- Bank of America (Charlotte, NC)
- Fixed Income Trade Control Analyst Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... difference. Join us! **Job Summary:** Team: Global Credit Products Trade Control Operations plays a vital role...multiple demands **Desired Qualifications:** + Experience in working with fixed income derivatives and securities - working… more
- SMBC (New York, NY)
- …of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Extensive Compliance Advisory experience at a broker dealer covering fixed income and/or fixed … more
- JPMorgan Chase (New York, NY)
- …be based in the New York Office but will be part of the wider and growing fixed income financing focused sales team in North America. As a sales person within ... the Fixed Income (FI) Financing Sales team, you...financing specialist market expertise + Take responsibility for full trade lifecycle starting from checking KYC, legal documentation, credit… more
- Bank of America (New York, NY)
- Fixed Income Business Analyst & Process Engineer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... office experience to deliver on a dynamic and varied portfolio of Fixed Income Operations change initiatives and transformation programs. Specifically, the… more
- Citizens (Johnston, RI)
- …and customer service. Products include but not limited to managed accounts, mutual funds, fixed income , and equities. We are seeking a highly motivated, ... create efficiencies within the department. Primary responsibilities include: + Trade entry, order execution, and quality control ...trades for mutual funds, UITS, structured products, equities and fixed income over the phone and through… more
- SMBC (Jersey City, NJ)
- …alerts and exception reports covering range of risks and products (equities, fixed income , FX/treasury services, futures, swaps and other derivatives); + ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...confidential business information by SMBC personnel through the Compliance Control Room. It administers the SMBC Employee Investment Policy,… more
- Morgan Stanley (New York, NY)
- …level position within the Business Control Unit, specifically within the Fixed Income Division and focused on Credit Products, including Municipal Securities ... an important part of our culture. *Department Profile* The Fixed Income Division is comprised of Credit...Professionals in the Division assess and actively manage risk, trade securities, and structure as well as execute innovative… more
- NatWest Markets (Stamford, CT)
- …relevant regulations, laws, and policies on electronic and algorithmic trading for our fixed income and foreign exchange businesses + Monitor and understand ... Director, Electronic Trading Risk & Control (1LOD), US Stamford,United States Permanent Full Time...electronic and algorithmic trading + Knowledge of FX and Fixed Income E-Trading environments, including quote-based and… more
- Citigroup (New York, NY)
- …We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi is ... **Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi...and have significant impact across the lifecycle of a trade . We partner extensively with a range of internal… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... is preferred including understanding of Supervision, Surveillance & Monitoring, Trade Floor Supervision, Risk and Control Library...& Monitoring, Trade Floor Supervision, Risk and Control Library etc. **What You'll Do** + Support a… more
- TD Bank (New York, NY)
- …for a wide range of TD Securities business lines including equity derivatives, fixed income , credit derivatives, commodities, foreign exchange, and more. As a ... other relevant internal stakeholders. + Work closely with the trading desk, trade support, syndicate accounting, technology, financial control , and other… more
- JPMorgan Chase (Newark, DE)
- …and improve controls/efficiencies + Good product knowledge with hands on experience in Fixed income & Treasury products + Good understanding of transaction ... **Treasury and Chief Investment Office (CIO) Product Control (P&L and Risk) - Associate** **ABOUT Treasury/Chief Investment Office.** T/CIO Global Operations is part… more
- Scotiabank (Houston, TX)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Senior Manager, Controls Inventory Governance and Management, US Internal Control **Requisition ID:** 212140 **Salary Range:** 99,790.00 - 190,995.00 _Please note… more
- SMBC (New York, NY)
- …practices + Functional knowledge of Middle and Back office processes specific to Fixed Income , Equities, Futures and Credit Derivatives + Functional knowledge of ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Communication Specialist, US Information Security & Control **Requisition ID:** 212523 **Salary Range:** 90,000.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Senior Manager, Quality Assurance, US Internal Control **Requisition ID:** 214343 **Salary Range:** 117,400.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Manager, US Internal Control - E-Communication Surveillance **Requisition ID:** 213178 **Salary...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Amazon (New York, NY)
- …Amazon's Investments team, which oversees the active management of $60-70B of fixed income portfolios, portfolio risk management, and Amazon's $20B commercial ... create trade plans, and execute transactions to efficiently manage Amazon's fixed income portfolios. - Work with banking partners and external investment… more
- Tradeweb (Jersey City, NJ)
- …our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and ... to work together to improve the way financial markets trade . Mission: Move first and never stop. Collaborate with...of trading, market data, and STP applications in Tradeweb's Fixed Income Corporate Bond Trading platform. Successful… more
- T. Rowe Price (Baltimore, MD)
- …industry-leading accuracy and timeliness. + Leverages deep ETF knowledge, overall Equity and Fixed Income trade support expertise, and knowledge of the ... trade support for all products including equity, fixed income , derivatives, Collateral and margin processing,...and cash services, securities and account setup and maintenance, control and risk oversight. Role Summary Leads the oversight… more