- Lilly (Indianapolis, IN)
- …I and VEBA II master trusts) and owns the financial operations, regulatory reporting , audit coordination, and compliance activities. The position ... Management, the PBI team maintains responsibility for plan governance, regulatory compliance, financial reporting , and...+ Support key company financial control and reporting processes including SOx compliance and external audit… more
- MUFG (Tempe, AZ)
- …of MUFG Bank, Ltd. will report to the Vice President, Americas Issues Management Regulatory & Audit Reporting Coordination ("VP") in the Issues Management ... financial crimes compliance issues data and information for regulatory and Internal Audit engagement requests including:...+ Create/ maintain detailed process documentation for Americas IM Regulatory & Audit Reporting processes.… more
- MUFG (Tempe, AZ)
- … group and will be responsible for development and support of various audit support activities, analytics and reporting initiatives within GIA. **Major ... **Job Summary:** The Operations & Analytics - Global Internal Audit Americas (GIA) - AVP role will report within...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Grant Thornton (Newport Beach, CA)
- …execution and testing of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting programs for clients + Manage the development and ... As an Aerospace & Defense Regulatory and Compliance Internal Audit Manager,...third-party risk from an operational standpoint + Review operational, financial , and technology processes to provide clients with an… more
- MUFG (Tempe, AZ)
- …details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function is responsible for executing independent, ... of assigned BSA/AML projects and audits (eg, planning, fieldwork testing, reporting , issues validation, etc.) and independently owning audit administration… more
- MUFG (Tampa, FL)
- …Performing testing procedures to support management's assessment of internal controls over financial reporting in accordance with the COSO Framework and ... or OFAC, regulations); fraud; Core-Compliance (privacy, etc.); government and industry regulatory and policy-making agencies (eg, Financial Industry … more
- The City of Rochester, MN (Rochester, MN)
- …data analysis, financial forecasting, financial and regulatory reporting , rate development, debt management, audit and internal controls and general ... or draws from the City Investment Pool as needed. * Financial and Regulatory Reporting +... forecasting, financial and regulatory reporting , rate development, debt management, audit and… more
- TD Bank (New York, NY)
- …control gaps in areas we audit + Provides clear, comprehensive and timely reporting on significant control matters + Manages financial budget within plan and ... **Line of Business:** Audit **Job Description:** The Audit Director, Tech - Financial Crimes is...required; Post Graduate degree preferred + 10+ years leading Audit within a regulatory environment + Professional… more
- Truist (Charlotte, NC)
- …following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of ... and governance for all risk types inherent in the regulatory reporting function. Following is a summary...well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management. 11. Assist… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …accounting standards and regulatory requirements that impact external financial reporting , formally communicating significant policy or procedural changes ... Policy, Chief Accounting Officer, Director of Regulatory Reporting and Controller as well as external audit...+ Develop and communicate technical accounting requirements and related financial statement or regulatory reporting … more
- Heritage Financial Credit Union (Middletown, NY)
- …3+ years of progressive experience in internal audit , risk management, or regulatory compliance, preferably within a financial institution or credit union. + ... Middletown, NY Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Description Come join Heritage Financial Credit Union's Internal Audit Team as… more
- CIBC (Chicago, IL)
- …appropriate, assist 2nd line Risk and Internal Audit with their evaluation of regulatory reporting matters. + Maintain the needed regulatory reporting ... issue resolution as well as assistance with regulator and audit interactions when applicable. The role will also contribute... financial services industry with experience focused on regulatory reporting . + You show excellent analytical… more
- Bank of America (Charlotte, NC)
- Sr. Regulatory Reporting Controller Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... instructions and business product strategies + Validate conformance with regulatory reporting instructions through a deep understanding of requirements… more
- Truist (Charlotte, NC)
- …Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting production team and applicable business partners to ensure ... liquidity reporting . Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of… more
- JPMorgan Chase (Chicago, IL)
- …line of business. You will collaborate with diverse teams to enhance the financial reporting control environment and improve operational efficiency. This role ... visibility and the opportunity to influence enhancements that strengthen the financial reporting control environment. **Job Responsibilities:** + Analyze… more
- Raymond James Financial, Inc. (Memphis, TN)
- … regulatory domains, including Broker Dealer, Bank Holding Company (BHC), and Non- Financial Regulatory Reporting . **Key Responsibilities:** + Partner with ... partners to validate and source required data. + Support audit and regulatory reviews, including evidence preparation...on financial experience, strong knowledge of US regulatory reporting requirements (eg, CCAR, FR Y… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …focus on Accounting, Finance or Information Technology. + One - two years' bank Audit , Accounting, Financial Reporting or large public accounting firm ... available for immigration sponsorship. GENERAL FUNCTION: Fifth Third Bank's Regulatory Reporting Quality Assurance department is responsible...experience or three+ years' of general financial services industry experience. + Banking or … more
- Huntington National Bank (Minnetonka, MN)
- …of appropriate review controls. . Identifies, articulates, and coordinates regulatory reporting issues with Risk Management, Internal Audit and Legal. . ... Description Our Regulatory Reporting Data & Automation Manager...a highly visible and impactful position working on Huntington's regulatory financial filings. The primary responsibility will… more
- TD Bank (Charlotte, NC)
- …ensuring the audit strategy is responsive to emerging risks and regulatory changes, while leading change initiatives that optimize audit processes and ... + Ensure all change management activities comply with internal policies, regulatory requirements, and audit best practices. + Facilitate post-implementation… more
- Ankura (Lexington, NY)
- …including many former audit firm partners, standard-setters, and other regulatory officials from the PCAOB, SEC, and Financial Accounting Standards ... and interpretation of Generally Accepted Accounting Principles ("GAAP"), International Financial Reporting Standards ("IFRS"), International Auditing Standards… more
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