- Deloitte (Atlanta, GA)
- Financial Services Product Strategy Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client ... have exceptional records of professional achievement, experience working in a relevant financial services industry sector, and a demonstrated capacity and… more
- Charles Schwab (Lone Tree, CO)
- …candidate for this role to work on site in the specified locations.** The Financial and Regulatory Reporting Team function within Schwab Asset Management (SAM) ... and annual oversight of shareholder reports and holdings and financial statements, and regulatory reporting. The ...Regulatory Reporting Team is looking for a Senior Manager to support their growing team. In this role,… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the planning and execution...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... team of administrators who are responsible for preparing quarterly and annual financial statements for private equity and hedge funds and other investment companies… more
- AbbVie (North Chicago, IL)
- …Estimate (LBE) for Regulatory Affairs. The primary function of the Finance Manager is to provide financial leadership to Regulatory Affairs, including ... of regulatory and filing fees, employee costs and professional services . Key Responsibilities include: + Responsible for the budget in the Plan/LRP/Update/LBE… more
- JPMorgan Chase (New York, NY)
- …in consultation with product and control partners. + Anticipate client demand for regulatory service solutions and adapt products/ services to meet client ... Services business and our clients. As the Regulatory Practice Americas Manager for Securities ...is a bonus. + Strong working knowledge of US/global financial services and regulatory landscape.… more
- Capital One (Chicago, IL)
- …communication skills + Understand and appreciate risk management as it relates to financial services + Live for bringing organization and attention-to-detail to ... Manager , Regulatory Affairs & Liaison Support...At least 3 years of experience in banking or financial services , operational or enterprise risk management,… more
- TD Bank (Mount Laurel, NJ)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... direction, quality control and subject matter expertise to the team + Senior Manager providing advisory services to executives, business segment leaders and… more
- Charles Schwab (Austin, TX)
- …working in trust / custody environments, the retirement plan industry, and financial services regulatory matters. Key responsibilities will include: ... for each Trust Bank CTF + Review of annual financial statements Regulatory subject matter expert with...or equivalent experience is required. + 5+ years of financial services industry experience (brokerage and bank… more
- TD Bank (Mount Laurel, NJ)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... of experience **Preferred Qualifications:** + 7+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or… more
- TD Bank (Mount Laurel, NJ)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... of experience **Preferred Qualifications:** + 12+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or… more
- Scotiabank (Dallas, TX)
- Manager , Bank Regulatory Reporting Projects **Requisition ID:** 238695 **Salary Range:** 76,600.00 - 142,300.00 _Please note that the Salary Range shown is a ... are in compliance with governing regulations, internal policies, and procedures. The Manager , Regulatory Reporting Projects reports to the Senior Manager… more
- Truist (Charlotte, NC)
- …industry experience 3. Knowledge of regulatory reports produced within the Financial Services industry 4. Master's degree in related discipline 5. ... for specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting...Financial Risk Manager (FRM)/Certified Financial … more
- TD Bank (Mount Laurel, NJ)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- Huntington National Bank (Minnetonka, MN)
- … position is a highly visible and impactful position working on Huntington's regulatory financial filings. The primary responsibility will be to work across ... regulatory related field. Preferred Qualifications: . Public accounting and/or external financial reporting experience. . Financial services sector… more
- Tradeweb (New York, NY)
- …Action Employer. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** As a Regulatory Reporting Manager within the Data ... of experience in data program management, data reporting/visualization or financial / regulatory reporting. + Demonstrated proficiency in requirement gathering,… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …a **maker of possible** with us. **Job Overview** Working closely with the Director of Regulatory Affairs, the Regulatory Affairs Manager - RA Strategy Lead ... insurance + Pet insurance + Commuter benefits + Discounts on products and services + Academic Achievement Scholarship + Service Recognition Awards + Employer… more
- Fiserv (Omaha, NE)
- …an impact on a global scale, come make a difference at Fiserv. **Job Title** Regulatory Compliance Manager **About your role:** The Compliance Manager is ... in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another...Degree **What would be great to have:** + Certified Regulatory Compliance Manager certification (CRCM) or legal… more
- Travelers Insurance Company (St. Paul, MN)
- …through the filing of required documentation and effective coordination of non- financial market regulatory activities. The filing responsibilities encompass the ... and educating staff on proactive compliance measures. As a Manager , Regulatory & Filing, you will develop...and directing the management and validation of information for non- financial market regulatory activities in lower to… more
- TECO Energy (Tampa, FL)
- Title: ** Regulatory Affairs Manager ** Company: **Peoples Gas System** State and City: **Tallahasse, FL** Shift: **8 Hr. X 5 Days** **WHO WE ARE** Peoples Gas ... coordination and development of interactions between Peoples Gas and the Florida Public Service Commission (FPSC) and other related regulatory groups (within and… more
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