- Citigroup (Tampa, FL)
- …risks are appropriately vetted and addressed. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... Serves as a senior compliance risk officer for Independent ...HR or as appropriate. + Monitoring adherence to Citi's Global Sanctions Policy and relevant procedures; staying… more
- Meta (Chicago, IL)
- **Summary:** This role will support a global sanctions compliance program for a leading social media and fintech company with a wide range suite of products ... and services spanning multiple business and product lines. **Required Skills:** Sanctions Compliance Officer Responsibilities: 1. Assess the effectiveness of… more
- Citigroup (Tampa, FL)
- …are appropriately vetted and addressed. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... with GIU, CSIS, Legal, HR, or as appropriate. + Monitoring adherence to Citi's Global Sanctions Policy and relevant procedures; staying current on key … more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") is ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...in the absence of the Team Lead and ensure compliance of all transaction examination activities in accordance with… more
- S&P Global (New York, NY)
- …+ Collaborate on specialized compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . + Partner with ... As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices division is… more
- Morgan Stanley (Baltimore, MD)
- …oversight and execution of the Firm's Anti-Money Laundering (AML), Economic Sanctions , Anti-Corruption and Government and Political Activities Compliance ... to learn more about our benefit offerings./ **Job:** **Other* **Title:** * Global Financial Crimes - Change Management Officer * **Location:** *Maryland-Baltimore*… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... as evidenced by our award-winning pro bono program. The Global Compliance team provides coverage of Bloomberg's...areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance… more
- Morgan Stanley (New York, NY)
- …self-regulatory agencies that govern the firm's businesses. Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk ... Company Profile Morgan Stanley is a leading global financial services firm providing a wide range...programs. **Job:** ** Compliance * **Title:** *Equity Sales & Compliance Officer * **Location:** *New York-New York*… more
- Wilcox Industries (Newington, NH)
- …ready to help you achieve your goals. We are currently seeking a full-time Export Compliance Officer to work Monday through Friday day shift (on-site). This role ... aerospace, defense, technology, or manufacturing, is often preferred. + Familiarity with compliance software, global trade management systems, SAP and enterprise… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- Citigroup (Irving, TX)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- Citigroup (Irving, TX)
- …ICRM areas: 1) CBNA, Banking and International, 2) Financial Crimes (AML, Bribery, and Sanctions ), 3) Product / Function Compliance and Office of Fair Lending & ... across the STU. The ICRM Controls - Control Assessment Officer will be part of a team of approximately...in controls design and/or assessment. + Experience in a Compliance function at a Global Bank or… more
- Scotiabank (New York, NY)
- …and Identification of Operations with Resources of Illicit Origin. Collaborate with various teams ( Global AML, US AML, Global Sanctions & Screening, US ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. **Governance** + Compliance … more
- JPMorgan Chase (Jersey City, NJ)
- …strategic Compliance initiatives within the context of the firm's global compliance mandate + Conduct an AML and/or Sanctions assessment on a monthly ... status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on...Compliance initiatives within the context of the firm's global compliance mandate **Required qualifications, capabilities and… more
- Gap Inc. (San Francisco, CA)
- …program's progress for the company's Board of Directors and Chief Legal and Compliance Officer . + Lead COBC investigations - develop investigation strategy, lead ... Role** We are looking for an experienced Senior Counsel, Global Integrity and Compliance to join our...Demonstrated ability to understand and apply OFAC and other sanctions regulations to complex transactions, products and services. In… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Requirements: + Data Oversight & ... Senior Manager, Global AML US Cash Management - Systems and...strategies and objectives, in adherence to US AML and Sanctions regulations, and Scotiabank AML and Sanctions … more
- Ankura (FL)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions ,...a response. Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers services… more
- Cushman & Wakefield (New York, NY)
- …experience is required. This position reports to the Chief Ethics & Compliance Officer . **Job Description** **Responsibilities:** + Responsible for overseeing ... Director will join a developing, dynamic, and talented Global Ethics and Compliance team and advise...the business to ensure timely and accurate due diligence/economic sanctions /KYC screening of third parties. + Executes on additional… more
- SMBC (Jersey City, NJ)
- …the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review + Develop and manage robust ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program Management… more
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