- Teva Pharmaceuticals (Parsippany, NJ)
- …Director Compliance & Ethics, Global R&D and Medical Affairs reports to the Global R&D Compliance Officer , with a dotted line reporting to the Sr ... & Ethics teams responsible for EngageMate, transparency reporting, fair market value, monitoring, third party due diligence and data...Any other duties or assignments as requested by the Global R&D Compliance & Ethics Officer… more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Affinius Capital (San Antonio, TX)
- … compliance initiatives. This role will work in direct support of the Global Chief Compliance Officer /Associate General Counsel and have broad visibility ... its affiliate companies, Affinius Capital invests across the risk spectrum for a global client base, managing over $64 billion in gross assets under management… more
- Bank of America (New York, NY)
- …The Swap and Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is a subject matter expert on ... **Job Description:** This job is responsible for overseeing the Global Compliance - Enterprise Policy, the Operational...swap and SBS dealer requirements. The EAC GCOR Risk Officer will advise on processes, controls, laws, rules and… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets ** Global ...provides our clients an important bridge to this key global market for trade and investment flows… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five...credit skills are necessary. The role sits within the Global Markets Credit ("GMC") group within the… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Closing date for applications: 29/09/2024 Stamford,United States Permanent Full Time \#R-00241613 Share: ... of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced ...related to eTrading business. + Represent the 2LOD on global committees. + Contribute to compliance risk… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... Department in the design and implementation of the strategic global Compliance Plan as far as it...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Takeda Pharmaceuticals (Cambridge, MA)
- …in international trade associations (eg, Biopharmaceutical CEO Roundtable, Chief Ethics and Compliance Officer Roundtable, Global Vaccines CEO Policy Forum, ... Description** **About the role:** Takeda is a patient-focused, values-based, R&D-driven global biopharmaceutical company committed to bringing Better Health and a… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also… more
- Bank of America (Newark, DE)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, Texas ... defense compliance and operational risk oversight for Global Markets Risk and Financial Risk. Key...As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable for proactive… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Trade Surveillance team responsible for the design, ... of the matter, which may include employee discipline. The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including… more
- Bill and Melinda Gates Foundation (Seattle, WA)
- …of inequities and market failures, to realize the potential of untapped markets , and to see the economic and social benefits of including everyone. Core areas ... Relocation will not be provided. Your Role The Program Officer (PO), Fortification Compliance position will support...What role could third parties play to assure fortification compliance in markets ? Our work also covers… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers comprehensive investment ... management capabilities that span nearly all segments of the global capital markets . Our investment solutions, tailored...approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- CIBC (Chicago, IL)
- …"CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on the global Compliance mandate by providing ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,... Policies, Compliance Programs, Developing Others, Ensure Compliance , Global Compliance , Leadership, Management… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... management capabilities that span nearly all segments of the global capital markets . Our investment solutions, tailored...these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of… more
- Global Communities (Silver Spring, MD)
- …to achieve a shared vision of a more just, prosperous and equitable global community. The Chief Financial Officer (CFO) has broad management responsibilities ... function with the organization's long-term goals. **Responsibilities** **Financial Accounting, Compliance , and Internal controls.** + Oversee global financial… more
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