- SMBC (New York, NY)
- … Compliance (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + ... 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- Zions Bancorporation (Salt Lake City, UT)
- …business, finance, accounting or a related field or equivalent working experience in banking/ financial services regulatory compliance , risk management, ... and experience may meet requirements. + 2+ years in banking/ financial services regulatory compliance... issues. + Working knowledge of federal and state compliance laws and regulations. + Proficient customer service… more
- State of Indiana (Indianapolis, IN)
- …and make appropriate decisions with the consideration of the potential impact on insurer financial solvency and regulatory compliance . + Ability to analyze ... Insurance Regulatory Auditor Date Posted: Jan 9, 2026 Requisition...work. Our other primary obligation is to monitor the financial solvency of the insurance companies domiciled in Indiana… more
- Bank OZK (Little Rock, AR)
- …eight (8) years of work experience in positions of increasing responsibility focused on financial services regulatory compliance required. + Prior ... recognized as an industry leader in financial services . That means we combine exceptional service ...directly with federal banking supervisory agencies preferred. + Certified Regulatory Compliance Manager (CRCM) preferred. + Significant… more
- State of Massachusetts (Boston, MA)
- …areas of responsibility including budget/revenue management, accounts receivable and payable, and financial regulatory compliance . . Mentor and develop staff ... the Human Resource Division, Office of the State Comptroller, and the Operational Services Division. . Oversight of Inter-agency Service Agreements (ISAs) and… more
- Zions Bancorporation (Salt Lake City, UT)
- …bachelor's degree in business, finance or a related field + 8+ experience in financial services regulatory compliance , securities industry, investment ... Zions Bancorporation is one of the nation's premier financial services companies operating as a...with being an advisor to front line management regarding regulatory requirements and risk management practices. The Compliance… more
- Community Health Systems (Foley, AL)
- …in partnership with other senior leadership colleagues. + Ensures the hospital meets financial regulatory and compliance guidelines, maintaining adherence to ... budgeting software, and enterprise resource planning (ERP) tools. + Commitment to regulatory compliance and maintaining high ethical standards. + Ability to… more
- Adecco US, Inc. (New York, NY)
- …+ Master's degree required; JD preferred + 10+ years of experience in Regulatory Compliance , Financial Crime, Legal, Enterprise Risk Management, Credit ... A leading organization within the financial services sector is seeking a... Regulatory Affairs Office to support and lead regulatory engagement and compliance -related initiatives. This role… more
- State of Michigan (Lansing, MI)
- …judgment and decision-making. + A curious and analytical mind capable of analyzing financial performance and regulatory compliance , identifying and assessing ... Job Number 6501-26-DIFS-002 FIE 9-P11 Department Department of Insurance and Financial Services Opening Date 01/13/2026 Closing Date 1/27/2026 5:00… more
- Wayne State University (Detroit, MI)
- …Director, Financial Aid Compliance and Training, this position ensures financial stewardship, regulatory compliance , and accurate delivery of aid. ... Associate Director, Financial Aid Scholarships and Aid Programs Wayne State...conflicts, promoting cooperation, administering contracts, and providing outstanding customer service . Ability to create written reports and deliver oral… more
- System One (Claremore, OK)
- … reporting, budgeting, forecasting, and internal controls. This role ensures accurate financial information, regulatory compliance , and supports leadership ... Job Title Financial Controller Reports to: CEO Compensation: $130-150K Status...+ Support month-end and year-end close processes + Ensure compliance with applicable local, state, and federal reporting requirements… more
- Wells Fargo (Irving, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... General Controls (ITGCs) covering applications that support financial , risk, and regulatory reporting. + Assessing compliance with Well Fargo & Company's… more
- TECO Energy (Tampa, FL)
- …leadership **Why This Role Matters** This position offers the opportunity to influence financial strategy, ensure regulatory compliance , and lead a ... This role oversees internal and external financial reporting, regulatory clauses, reconciliations, budgeting, forecasting, and compliance . The position… more
- Heritage Financial Credit Union (Newburgh, NY)
- … Accountant Are you an experienced accounting professional with a strong background in financial reporting and regulatory compliance ? Do you thrive in ... community. We believe that everyone deserves access to affordable financial services , and we are dedicated to...(GAAP) and are in legal and regulatory compliance . ESSENTIAL FUNCTIONS AND BASIC DUTIES + Financial… more
- Clark Construction Group, LLC (Mclean, VA)
- …+ Oversee the administration of the company's captive insurance program, including financial management, regulatory compliance , underwriting, and policy ... strategic function tasked with protecting the enterprise from catastrophic financial loss while providing cost-effective risk management and insurance solutions… more
- ManpowerGroup (Irving, TX)
- …tools such as Power BI. + Special projects as assigned. + Managing financial compliance / regulatory reporting **Qualifications and Requirements** : + 5 ... with GAAP and applicable federal, state, and local regulatory laws and rules for financial and...ultimate loss estimation techniques (required) + Familiarity with insurance regulatory compliance as it relates to Finance,… more
- Wells Fargo (Denver, CO)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Knowledge and understanding of Salesforce, Smart Station or contact management system + Financial services sales experience + High level of initiative and… more
- Wells Fargo (Myrtle Beach, SC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... training program for meeting personal, professional, and organizational client service and financial goals within the ...Series 7 and 66 (or FINRA recognized equivalents) + Financial services experience + Client services… more
- Wells Fargo (Rock Hill, SC)
- …registration + State Insurance license(s) + 3+ years of experience in a licensed financial services position + Customer service focus with experience ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ),… more
- East Boston Neighborhood Health Center (Revere, MA)
- …Federally Qualified Health Centers (FQHCs) or community health systems + PACE program financial management and regulatory compliance + Pharmacy/340B program ... opportunities to the Finance Committee and Board of Directors. Financial Operations & Compliance + Oversee all...reports. + Serve as primary liaison to external auditors, financial institutions, and regulatory agencies. + Ensure… more