- Roblox (San Mateo, CA)
- …including at a law firm and/or in-house experience; preferably experience in a compliance monitoring team, ideally in a regulated environment such as a ... implement corrective action plans for resolution of problematic issues.Track remediation efforts.Perform compliance program testing to assess adherence to the … more
- Nium (San Francisco, CA)
- …and Regulatory ComplianceDevelop country-specific risk assessment highlighting control gapsBuild up compliance oversight and testing activities as per regulatory ... Your Next Exciting RoleAs the Director of Regulatory Compliance (MLRO), you will be working as part...the team is also responsible for client onboarding, Transaction Monitoring , and for the detection and prevention of financial… more
- Vouch (San Francisco, CA)
- Head of ClaimsVouch United StatesDate Posted: 04 Jan, 2023Work Location: San Francisco, United StatesSalary Offered: $200,000 - $240,000 yearlyJob Type: Full ... enhancements to improve client experience, improve efficiency, and reduce claims leakage. Monitoring and measuring claim's service levels, leakage, large loss claims,… more
- City and County of San Francisco (San Francisco, CA)
- …is considered "at will" and shall serve at the discretion of the Department Head . This position will be subject to the Permanent Civil Service examination process. ... standards of integrity in government. We achieve that by shaping and promoting compliance with the laws and by delivering impactful programs that promote fair,… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... **Role Description** The Head of Risk Assessment, Monitoring and Testing , and Regulatory Change Management...This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing… more
- TD Bank (Charlotte, NC)
- …vision for our approach to perform quality assurance testing and monitoring throughout the second-line of defense compliance risk management program, ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of US...+ Regulatory, industry and operational knowledge with respect to testing and monitoring . + Ability to operationally… more
- SMBC (Jersey City, NJ)
- … Department Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing . The Vice President is responsible for ... will also support the Annual Plan efforts with the Head of Americas Team and Head of...Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements.… more
- Scotiabank (New York, NY)
- …training materials, and giving presentations. + Manage and respond to Audit, Compliance Testing , and regulatory examination findings and self-identified issues ... Senior Manager, Head of Volcker Compliance **Requisition ID:**...ensure content is consistent with Volcker classifications. + Conduct monitoring for Volcker breaches and ensure valid breaches are… more
- The County of Los Angeles (Los Angeles, CA)
- …I:Four (4) years' experience at the level of a Contract Program Auditor* monitoring and evaluating health services contracts for compliance , two (2) years' ... HEAD CONTRACT PROGRAM AUDITOR / EMERGENCY APPOINTMENT HOMELESSNESS...experience at the level of a Contract Program Auditor* monitoring and evaluating health services contracts for compliance… more
- Citigroup (New York, NY)
- …provide compliance advisory services, design key risk indicators and compliance monitoring programs, identify reporting metrics associated with regulatory ... related remediation. + Conduct and supervise regulatory risk assessments and monitoring / testing thought leadership, creating action plans to mitigate identified… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will...7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background… more
- Citigroup (Tampa, FL)
- …the role of ** Head of Controls Execution** , leading an established team covering monitoring and testing of BIR controls, and oversight of a number of risk ... of 24 employees . Owns Manager's Control Assessment (MCA) monitoring and testing for NAM, WEMA and...framework . Ensures accuracy, reliability, and timeliness for overall testing framework . Oversight of the Compliance … more
- Sanofi Group (Cambridge, MA)
- …solve sooner than ever before. Join our Digital Global Business Unit as **Regional Head of Investigations and Monitoring , North America** and you can help make ... it happen. Your job? The Global Head of Commercial Data Foundations is responsible **for the...analytics, clustering, and classification tasks. + Data Governance and Compliance : Understanding of data governance principles, compliance … more
- Umbra Lab (Santa Barbara, CA)
- …available, which is an indispensable tool for the growing number of organizations monitoring the Earth. We empower our customers to create the solutions that inform, ... create a brand new industry that has never meaningfully existed before. The Head of Information Security / CISO is an experienced executive leadership position who… more
- Xerox (Norwalk, CT)
- …business risks and proposing mitigating strategies, coordinating audit and internal controls testing and ensuring compliance with laws, regulations and company ... Global Head of Audit & Internal Controls (Chief Audit...Norwalk State/Province Connecticut Country United States Department AUDIT & COMPLIANCE Date Wednesday, September 11, 2024 Working time Full-time… more
- AbbVie (South San Francisco, CA)
- …readers, plate washers, software, reagents, cells, incubators, sample storage, environmental monitoring , etc) are organized, maintained, and in compliance . + ... a Principal Research Scientist I - QC Bioassay Lab Head to join our Bioassay Development and QC team....oversee and coordinate the GMP release and stability potency testing of biologics for early development programs. This role… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The Head of Cloud Architecture will lead the bank's enterprise-wide cloud strategy, ... adoption approach that aligns with business objectives, ensures regulatory compliance , leverages best-of-class technologies, and maintains high standards of security… more
- Citigroup (New York, NY)
- …actions, control validations, and control enhancement initiatives. + Partner with controls, testing and monitoring leads to track progress to ensure timely ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...operational resilience and the associated programs to ensure business compliance with those programs + Stewardship of business disruption… more
- Sanofi Group (Bridgewater, NJ)
- **Job title:** US Medical, Head of Oncology, North America Specialty Care **Location** : Cambridge, Massachusetts Bridgewater, New Jersey **About the Job** Are you ... Join our Specialty Care Medical team as US Medical, Head of Oncology, North America Specialty Care and you'll...Medical Brand Plans. + Lead the development, execution, and monitoring of all NA medical brand strategies for Oncology,… more
- Citigroup (Queens, NY)
- …and regulatory processes including CCAR, DFAST, ICAAP, CECL, IFRS 9, internal stress testing and more + Represent Citi MRM for MRM related engagement for Scenario ... councils and forums within risk and other business/function areas + Drive compliance across the organization with Citi policies, applicable laws, rules and… more
