- Mizuho Corporate Bank (Chicago, IL)
- Futures Division clears 30 Exchange globally and reconciles...account on trade date + Liaise with Exchanges, carry broker s and clients on trade issues & ensure ... including working knowledge of GMI , LISA & DUCO + Firm understanding of Futures & Options trade life cycle and expertise in break resolution + Well-developed… more
- JPMorgan Chase (New York, NY)
- …Asset Management sector, including: Financial, Sustainability, Technology-oriented companies, Broker -Dealers, Futures Commission Merchants, Wealth Tech, Asset ... Managers, Clearinghouses, and Exchanges + Series 79 and Series 63 licensed (or ability to pass exams upon joining) + Proven track record in business development and client management + Strong corporate finance, analytical, credit and problem-solving skills +… more
- SMBC (New York, NY)
- …experience at a broker dealer covering fixed income and/or fixed income futures activities. + Strong knowledge in US securities laws, rules and regulations and ... and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the...Fixed Income activities including Primary Dealer and fixed income futures activity. + Provides advice on regulatory and compliance… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members ... and execute a robust audit program of Mizuho's Equity, Futures & Research activities, including leading all aspects of...other administrative and management tasks pertaining to e quity, futures & research. Direct experience auditing one or more… more
- Aramco Services Company (Houston, TX)
- …The Head of Derivatives Trading will lead the centralized derivatives desk, overseeing futures , options, and swaps trading. This position is pivotal in acting as an ... internal broker for the company's physical desks, managing existing and...trading desk, providing oversight on all financial trading activities ( futures , options, swaps) that support physical price risk management.… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley Wealth Management (MSWM) is one of the largest retail broker -dealers and serves the needs of individuals and small and mid-sized institutional ... range of securities products; fixed income, equity, options, OTC derivatives, FX, futures and precious metals trading in the secondary markets; and sales coverage… more
- TIAA (Frisco, TX)
- …wellness solutions that will aim to help more Americans secure their futures in retirement. The attorney will engage with business partners, technology teams ... agreements and vendor contracts. + Collaborate with TIAA's and Nuveen's Broker -Dealer, Marketing, Insurance, Privacy, ERISA, Compliance and Risk teams, TIAA India,… more
- MUFG (New York, NY)
- …of applications that support the back-office functions of the broker -dealer, including trading operations, risk management, and regulatory compliance. The ... experience in application management, with a focus on financial services or broker -dealer industry. + Strong technical background in .NET, Java, and Angular/React. +… more
- Thrivent Financial (Columbus, OH)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Thrivent provides… more
- PNC (New York, NY)
- …modelling, risk/analytics, returns performance, and trading strategies 3) OTC derivatives, Futures , and US Treasury clearing 4) Mortgage Servicing Rights (MSRs) This ... products, preferably products such as interest rate swaps, swaptions, financial futures and options, Treasuries, STRIPS, TIPS, and mortgage servicing. Additionally,… more
- Thrivent Financial (Fergus Falls, MN)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Thrivent provides… more
- Thrivent Financial (Missoula, MT)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Thrivent provides… more
- Citigroup (Getzville, NY)
- …(ii) Futures /Clearing, (iii) Fixed Income Finance (Repo/TBA), (iv) Prime Broker and (v) Cross Product Margining. Interaction and collaboration with Front Office ... dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures , Listed Derivs, FXPB) where Citi has a significant growth program to… more
- Thrivent Financial (CO)
- …our core. For over 100 years, Thrivent has been helping people build their financial futures and live more generous lives. In 2020 alone, we logged over 9 million ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Pay Transparency… more
- Thrivent Financial (Bismarck, ND)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Pay Transparency… more
- Thrivent Financial (Ogallala, NE)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Thrivent provides… more
- Thrivent Financial (Auburn, WA)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Pay Transparency… more
- Thrivent Financial (Glenwood, MN)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Pay Transparency… more
- Citigroup (Jersey City, NJ)
- …(ii) Futures /Clearing, (iii) Fixed Income Finance (Repo/TBA), (iv) Prime Broker and (v) Cross Product Margining. Interaction and collaboration with Front Office ... dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures , Listed Derivs, FXPB) where Citi has a significant growth program to… more
- MUFG (New York, NY)
- …and documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup, and testing ... a similar business analyst or market operations role, preferably within a broker -dealer or financial institution + Thorough understanding of financial markets, and… more