- Lincoln Financial Group (Radnor, PA)
- …#:** 73197 **The Role at a Glance** As the Financial Services Sales Representative , you will build and maintain business relationships with advisors who market our ... sales support tools, marketing ideas, etc.) to assigned Advisors, Registered Representatives, Brokers and/or Plan Sponsor/Participants. + Building and maintaining… more
- Vanguard (Charlotte, NC)
- …our investors, join our team of "crew" as a Client Service Excellence Representative . At Vanguard, we believe in supporting our "crew" personally through all life ... call in to Vanguard. As a Client Service Excellence Representative , you will: + Respond to a wide range...like onboarding new clients to supporting them through their retirement . + Maintain strong performance metrics. + Increase functional… more
- Vanguard (Scottsdale, AZ)
- …our investors, join our team of "crew" as a Client Service Excellence Representative . At Vanguard, we believe in supporting our "crew" personally through all life ... call in to Vanguard. As a Client Service Excellence Representative , you will: + Respond to a wide range...like onboarding new clients to supporting them through their retirement . + Maintain strong performance metrics. + Increase functional… more
- Foresters Financial Services (Dublin, OH)
- …Dublin, Ohio Apply Description What we need: This role supports the Registered Financial Services Sales Representative 's business with day-to-day administrative ... of support is dictated by whether the incumbent is FINRA licensed. + As directed by the representative...services including Mutual Funds, Annuities and Life Insurance, + Retirement products including IRAs and 403(b)s + College funding… more
- Atria Wealth Solutions (Marion, IN)
- …Credit Union and registered through CUSO Financial Services, LP (CFS). Member FINRA /SIPC. CFS is a broker/dealer and Registered Investment Advisor with a ... area. Are you interested in helping people accomplish their retirement goals and making a positive impact? Do you...learn more about CFS, please visit www.cusonet.com. CFS (Member FINRA /SIPC) is a broker-dealer and Registered Investment… more
- Atria Wealth Solutions (Riverside, CA)
- …Tulare counties. EOE ** Representatives are employed by Wescom Credit Union and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... meet their long-term financial goals. Provide advice and guidance regarding retirement planning, college funding, long-term investing the members' financial health.… more
- Atria Wealth Solutions (Pasco, WA)
- …CUSO Financial Services, LP. + Job Experience: Minimum of three years licensed registered representative sales experience required or proven ability in a related ... Credit Union is seeking a Financial Advisor to provide retirement and investment services to its member base in...**Representatives are employed by Spokane Teachers Credit Union and registered through CFS (Member FINRA / SIPC… more
- Atria Wealth Solutions (League City, TX)
- …Credit Union and registered through CUSO Financial Services, LP (CFS). Member FINRA /SIPC. CFS is a broker/dealer and Registered Investment Advisor with a ... their members. To learn more about CFS, please visit www.cusonet.com. CFS (Member FINRA /SIPC) is a broker-dealer and Registered Investment Advisor with a stable… more
- Atria Wealth Solutions (Corning, NY)
- …and work ethic requiring minimum supervision EOE **Representatives are employed by and registered through CFS (Member FINRA / SIPC (http://www.sipc.org/) ). To ... Credit Union is seeking a Financial Advisor to provide retirement and investment services to its member base in...as their immediate family members. This role requires a FINRA series 7 licensed candidate who possesses the drive… more
- Atria Wealth Solutions (San Francisco, CA)
- …Financial Planner (CFP) designation preferred EOE **Representatives are employed by and registered through CFS (Member FINRA /SIPC). To learn more about CUSO ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the San...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Atria Wealth Solutions (Carthage, NY)
- …and work ethic requiring minimum supervision EOE **Representatives are employed by and registered through CFS (Member FINRA / SIPC (http://www.sipc.org/) ). To ... building upon an already established wealth management program. This role requires a FINRA series 7 licensed candidate who possesses the drive and passion to deliver… more
- Atria Wealth Solutions (Fort Worth, TX)
- …the top financial institutions throughout the country. **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the Fort...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Atria Wealth Solutions (Plano, TX)
- …the top financial institutions throughout the country. **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the Plano,...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Guardian Life (Columbus, OH)
- …office inspections using risk-based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. ... + Broad knowledge of the financial services industry and FINRA , SEC and State rules and regulations along with...(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an… more
- Atria Wealth Solutions (Riverside, CA)
- …and Spanish speaking, preferred but not required EOE **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... assume responsibility for an existing book of business and provide investment and retirement planning services for its members in the Riverside, CA area Altura… more
- Atria Wealth Solutions (Los Angeles, CA)
- …and work ethic requiring minimum supervision. EOE **Representatives are employed by and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... Financial Services, LP (CFS) is seeking a Licensed Financial Advisor to provide retirement and investment services for members of Los Angeles Police Federal Credit… more
- Atria Wealth Solutions (Philadelphia, PA)
- …and work ethic requiring minimum supervision. EOE **Representatives are employed by and registered through CFS (Member FINRA / SIPC (http://www.sipc.org/) ). To ... Credit Union is seeking a Financial Advisor to provide retirement and investment services to its member base in...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Atria Wealth Solutions (Pembroke Pines, FL)
- …financial institutions throughout the country. EOE ** Representatives are employed by and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... place either monthly, quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of the public to… more