- Charles Schwab (Westlake, TX)
- …the opportunity for dynamic and engaging compliance professional to join our Compliance Trade Surveillance Team as a Senior Manager, Digital Asset ... Trade Surveillance . Compliance Trade ... Trade Surveillance . Compliance Trade Surveillance Team's mission...will report to the Director, Head of Compliance Data Analytics, Monitoring and Trade … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department is seeking a highly skilled Executive Director, Head of Communications Surveillance to lead and enhance its communications ... Americas. This role reports directly to the Managing Director, Head of Surveillance , Control Room, and Conflicts...+ Act as a trusted liaison between the Americas Compliance function and key internal stakeholders, including Head… more
- Lowe's (Piscataway, NJ)
- …and promptly communicates them to management and/or Asset Protection * Ensures compliance with housekeeping standards and programs (eg, Zone Recovery) to maintain ... phone, telephone, paging system, copiers, fax machines, computers, CCTV surveillance system, key cutter, panel saw, paint mixer, flooring...* 1 to 2 years of experience as a head cashier * 1 to 2 years of experience… more
- BMO Financial Group (Chicago, IL)
- …oversight as appropriate. + Implements and maintains an appropriate monitoring, surveillance and/or assessment function that provides reasonable assurance of ... compliance with their respective policies and frameworks + Monitors...advises the business and stakeholder leadership with respect to trade -offs. + Speaks authoritatively with regulatory officials with respect… more
- SLAC National Accelerator Laboratory (Menlo Park, CA)
- …the Department of Energy(DOE), and SLAC and stakeholder control and compliance requirements; advise management on procurement issues. + Develop and implement ... internal controls to drive compliance with DOE and procurement policies and procedures; perform...a Firm Fixed Price. + Knowledge of market conditions, trade practices, sources and lead time. + Knowledge and… more