- SMBC (New York, NY)
- …and Skills** + Extensive Compliance Advisory experience at a broker dealer covering fixed income and/or fixed income futures activities. + Strong ... more
- BMO Financial Group (New York, NY)
- …arrangement - 3 days in the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and ... more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... more
- Santander US (New York, NY)
- Compliance Officer - Markets Business Line...real-time compliance advisory support to the US Fixed Income & Currencies sales and trading ... more
- City and County of San Francisco (San Francisco, CA)
- …defined as lowest cost as well as ensuring proper and adequate coverage of the fixed income markets. + Understand trading costs and employ a trading strategy ... more
- General Dynamics Information Technology (Chantilly, VA)
- …related experience **US Citizenship Required:** Yes **Job Description:** Physical Security Officer Senior Produce PTCO deliverables in context with the customer's ... more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... more
- First Horizon Bank (Memphis, TN)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... more
- City of Toledo (Toledo, OH)
- Rehabilitation Projects Officer Print (https://www.governmentjobs.com/careers/toledooh/jobs/newprint/2519389) Apply Rehabilitation Projects Officer Salary ... more
- ADP (Wilmington, DE)
- …ensure compliance with regulatory requirements. The Delaware Investment Center manages fixed income portfolios with approximately $40 billion in assets under ... more
- First Horizon Bank (Memphis, TN)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... more
- Mizuho Corporate Bank (New York, NY)
- …controls mindset + Solid understanding of key financial products particularly equities, fixed income and derivatives instruments + Strong experience in one ... more
- City National Bank (Los Angeles, CA)
- …sales of a broad range of investments, with a particular emphasis on taxable and tax-exempt fixed income securities as well as equity and fixed income ... more
- City National Bank (Los Angeles, CA)
- …transfers, asset servicing, and client account maintenance. Process money market transfers, fixed income , mutual fund, and equity trades and provide technical ... more
- City National Bank (Los Angeles, CA)
- …manner. * Provide suitable recommendations to CNS clients on approved products including fixed income , mutual funds, and managed products. * Provide Sales and ... more
- Citigroup (New York, NY)
- …We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi is ... more
- Robert Half Management Resources (Frisco, TX)
- Description Management Resources is seeking an Interim Chief Accounting Officer / Controller for a 5 month project. The Chief Accounting Officer oversees the ... more
- First Horizon Bank (Coral Gables, FL)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... more
- Wellington (Boston, MA)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... more