- Charles Schwab (San Francisco, CA)
- …clients manage investments. We are seeking a Director in SAMS Investments and Trading Technology . You will be responsible for driving the evolution of our ... technology strategic direction for client experience across the trading domain. + Leading the focus on innovation and...a sell-side Trading Desk or a Buy-Side Trading Desk + Must have technology management… more
- MUFG (New York, NY)
- …will provide more details. **Job Summary:** The Sr. Applications Manager Director will be responsible for managing the development, implementation, and maintenance ... that support the back-office functions of the broker-dealer, including trading operations, risk management, and regulatory compliance. The successful candidate… more
- Citigroup (New York, NY)
- This Managing Director level role as Head of Business Initiatives and Execution reports directly to the Treasurer of Citigroup. The outcome of this role will ... management framework and operating model (people, process and controls, technology and data, and product & service capabilities) providing...all (1st, 2nd and 3rd) lines of defense. The Head of Business Initiatives and Execution will need to… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product, Regulatory & Compliance **The Team** : The Enterprise Solutions ... elections, declarations, and securely permission regulatory information to their trading counterparties. + **Documentation Solutions** : Helping clients to manage… more
- JPMorgan Chase (Indianapolis, IN)
- …business lines. You will be located in our Indianapolis office, reporting into the Head of High Yield Trading . Your role will involve executing primarily US ... high yield, bank loan and CDX index trades, adhering to all internal trading policies and procedures, and presenting trade ideas. You will also communicate market… more
- S&P Global (New York, NY)
- …They bring their A-game & their great personalities all the time. **The Role:** The Director - Private Markets is responsible for supporting the Head of Private ... It requires a catalyst to be set in motion. Information, imagination, people, technology -the right combination can unlock possibility and change the world. Our world… more
- Citigroup (Getzville, NY)
- …stakeholder groups + Chance to build an exceptional global network of professionals, trading desks, technology teams and 2nd line functions, including Finance ... Risk, including data quality risk. The team works closely with Global Markets Trading Businesses, In-Business Risk (IBR), Finance and 2LoD in building and managing… more
- S&P Global (New York, NY)
- …Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position is ... Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and Regulatory Solutions, you will work closely with… more
- Scotiabank (New York, NY)
- Director , OFAC Advisory **Requisition ID:** 208494 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a guideline only. Salary ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- TD Bank (New York, NY)
- …Compliance Program and provide guidance on Trading Desk Policies. + Assists E- Trading GMS Director with maintenance and enhancements to the US Market Access ... This group is responsible for performing the supervision of sales, & trading & origination activities by conducting reviews, documenting findings, and escalating… more
- Morgan Stanley (Purchase, NY)
- …Management's Legal and Compliance Division is seeking to hire an Executive Director or Vice President (commensurate with experience) to provide legal coverage for ... focus on the Firm's expansive Structured Investments distribution and trading business, as well as its Options, OTC Derivatives,...team of seven capital markets lawyers reporting to the head of the Capital Markets legal team. The Capital… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... effectiveness of internal controls relating to wholesale bank and trading operations and internal control within the US This...of the team and assist the Senior Managers and/or Director , US Internal Control & Global Wholesale Operations Audit… more
- SMBC (Jersey City, NJ)
- …team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As a Compliance ... representative offices; Grand Cayman Branch; Canada Branch; Brazilian banking and trading subsidiary; and Mexican non-bank leasing affiliate. The primary focus of… more
- Scotiabank (Houston, TX)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... will be located in Houston and report to the Director , Mortgage Capital Markets. The incumbent will ensure that...Bank policies and procedures. + Coordinate and work with Head Office Global Risk Management when necessary in matters… more
- Scotiabank (Houston, TX)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... retail, real estate, hospitality, gaming, aerospace & transport and technology . The role will ensure that specific individual goals,...will be located in Houston and report to the Director , US Credit Risk - Corporates. **What You'll Do**… more
- The Hartford (Hartford, CT)
- Sr Director , Credit Res Analyst - VDSDCR We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. ... to superior investment performance. This role sits on the trading desk, and interaction and collaboration with PMs, Traders...to the role. This role will report into the Head of Public Credit Research and will be based… more