Governance, Legal, or...BS + Preferred: MA / MS / MBA / Law / JD / Master's degree is desired +… more
- Mizuho Corporate Bank (New York, NY)
- …periodic and on-going assessments of the accuracy, completeness and timeliness of financial regulatory reports submitted to the US bank regulators. The ... for issue escalations. You have an expertise in both financial and regulatory reporting pertaining to ...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law .… more
- MUFG (Tempe, AZ)
- …with full understanding the report requirements + 70% - Preparation of assigned financial regulatory reports that are due to several agencies. Conduct ... follows would be the expected Responsible for production of financial regulatory reports, such as FR Y-7N...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more