- Santander US (New York, NY)
- …Corporate and Investment Banking ("SCIB") businesses, including swaps, securities-based swaps, futures , banking and broker dealer activities + Develop and ... more
- Santander US (New York, NY)
- …Corporate and Investment Banking ("SCIB") businesses, including swaps, securities based swaps, futures , banking and broker dealer activities + Develop and ... more
- Citigroup (Tampa, FL)
- …Rates, Credit, Municipal Products, Cash & Derivatives); Equities (Cash, Derivatives); Futures and Derivatives Clearing; FX Prime Brokerage; and Syndicates (Fixed ... more
- Arizona Public Service (Phoenix, AZ)
- …operating results to Accounting, Tax and Forecast departments. 2) May confirm daily futures transactions with clearing broker and reconcile futures positions ... more
- Arizona Public Service (Phoenix, AZ)
- …operating results to Accounting, Tax and Forecast departments. 2) May confirm daily futures transactions with clearing broker and reconcile futures positions ... more
- SMBC (New York, NY)
- …experience at a broker dealer covering fixed income and/or fixed income futures activities. + Strong knowledge in US securities laws, rules and regulations and ... more
- Atria Wealth Solutions (Dublin, CA)
- …them with the products and services to help them plan purposefully for their futures and to secure our life-long partnership as their trusted financial advocate. As ... more
- Scotiabank (New York, NY)
- …Program covers US regulations applicable to all of Scotiabank's US broker -dealer (including internal inspections), banking, swap dealer, futures commission ... more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Compliance Risk Management Lead Vice President covering the Futures and Options (F&O) and Futures Commission Merchant (FCM) lines of ... more
- Raymond James Financial, Inc. (Seattle, WA)
- …_About Raymond James:_ _RJA is an investment adviser and full-service broker -dealer dually registered with the Securities and Exchange Commission. RJA also ... more
- Raymond James Financial, Inc. (Seattle, WA)
- …_About Raymond James:_ _RJA is an investment adviser and full-service broker -dealer dually registered with the Securities and Exchange Commission. RJA also ... more
- NatWest Markets (Stamford, CT)
- …CFTC/NFA swap dealer rules and regulations) and SEC/FINRA rules governing broker -dealers. + Experience monitoring and reviewing regulatory changes, writing and ... more
- Thrivent Financial (Columbus, OH)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... more
- Thrivent Financial (Dublin, OH)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... more
- Charles Schwab (Westlake, TX)
- …rules and guidance. + Provide legal advice on matters involving Commodity Futures Trading Commission ("CFTC") and National Futures Association ("NFA") rules ... more
- Thrivent Financial (Auburn, WA)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... more
- Scotiabank (New York, NY)
- …to Scotiabank's CFTC Swap Dealer, SEC Security-Based Swap Dealer, and Futures regulations. The role involves developing and maintaining standards, establishing the ... more
- Thrivent Financial (Greensboro, NC)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... more
- Thrivent Financial (Minneapolis, MN)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... more
- Thrivent Financial (San Antonio, TX)
- …than 100 years, Thrivent has been helping Christians build their financial futures and live more generous lives. Today, Thrivent is a not-for-profit, ... more