- Usaa (Plano, TX)
- …hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 and 65) license. Must be able to successfully pass ... 5 days per week, with the opportunity to move to a hybrid schedule after 6 months. This position can be based in the following location: Plano, TX. Relocation… more
- Usaa (Plano, TX)
- …hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA Series 66 (or 63 and 65) license. Must be able to successfully pass ... requires an individual to be in the office 5 days per week. After a successful 6 months, the option for a hybrid schedule will be available. This position can be… more
- US Bank (New York, NY)
- …management with institutional clients (Business to Business environment) - Must be FINRA series 6 or 7 , 63 licensed or complete 6 or 7 , 63 ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- T. Rowe Price (Owings Mills, MD)
- …in committee and boardroom presentations + This role requires FINRA Series 6 or 7 & 63 license Preferred: + Strong knowledge of retirement industry and ... all prospect materials. To be accomplished within the first 6 months: + Identify and create specific target lists,...ERISA FINRA Requirements FINRA licenses are required and… more
- Nuveen Investments (Frisco, TX)
- …You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently licensed or ... + No Experience Required ** FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Licenses and Certifications** + Life and Health Insurance… more
- Equitable (New Orleans, LA)
- …**Qualifications** **Required Qualifications** * Bachelor's degree required. * FINRA 6 and 63 OR 7 required. * CIMA, CFA a plus * ... Knowledge of Mutual Funds and Investment products - previous direct sales experience required. * Demonstrated communication/interpersonal skills * Proven computer, mobile device and organizational skills. * Willingness to travel 75%. * Must be located within… more
- Truist (Aventura, FL)
- …affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 ( 63 and 65 in lieu of 66) and applicable Insurance ... portfolio. Serve as an advocate for clients with the IRM partners. 6 . Establish and maintain mutually beneficial business relationships with external centers of… more
- Truist (Atlanta, GA)
- …Ability to travel, occasionally overnight. Preferred Qualifications: 1. Strongly preferred: FINRA Series 7 , and 66 licenses (Series 63 & 65 can be used in ... review the following job description:** The Business Unit Risk Advisor Specialist II- FINRA engages with the Investment Banking and Capital Markets Business Unit… more
- Guardian Life (New York, NY)
- …special projects as needed. **You have** + Life License and FINRA Series 7 or 6 & 63 or 65 required + Demonstrated understanding of the competitive ... landscape, financial markets, and industry related topics. + Knowledge of and experience with annuities - minimum 3 years of wholesaling experience. + Strong understanding of competitive marketplace. + Proven ability to show leadership in establishing… more
- Manulife (MA)
- …of experience as a trainer or external sales representative. + FINRA Series 6 or 7 , and 63 . + Excellent oral and written communication skills. + Ability ... to motivate others, establish trust and credibility, and inspire dedication. + Strong knowledge of the employer/employee market space and relevant regulatory environment. + Proficient in market analysis and product development. + Ability to travel as required.… more
- Manulife (NH)
- …of experience as a trainer or external sales representative. + FINRA Series 6 or 7 , and 63 . + Excellent oral and written communication skills. + Ability ... to motivate others, establish trust and credibility, and inspire dedication. + Strong knowledge of the employer/employee market space and relevant regulatory environment. + Proficient in market analysis and product development. + Ability to travel as required.… more
- Aegon Asset Management (Denver, CO)
- …due diligence (typically 10 or more years) + FINRA Series 6 or 7 + FINRA Series 63 + Life & Health insurance license + Strategic and critical thinker ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...Qualifications + Bachelor's degree in business or finance + FINRA Series 24/26 + Sales and training experience Working… more
- Aegon Asset Management (GA)
- …field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within six months. + Retirement Plans Associate (RPA) ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- Aegon Asset Management (Denver, CO)
- …a business field or equivalent experience + FINRA Series 6 or 7 + FINRA Series 63 + Applicable State Insurance licenses or obtain within 90 days of ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- Equitable (OR)
- …of 401(k)/457(b), cash balance and managed account products * FINRA Series 6 or 7 , and Series 63 Registrations * Life & Health Insurance Licenses in ... Equitable Total Rewards Program (https://portal.equitable.com/appentry/EDoxRedirect?node\_id=A2023013000001) **Qualifications** **Required Qualifications** * 7 years of 401(k)/457(b) wholesaling experience in the Western… more
- T. Rowe Price (Baltimore, MD)
- …entrepreneurial, and goal-oriented; reputation for integrity and service excellence. + FINRA Series 7 , 63 and/or 6 . Preferred: + CFA, CAIA, CFP, and/or ... MBA highly desired. FINRA Requirements FINRA licenses are required and will be supported for this role. Work Flexibility This role is eligible for full time… more
- Principal Financial Group (Des Moines, IA)
- …sales or service team marketing products and services + FINRA Series 6 or 7 and FINRA Series 63 or 66 required + FINRA Series 24 or 26 required ... within 90 days of employment. Must meet firm standards for registration within applicable jurisdictions + Ability to interpret and market all approved products and services offered in our product suite + Mentor, develop, influence, and motivate internal… more
- Manulife (Atlanta, GA)
- …unique needs. **Required Qualifications:** + FINRA SIE, Series 6 , 63 and 65. FINRA Series 7 and State Insurance Licenses will be required as our ... product offering expands and for advancement. **Preferred Qualifications:** + Bachelor's degree preferred. + 1-3+ years of Financial Services experience, preferably in phone and/or sales roles + Advancement opportunities within role or Sr Financial Consultant… more
- Commerce Bank (Kansas City, MO)
- …funds wholesaling experience preferred + FINRA Series 6 and 63 required + FINRA Series 7 preferred For individuals applying, assigned and/or hired to ... work in areas with pay transparency requirements, Commerce is required by law to include a reasonable estimate of the compensation range for some roles. This compensation range is for the Commerce Mutual Funds Wholesaler job and contemplates a wide range of… more
- Wells Fargo (Salt Lake City, UT)
- …Successfully completed Securities Industry Essentials (SIE) exam + Successfully completed FINRA Series 7 and 66 (or 63 and 65) exams to qualify for immediate ... Interact with internal and external customers **Required Qualifications:** + 6 + months of Customer Service, Sales, Relationship Building experience,...ongoing employment in this position. FINRA Series 7 and 66 (or 63 and 65)… more
