- Fidelity TalentSource LLC (Merrimack, NH)
- …stays within its risk tolerance.Leveraging your experience in the financial services , digital asset, or the risk / compliance industry with an emphasis ... Job Description:The RoleThe Technology Risk team for Fidelity Brokerage (FB) within Enterprise...for working with technology teams, business leaders, and with Compliance and Legal to support continued product growth of… more
- American Honda Motor Co Inc (Marysville, OH)
- …with experience in governance, internal controls, risk management, and/or compliance .2+ years supervising other Financial or HR professionals, and/or leading ... regional policies. This role involves developing and implementing policies, conducting risk assessments, monitoring compliance , and providing strategic advice to… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …acceptance testing Exposure to any of the following: Financial Crimes Compliance , Sanctions, Corruption, Operational Risk , Cybersecurity and/or Fraud a plus ... member of our team, you will partner across multiple Financial Crimes Compliance teams to document requirements,...Investments, one of the largest and most diversified global financial services firms in the industry. We… more
- Fidelity TalentSource LLC (Boston, MA)
- …role will challenge you to evaluate the various facets of the financial services industry with a concentration in quantitative risk analysis and financial ... managers, offering guidance on approach and business engagement by leveraging your financial services experiences and knowledge baseYou thrive on solving complex… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …of risk , compliance , legal, or audit experience at financial services institutions, eg, asset managers, banks, regulatory agencies (required)Experience ... leaders and functions to optimize cross-functional effectiveness.Collaborate with legal, risk , and compliance across the organization to...with brokerage products and services , brokerage operations, or client service operations… more
- BluPeak Credit Union (San Diego, CA)
- …controls.* Contributes to the enhancement of governance practices in alignment with risk and compliance frameworks.* Supports management in the gathering and ... Regulatory Enterprise Risk ManagerUS-CA-San DiegoJob ID: 2024-1709Type: Regular Full-Time# of...to ensure the identification, assessment and control of regulatory compliance requirements, as well as operational risks inherent in… more
- Truliant Federal Credit Union (Winston-Salem, NC)
- …and managing enterprise-wide risk management programs, preferably within the financial services sector. This includes experience in leading risk ... degree and risk management certification preferred.Minimum of 10 years in banking, financial services , or a related industry, with at least 5 years in… more
- Fidelity TalentSource LLC (Covington, KY)
- …risk , compliance , legal, or audit experience at complex financial services institutions, eg, asset managers, banks, regulatory agencies ... the expectations for this role (required)Experience with brokerage products and services , brokerage operations, or client service operations including… more
- National Gypsum (Charlotte, NC)
- …service contracts, procurement contracts, non-disclosure agreements, etc.). Ensure compliance with legal requirements and company policies. Maintain accurate ... records of all contract-related correspondence.* Supplier Risk Assessment: Identify and assess risks associated with supplier reliability, product quality, and … more
- Fidelity TalentSource LLC (Smithfield, RI)
- …to balance multiple cases and prioritize accordingly. Broad knowledge of the financial services industry strongly preferred The Value You Deliver Understanding ... or Covington, KY. The Role The duties of the Risk Analyst are to support Enterprise Compliance ...Investments, one of the largest and most diversified global financial services firms in the industry. We… more
- Fidelity TalentSource LLC (Boston, MA)
- …assessments, IT Audits or implementing Cybersecurity controls for large scale financial service organizations (mainframe, distributed, network and cloud ... related to the technology environment, systems, and processes within AM. Technology Risk partners with Corporate Audit, Enterprise Compliance , and Security to… more
- Fidelity TalentSource LLC (Boston, MA)
- … Risk team is a risk group within the Fidelity Legal, Risk & Compliance global organization which is dedicated to providing a stronger cross-firm ... Job Description:Senior Risk Manager, Market Risk Join the...custody, middle office operations, electronic brokerage products and execution services across multiple asset classes including equities, equity options,… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- Job Description:Market & Collateral Risk Management - Director The Team Join Fidelity's Collateral & Market Risk Management team to help protect the firm from ... estimate market related risks. The team develops and maintains risk models, methodologies and processes to ensure the ...closely with vendors that provide critical data and modeling services in support of the firm's stress testing and… more
- Fidelity TalentSource LLC (Merrimack, NH)
- Job Description:The FFIO and Corporate Services Risk Team within the Fidelity Risk Group is looking for a passionate, hard-working team member to help ... across our Risk team and the Legal, Risk and Compliance group to optimize the...privately held company with a mission to strengthen the financial well-being of our clients. We help people invest… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …assisting in the implementation of a privacy strategy at one of the top tier financial service companies in America. This is a unique opportunity to join high ... granted based on client contracts, internal policies, etc.\u00B7 Partner with Legal, Risk , Compliance , Architecture and Relationship Management to meet emerging… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …Family Office Services (FFOS), FMR Legal, Financial Crimes Compliance Program Office, Investigations, Credit/Market Risk , and others. The Expertise and ... Family Office Services (FFOS), FMR Legal, Financial Crimes Compliance Program Office, Investigations, Credit/Market Risk , and others. Company Overview At… more
- Amerant Bank (Miramar, FL)
- …products/ services , systems, and associated risks/controls Thorough knowledge of Risk / Compliance /Audit competencies Strong leadership and management skills of ... Audit team, specifically focusing on supporting audits over the Bank's regulations, compliance risk management and integrated audits of the compliance… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …years of work experience in a relevant field 2+ years of experience in the financial services industry Proven knowledge of financial transactions as well as ... The Team The AML Surveillance team within Fidelity's Legal Risk and Compliance Group is integral to...Investments, one of the largest and most diversified global financial services firms in the industry. We… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …Family Office Services (FFOS), FMR Legal, Financial Crimes Compliance Program Office, Investigations, Credit/Market Risk , and others. The Expertise and ... Crimes Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role...a relevant field 2+ years of experience in the financial services industry Experience with blockchain explorers… more
- Fidelity TalentSource LLC (Boston, MA)
- Job Description:The RoleAs a member of the Fidelity Digital Asset Services , LLC (FDAS) Compliance team, you will serve as an informed and trusted business ... compliance controls and testing programs8+ years of combined experience in Compliance , Risk , and Legal\u00A04-year college degree required, master s degree,… more
