- Federal Reserve Bank (Minneapolis, MN)
- …is looking for financial professionals to fill an Information Technology (IT) Examiner position in its Safety & Soundness business line in the Supervision, ... evolving trends in traditional banking is a plus. Substantial progress toward, an examiner commission from a federal (eg, FRB, OCC, FDIC) or State banking regulatory… more
- Federal Reserve Bank (New York, NY)
- …function is responsible for executing the LISCC supervisory program (covering Capital, Governance and Controls , Liquidity, Recovery and Resolution Planning, and ... Governors and other Federal Reserve Banks. Within the LISCC Governance and Controls Program, the Compliance Risk...across agencies. **Your role as BSA/AML Compliance Risk Supervising Examiner :** + Lead large scope supervisory activities… more
- Federal Reserve Bank (Cleveland, OH)
- …and/or leads strategic initiatives. **General Responsibilities:** + Serves as Examiner -In-Charge of complex or problematic community and regional financial ... feedback. + May be required to participate in or lead examinations in specialty risk areas such as information...in areas such as audit, risk management, and corporate governance . + Works effectively with representatives of other Regulatory… more
- Federal Reserve Bank (Cleveland, OH)
- …contributes to strategic initiatives. **Essential Accountabilities** + Serves as Examiner -In-Charge of community and regional financial institutions of increasing ... and providing performance feedback. + May be required to lead examinations in specialty risk areas such as information...testing. Often leads examinations in areas such as corporate governance , audit, and risk management. + Works effectively with… more
- City National Bank (Jersey City, NJ)
- …with our function to evaluate and improve the effectiveness of risk management controls , oversight and governance processes. * Stays apprised of regulatory ... *TEAM LEAD CREDIT RISK REVIEW* WHAT IS THE OPPORTUNITY?...management practices, Issues that impact the adequacy of the control environment including accuracy of risk ratings, quality of… more
- Federal Reserve Bank (San Francisco, CA)
- …function is responsible for driving the LISCC supervisory program (covering Capital, Governance and Controls , Liquidity, Recovery and Resolution Planning, and ... relevant supervised firm's business models and the adequacy of the compliance control framework for addressing such risks. **Essential Responsibilities:** + Lead … more
- Wells Fargo (Wilmington, DE)
- **About this role:** Wells Fargo is seeking a Senior Lead Analytics Consultant within Fraud & Claims Management (FCM) as part of Consumer and Small Business Banking ... findings and partner in the development or enhancement of fraud strategies and upstream controls to mitigate risk of event/intel and/or loss to Wells Fargo and its… more
- Federal Reserve Bank (Dallas, TX)
- …and identify areas for enhancement. + Coordinate the documentation of internal controls , including process narratives, flowcharts, and control matrices. + ... of the District's Enterprise Risk Management and Sarbanes-Oxley (SOX) controls program. The Leader will be accountable for the...Examiner . + 5+ years of progressive experience in lead or supervisory roles or equivalent experience. + Risk… more
- Bank of America (Charlotte, NC)
- …business partner relationships. Job expectations may include evaluating the control environment, fostering an inclusive work environment, and managing development ... continually evaluate areas of priority against the company's risk profile and control environment + Supports Corporate Audit's mission, goals, and strategies, and… more
- Liberty Bank (Middletown, CT)
- …IT audit program. This role requires a deep understanding of IT governance , risk management, and compliance, particularly in the banking sector. The individual ... will lead co-source IT audit teams to execute IT and...of audit objectives, scope, process flows and narratives, expected controls , audit fieldwork, and audit reporting in accordance with… more
- Federal Reserve Bank (Boston, MA)
- …understand firms' approaches to revenue and expense forecasting process and associated governance and controls . With some oversight, you will conduct research, ... lead in supervisory assessments of capital planning and positions, including governance , risk management, internal controls , capital policy, incorporation of… more
- Wells Fargo (Wilmington, DE)
- …the coverage of Wells Fargo's core Information Security and Cybersecurity controls (eg, Cyber Threat Fusion Center, Data Loss Protection, Security Information ... of a team that provides audit coverage of the controls and tools that provide the front line protection...or independence + Design and execute tests to verify control effectiveness + Document work papers according to the… more
- Wells Fargo (Charlotte, NC)
- …reports. You'll be part of a team that provides audit coverage of the controls and tools that provide the front line protection for the bank's critical systems ... critical space. **In this role, you will:** + Lead a team of audit staff to resolve highly...through use of formal sample selection tools, process and control flow-charting, and audit methodology compliance + Knowledge of… more
- Wells Fargo (San Antonio, TX)
- …that they are timely and accurate. + Identify and assess key risks and controls . + Execute and document work in accordance with Wells Fargo Audit Services policy. ... + Identify and develop compensating controls that mitigate audit findings and make recommendations to...or independence. + Design and execute tests to verify control effectiveness. + Document work papers according to the… more
- Capital One (Plano, TX)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes.** + **You possess ... and perform audit procedures to verify the effectiveness of internal controls , including identifying and defining issues, reviewing and analyzing evidence, and… more
- City National Bank (Los Angeles, CA)
- …others' thinking or approaches in a constructive manner.Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk ... to medium complexity with a risk-based audit approach.Assesses risks and controls , designs comprehensive audit programs, executes audit procedures, supervises and… more
- Capital One (New York, NY)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One,...thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are… more
- Capital One (Mclean, VA)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... + Participate in major components of business units and lead small to medium size BSA / AML, Sanctions,...thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are… more
- Curtiss-Wright Corporation (Pittsburgh, PA)
- …routine NDE oversight, guidance and reinspection** + **Participate and review internal control processes** such as: + **Certified Material Test Report reviews** + ... + **Requirements flow down** + **Quality inspection plans.** + ** Lead in root cause analysis and implement corrective actions**...and/or VT** + **Must be willing to obtain Level III/ Examiner certification in each NDE discipline, if not already… more
- Capital One (Mclean, VA)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... thinker who seeks to understand the business and its control environment. + You believe insight and objectivity are...You're a teacher. You do the right thing and lead by example. You have a passion for coaching… more