- Merck & Co. (North Wales, PA)
- …to be a "partner in doing the right thing - all the time." -The Commercial Compliance Officer (CCO) will join the Commercial Compliance Team and will be ... successful candidate will join our Human Health Ethics and Compliance team, helping to advance the goal of the... support to Marketing and Commercial Field personnel (US Market and Global Marketing)Member of Franchise Marketing… more
- Genmab (Plainsboro, NJ)
- …with business and functional teams. As security leader you are part of a global information security team with main focus on stakeholders located in the Genmab ... Operations, Medical & Regulatory Affairs and US and Japan Market and Commercial Teams (and others) and requires having...Information Security will report directly to the VP and Global Head of Information Security and IT Risk &… more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- CIBC (NY)
- …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Global Swap Dealer Compliance Officer is responsible ... Global Swap Dealer Compliance program. The Global Swap Dealer Compliance Officer ...opportunities, to assess the overall regulatory impact on CIBC's Global Markets business; + Conducting Compliance… more
- HSBC (Washington, DC)
- …by containing compliance risk in liaison with the Head of Group Compliance , Global Business Compliance Officer , Area Compliance Officer or ... Role requires client contacts + Attend and present at Market Manager Sales/ Compliance meetings + Have delegated...Local Compliance Officer , ensuring adequate compliance resources and training, fostering a compliance … more
- Bank of America (Chicago, IL)
- Sr. Business Information Security Officer (BISO) - Global Banking and Global Markets Chicago, Illinois;Washington, District of Columbia; Denver, Colorado ... make an impact. Join us! **The Sr. Information Security Officer will be a member of the Business Information...in support of the bank's wider risk management and compliance programs** Monitors information security trends internal and external… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced ...related to eTrading business. + Represent the 2LOD on global committees. + Contribute to compliance risk… more
- NatWest Markets (Stamford, CT)
- …Compliance Assurance Officer reportingto the US General Counsel and the Global CCOwill lead the Compliance Assurance team responsible for assessing ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer...the industry. **Education and Experience:** + 10+ years of global compliance and audit related experience, and… more
- Citigroup (Jersey City, NJ)
- …covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) ... Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent ... as Enterprise wide AML risk assessment, self-assessment, and internal audit + Promote global consistency of AML ACRM practices and policies within business line and… more
- Neuberger Berman (New York, NY)
- …and other specialty alternatives. AMGO Collaborates with NB Alternatives to oversee compliance and guideline monitoring across these private market strategies. ... Assist in analyzing, developing, and implementing policies and procedures to ensure compliance with global regulations. + Lead and drive cross-functional… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... management execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's regulatory engagement… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings Technology and Data ... & initiatives. The role will also represent the S&P Global Ratings Compliance & Risk department in...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Citigroup (Jacksonville, FL)
- …to identify, monitor and mitigate current and emerging risks. Within GRR, the ** Global Credit Risk Officer Program function** drives best-in-class credit risk ... the Board, Senior Management, and our regulators. The **VP, Global Credit Risk Officer Program Senior Business...will have extensive interaction with colleagues across Banking, Capital Markets , and Advisory (BCMA), Citi Markets , Citi… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is...closely follows the Equities Markets and oversees market risk coverage of the Global Equities ... and recommend actions to mitigate risk. The candidate will have experience in Equities Markets , knowledge of Market Risk Framework and Policy, and Market … more
- S&P Global (NC)
- …**Integrity, Discovery, Partnership** At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's leading organizations have ... insights, equity unlocks opportunity, and inclusion drives growth and innovation - Powering Global Markets . Our commitment centers on our global workforce,… more
- ASM Global (Detroit, MI)
- …advisors, bankers, and trustees to support long-term financial strategy and compliance with municipal bond market requirements. QUALIFICATIONS: Education: + ... Mayor Albert E. Cobo (1950-1957). Reporting to the CEO, the Chief Financial Officer (CFO) is a senior executive for the Detroit Regional Convention Facility… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
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