- Citizens (Johnston, RI)
- …the Banking Industry, Risk Consulting, Financial Services, compliance, Front Line Risk , Internal Audit, and/or Regulatory Agency. + Experience with ... and reporting. + Produce commentary and analysis of Operational Risk Frameworks, assessing the Front - Line ...Loss Data Management and Capital Planning + Knowledge of regulatory guidance pertaining to Enterprise and Operational Risk… more
- Federal Home Loan Bank of Boston (Boston, MA)
- …robust benefits, and a work-life balance. Position Summary The First Line Member Credit Risk Manager is a front - line role with embedded risk ... First Line Member Credit Risk Manager Location Boston...to the Credit Department in line with regulatory requirements and the Bank's risk appetite. .… more
- Zions Bancorporation (Salt Lake City, UT)
- …with being an advisor to front line management regarding regulatory requirements and risk management practices. The Compliance Manager will lead and ... You bring the talent; we bring the opportunity. **We are currently seeking a** ** Risk and Compliance Manager** **within the Market, Liquidity, Wealth Risk &… more
- ChenMed (Forest Park, GA)
- …in for Care Facilitator as needed for scheduled and unscheduled absences. + Cover various Front Desk tasks and duties in line with business needs + Supports the ... responsible for organizing and directing the work of the front desk staff, coordinating staff activities and schedules to...patients are assigned and scheduled + Top 40 and risk score 70+ patients scheduled at least bi-weekly +… more
- Bank of America (New York, NY)
- …job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls...and Operational Risk training, both face-to-face and on- line . + Keep abreast of regulatory change/developments… more
- Bank of America (Charlotte, NC)
- …reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ... mitigating risks in a timely manner, supporting engagement with Front Line Unit and Control Functions (FLU/CF)...regulatory requirements + Reviews and challenges FLU/CF process, risk , Single Process Inventory and FLU/CF Risk … more
- JPMorgan Chase (New York, NY)
- … Risk (CCOR) organization, you will effectively collaborate with Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve… more
- Ochsner Health (Covington, LA)
- …services/revenue cycle, or other customer service-related environment. Experience may include front line registration, financial counseling, banking, retail, or ... knowledgeable on current federal, state and local laws, accreditation standards or regulatory agency requirements that apply to the assigned area of responsibility… more
- KeyBank (NY)
- …Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...is an individual contributor and reports to the Consumer Line of Business Operational Risk Oversight Director.… more
- JPMorgan Chase (New York, NY)
- …with colleagues in other lines of business and other regions on regulatory matters, cross border questions, compliance risk assessments, project management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center... (CCOR), you will act as an independent second line of defense and challenge function in the equity… more
- Bank of America (New York, NY)
- …job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... regulatory inquiries. + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more
- Huntington National Bank (Dallas, TX)
- Description Description Summary + Huntington's front - line Technology Risk & Control partners with technology teams, and across the lines of defense, to ... mitigation strategies, and monitor risk and control environment health. As a front - line Technology risk colleague, you will have the opportunity to… more
- Regions Bank (Hoover, AL)
- …operational risk /loss events, scenario analysis, emerging risk identification, and front line risk assessments + Analyzes compliance processes and ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line … more
- Bank of America (Charlotte, NC)
- …Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... teams in order to provide independent compliance and operational risk oversight of Front Line ...+ Understanding of Trade Flow + Process Management + Regulatory Compliance + Reporting + Risk Management… more
- American Express (Sunrise, FL)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front - line business teams, helping them understand ... applicable regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities within the business unit. + Partner… more
- Huntington National Bank (Charlotte, NC)
- Description Summary + Huntington's front - line Technology Risk & Control partners with technology teams, and across the lines of defense, to proactively ... risk and control environment health. As a front - line Technology risk colleague, you...advanced PowerPoint skills. Preferred Qualifications: + Advanced knowledge of risk management principles and regulatory compliance requirements.… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- MUFG (Tampa, FL)
- …monitoring and status reporting of risk issues and initiatives + Execute front line controls, self-assurance, and risk assessment activities (ad hoc ... being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate risk to the... risk levels + Experience with executing first line risk assessment/testing methodologies, evaluating the adequacy… more
- City National Bank (Phoenix, AZ)
- …* Prior experience with developing or enhancing AI/GenAI and/or technology/operational risk programs, and executing on regulatory remediation projects at ... *AI RISK GOVERNANCE LEAD* WHAT IS THE OPPORTUNITY? In...framework and governance processes across the first and second line at City National Bank aligned with related frameworks… more
- Raymond James Financial, Inc. (New York, NY)
- …. Experience in broker-dealer or wealth management firms preferred, especially with exposure to front -office or first- line risk roles in addition to second- ... of risk information. . Ensures the business risk management practices comply with regulatory requirements...the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with… more