- Morgan Stanley (Sandy, UT)
- …on our Financial Services team! As an unlicensed Financial Services Representative , you would use your amazing customer service skills and knack for ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Financial Services Representative - SIE (Sandy, UT)*… more
- Bank of America (Lincoln, RI)
- …relationship jobs where the representative is expected to take several inbound service calls daily to solve for financial needs. Key responsibilities include ... variety of products. This role is responsible for phone-based service to relationship role where the representative ...in a performance-based environment. * The Security Industry Essentials ( SIE ) or other financial services licenses and… more
- Lincoln Financial Group (Radnor, PA)
- …this opportunity. **Requisition #:** 73197 **The Role at a Glance** As the Financial Services Sales Representative , you will build and maintain business ... + Exceptional communication and relationship management skills + FINRA SIE License - must obtain within 120 Days +...- Minimum Required _Nice-to-haves (Preferred):_ + Sales or Customer Service experience **What's it like to work here?** At… more
- Vanguard (Scottsdale, AZ)
- …give them the best chance for investment success." As an Advice Support Representative , you will partner closely with advisors to efficiently serve our advised ... through the phone channel , while build ing your financial acumen. How you'll make a difference: + Answer...a difference: + Answer inbound calls to meet the service and trading needs of both Vanguard advisors and… more
- Vanguard (Scottsdale, AZ)
- …to positively impact our investors, join our team of "crew" as a Client Service Excellence Representative . At Vanguard, we believe in supporting our "crew" ... when they call in to Vanguard. As a Client Service Excellence Representative , you will: + Respond...hybrid licensing program, focused on supporting individuals without a financial background to pass their SIE and… more
- Vanguard (Malvern, PA)
- …to positively impact our investors, join our team of "crew" as a Client Service Excellence Representative . At Vanguard, we believe in supporting our "crew" ... when they call in to Vanguard. As a Client Service Excellence Representative , you will: + Respond...hybrid licensing program, focused on supporting individuals without a financial background to pass their SIE and… more
- Vanguard (Scottsdale, AZ)
- …taking a stand for investors. That starts with you. As a Retirement Plan Services Representative , you'll be our voice and our clients' advocate, as you help to build ... hundreds of financial futures. In this role, you will provide high...futures. In this role, you will provide high quality service across Institutional Participant Services by supporting external employers… more
- Vanguard (Scottsdale, AZ)
- …needs and deepen client relationships with Relationship Managers. + Provide exceptional service to UHNW clients and handle requests with efficiency and quality. + ... experience. + Document UHNW client and team feedback in support of service improvement efforts within the business. + Develop and maintain proficient knowledge… more
- ADP (Coraopolis, PA)
- …**BONUS POINTS FOR THESE:** _Preferred Qualifications_ + Securities Industry Essentials ( SIE ) and Financial Industry Regulatory Authority (FINRA) Series 6 ... Representatives for Retirement Services.** + **_Are you ready to control your financial future -- and achieve that perfect work-life balance you've been searching… more
- Neuberger Berman (New York, NY)
- …preferred) + Some business experience a plus, ie internship, part time job + Financial services, sales and/or customer service experience a plus + High level ... Overview** This role is responsible for providing superior customer service and transaction support to our retail shareholder clients...a group + Has or willing to obtain the SIE , Series 6 and Series 63 licenses within 90… more
- Truist (Winter Park, FL)
- …accounts. 4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE , Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 ... FL Responsible for the general servicing and support of the Financial Advisors. This includes administrative and operational support, business development… more
- Lincoln Financial Group (Radnor, PA)
- …licenses - must obtain within 120 Days _Nice-to-haves:_ + Sales or Customer Service experience within the Financial Services Industry and product knowledge ... #:** 73908 **The Role at a Glance** As the Sales Quality Assurance Rep , you will be responsible for supporting the Small Market Retirement Plan Services… more
- Truist (Houston, TX)
- …accounts. 5. Knowledge of the features and attributes of annuity products. 6. FINRA SIE , Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 ... Responsible for the general servicing and support of the International Financial Advisors. This includes administrative and operational support, business development… more
- Thrivent Financial (Glenwood, MN)
- …members, customers, and their families. Responsibilities may include working with a financial representative to develop and implement business and marketing ... The Associate reports to and is employed/contracted by the financial representative . Thrivent Investment Management Inc. is...role in our client experience, so an outgoing and service -oriented mindset is a must. The team Dane Ankeny's… more
- Truist (Atlanta, GA)
- …of the corporation * Ensure the team delivers personalized, attentive, needs based service to the client base through sound financial planning and advisory ... and integration of a broad range of wealth products and services ( financial planning, asset management, personal trust and estate planning, insurance and risk… more
- Truist (Smyrna, GA)
- …market segment within the Truist footprint. Utilize objective and sound personal financial planning and financial advisory concepts to develop and deepen ... of mass affluent clients. Sell, deliver and provide ongoing service for a broad range of fee income and...outstanding. 2. Establish and periodically update understanding of client financial needs and conditions based upon sound profiling and… more
- Truist (Ormond Beach, FL)
- …market segment within the Truist footprint. Utilize objective and sound personal financial planning and financial advisory concepts to develop and deepen ... of mass affluent clients. Sell, deliver and provide ongoing service for a broad range of fee income and...outstanding. 2. Establish and periodically update understanding of client financial needs and conditions based upon sound profiling and… more
- Truist (Greenwich, CT)
- …Responsible for developing and deepening client relationships through needs-based, high-level client service and through delivery of the full suite of Truist Wealth ... comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an… more
- Raymond James Financial, Inc. (Charleston, SC)
- …(RJA) retail branches that are combined to form a functional group. May service clients in his/her own book of business. **Essential Duties and Responsibilities** * ... branch with the following activities: Attracts, selects, orients, trains, and retains Financial Advisors (FAs) and support staff. Supervises daily trading and other… more
- Raymond James Financial, Inc. (Farmington Hills, MI)
- …about new products and RJA managed underwritings. * Participates in community affairs as a representative of the firm. * May service clients in his/her own book ... operations of a Raymond James & Associates (RJA) retail branch. May service clients in his/her own book of business. **Essential Duties and Responsibilities**… more