- JPMorgan Chase (Chicago, IL)
- … Reporting Policy team, you will provide Firmwide guidance, assist with the interpretation of regulatory reporting rules and instructions, support our ... reporting requirement changes and implementation considerations + Provide technical interpretation & guidance on regulatory reporting issues and document… more
- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- SMBC (Jersey City, NJ)
- …products or specific transactions. The ideal candidate will have strong knowledge of US GAAP, US Regulatory Rules as well as the BCBS Regulatory Rules , ... with detailed rationale. + Demonstrate deep technical knowledge of US regulatory rules , including capital requirements across banking, broker/dealer, and… more
- Citigroup (Irving, TX)
- …+ Conduct analysis of LRRs laws, Rules , Regulations, conduct interpretation and understand potential applicability to Citi's financial services activities ... be responsible for assessing and agreeing on the impact of the laws, rules and regulations to the existing non- financial programs, including, including topics… more
- ITC Holdings (Novi, MI)
- …transmission rate initiatives to stay informed; provides research, analysis and interpretation of regulatory filings concerning rates; reviews industry ... effects on rate base, income, cash flow, unit costs, financial accounting, and formula rates. + Applies fixed charge...+ Supports the company's compliance with all Federal Energy Regulatory Commission (FERC) rules and regulations, including… more
- GCI Communication Corp (Anchorage, AK)
- …assist in preparation of cost studies and network use analyses; perform other regulatory / financial work. Keep appraising any regulation changes on both the state ... and federal side and offer interpretation . Prepare company tariffs and rate postings under both...and Analysis: Read and interpret FCC, RCA, and other regulatory entity rules , regulations, and procedures. Analyze… more
- Southern California Edison (Irvine, CA)
- …strategies and business communications in order to ensure compliance with applicable rules and regulations enacted by external regulatory authorities + ... Join the Clean Energy Revolution Become a Regulatory Compliance Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, you'll… more
- Capital One (Richmond, VA)
- Manager, Regulatory Legal Counsel The Regulatory Legal team at Capital One tackles legally complex issues impacting the entire company. We are seeking an ... One, you will become a member of a leading financial services institution, and collaborate daily with diverse, talented...customers, associates, and shareholders. As an attorney on the Regulatory Legal team, you will partner with subject matter… more
- State of Colorado (Denver, CO)
- …the public interest. Duties include, but are not limited to: + Providing interpretation of rules and regulations to examiners and institution management during ... full-time professional* work experience with a state or federal financial institution regulatory agency. Option 2: A...+ Demonstrated knowledge of and experience working with Colorado financial institutions' laws, rules , and policies; +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …PATRIOT Act, Bank Secrecy Act, Reg S-ID, and any other applicable fraud-related regulatory or industry rules and guidance + Broker-dealer operations, transaction ... analytical acumen, and deep knowledge of fraud typologies and regulatory requirements. This position plays a key role in...in laws and regulations pertaining to fraud, AML, and financial crime compliance. + Support preparation of internal reports… more
- Columbia Bank (Tigard, OR)
- …BSA/AML/OFAC related issues as they occur and provides appropriate clarification or interpretation based on applicable rules , regulations, and guidance. + ... **About the Role:** The Sr. Financial Investigations Manager is a senior management level...for the bank and the department, and assisting with regulatory examinations and internal audit reviews . + Manages… more
- Xcel Energy (Minneapolis, MN)
- …year-end accounting close cycles and development of subsequent internal and external financial statements, required regulatory reporting forms and tax filings. ... within supported business area, including, but not limited to interpretation of account codes or financial reports,...Stay current with new or proposed local, state, federal rules and regulations and internal and external financial… more
- Air National Guard Units (Memphis, TN)
- …receivable, cash, and other accounts in support of various regulatory financial reports; Financial Management rules and operating procedures; ability ... operations (Military Pay, Civilian Pay, Accounting, and Travel Pay). Provide expert interpretation on DoD and DFAS regulatory and administrative guidelines in… more
- Raymond James Financial, Inc. (Santa Fe, NM)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- General Motors (Detroit, MI)
- …the research and interpretation of complex accounting pronouncements and SEC rules , assessing their impact on General Motors' financial reporting. * ... role will be integral in ensuring the accuracy and timely submission of financial information to external regulatory bodies. Responsibilities * Prepare and… more
- TD Bank (New York, NY)
- …on issue resolution based on strong understanding of data attributes, accounting standards, regulatory rules , and production steps. + Having a technology savvy ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In...and achievement of financial objectives. Reports on financial results, providing interpretation through in-depth understanding… more
- Federal Communications Commission (District Of Columbia, DC)
- …Robocalls and Spoofing. Incumbent provides oral and written legal advice, guidance, interpretation , opinions and assistance on a wide range of legal and policy ... when to brief matters to leadership. Identifies major policy issues requiring interpretation by higher legal authority and develops and prepares recommended … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …presentations, and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. ... key point of contact with respect to questions of interpretation and application of country rules . +...regulatory supervision, compliance or legal capacity in the financial services industry or a similarly regulated environment +… more
- TD Bank (Mount Laurel, NJ)
- …objectives + Provides advice on the interpretation of new and existing regulatory capital rules + Represents the Bank at industry forums and bi-lateral ... centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US &...capital reporting and research under both US & Canadian rules . This role is accountable for assessing the capital… more
- BMO Financial Group (New York, NY)
- … agencies during supervisory reviews. + Develop a robust understanding of US regulatory rules and oversee compliance and interpretations. + Collaborate with ... Liquidity reporting on interpretation of FR 2052a, US LCR, and US NSFR rules ; participate in advocacy efforts and regulatory change discussions. + Presents… more