- Fidelity (Covington, KY)
- …and our career center. The Expertise and Skills You Bring Aptitude and dedication to complete the FINRA SIE , Series 7 Top Off and Series 63 exams ... (Registered Representative by studying for and obtaining your SIE, Series 7 , and 63 licenses, all fully...does not offer work visas for this role Certifications: Series 07 - FINRA , Series … more
- USAA (Plano, TX)
- …of sessions. Experience with Virtual Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job ... and/or attainment within 90 days of job entry. What sets you apart: Current FINRA Series 7 . Current FINRA Series 63 and/or attainment within 90 days… more
- USAA (Tampa, FL)
- …design model. Experience with Virtual Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job ... and/or attainment within 90 days of job entry. What sets you apart: Current FINRA Series 7 . Current FINRA Series 63 and/or attainment within 90 days… more
- Scotia Capital (USA), Inc. (New York, NY)
- …experience, and accompanying qualifications. $225,000/yr & 40 hrs/wk. FINRA SIE req'd. FINRA Series 7 req'd. FINRA Series 63 req'd. xhqgsiq ... Pls apply directly thru by searching for Associate Director, Exotic Equity Derivatives Trader & indicate job code JK110425AD. JobiqoTJN. Keywords: Trader, Location: New York, NY - 10060 more
- Charles Schwab (Tysons Corner, VA)
- …(CWS),CFA or CFP highly preferred Bachelor's degree highly preferred Required Qualifications Active & valid FINRA Series 7 license Active & valid FINRA ... Series 66 (63/65) license Active & valid Life & Health insurance 7 + years financial services industry experience 2+ years Ultra- HNW client experience Pursuant to… more
- USAA (Colorado Springs, CO)
- …required Carrier appointments within 90 days of job entry. RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or ... apart: US military experience through military service or a military spouse/domestic partner Current/Active FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or… more
- Charles Schwab (Grand Rapids, MI)
- …clients - this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license required Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. Preferred Qualifications: Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused… more
- USAA (Phoenix, AZ)
- …and required maintenance or ability to acquire within 90 days of hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA ... Series 66 (or 63 and 65) license. Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. 4 years… more
- USAA (Phoenix, AZ)
- …and required maintenance or ability to acquire within 90 days of hire. Required maintenance of FINRA Series 7 license. Required maintenance of FINRA ... Series 66 (or 63 and 65) license. Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. 1 year… more
- Charles Schwab (Palm Beach Gardens, FL)
- …- this role is for you. What you have Required Qualifications: * A valid and active FINRA Series 7 license required * Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. Preferred Qualifications: * Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a… more
- Charles Schwab (Asheville, NC)
- …- this role is for you. What you have * Required Qualifications: * A valid and active FINRA Series 7 license required * Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. Preferred Qualifications: * Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a… more
- Charles Schwab (Coral Gables, FL)
- …clients - this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license required?? Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job.?? Preferred Qualifications: Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a… more
- Charles Schwab (Asheville, NC)
- …clients - this role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 license required Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. Preferred Qualifications: Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused… more
- Charles Schwab (Richfield, OH)
- …Receptive to mentoring and feedback for continuous improvement. Desire to gain financial licenses such as FINRA Series 7 or 63 What's in it for you At ... our clients, with availability Monday-Friday any time between 8:00am to 7 :15pm Eastern Time. Preferred Qualifications Previous customer service and/or client… more
- Charles Schwab (New York, NY)
- …role is for you. What you have Required Qualifications: A valid and active FINRA Series 7 licenserequired Obtaining oracquiringFINRASeries 66 (63/65) license ... and Life & Health Insuranceas it will berequiredduring your tenure on the job. Preferred Qualifications: Ability to build strong relationships, engage and encourage trust, and deepenthe client relationshipby applying a focused client communication strategy,… more
- USAA (Phoenix, AZ)
- …military experience through military service or a military spouse/domestic partner Current / Active FINRA Series 7 Current / Active Life/Health license CFP ... (Certified Financial Planner), CLU (Chartered Life Underwriter), or RICP (Retirement Income Certified Professional) designations 10 or more years of experience with wholesaling, sales training, and coaching on financial service products. Previous leadership… more
- Charles Schwab (Atlanta, GA)
- …opportunity for you. What you have What You Have Required qualifications Active and valid Series 7 license Active and valid Series 66 (63/65) license ... years financial sales leadership experience Preferred qualifications Active and valid FINRA Series 24 license CFP, CFA, CIMA, and/or AAMS Strong leadership,… more
- Truist (Atlanta, GA)
- …software products. 8. Ability to travel, occasionally overnight. Preferred Qualifications: 1. Strongly preferred: FINRA Series 7 , and 66 licenses ( Series ... review the following job description:** The Business Unit Risk Advisor Specialist II- FINRA engages with the Investment Banking and Capital Markets Business Unit… more
- PNC (Pittsburgh, PA)
- …service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 , 66 (or 63/65), 24 (or ... 9/10) required. In addition, FINRA Series 4 and 53 required for trade review. State insurance license preferred. **Benefits** PNC offers a comprehensive range of… more
- TD Bank (Marlton, NJ)
- …+ College degree or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required + FINRA Series 24 ... to obtain within scheduled time) + State Life & Health Insurance License (Preferred) + FINRA Series 65 or 66 (Preferred) + FINRA Series 63 (Preferred) +… more
