- Bank of America (Houston, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisor - Registration Candidate - Central Houston Area Houston , Texas; Houston ,...appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Houston, TX)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... Financial Solutions Advisor - Central Houston Area Houston , Texas; Houston ,...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Equitable (Houston, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... Wealth Management Associate - TX, Austin, Brownville, Dallas, Ft Worth, Houston , Katy, San Antonio & The Woodlands (2603) ( PIN\_32907 ) **Primary Location** :… more
- Equitable (Dallas, TX)
- …spirit * Willingness to pursue required industry certifications (State Life & Health, FINRA Series 7 and 66) **What We Offer** * Structured training and ... Associate - Career Transition Opportunity - TEXAS; Austin, Dallas, Fort Worth, Houston , San Antonio (5068) ( 250000KD ) **Primary Location** : UNITED… more
- JPMorgan Chase (The Woodlands, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- Raymond James Financial, Inc. (Houston, TX)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... **Job Summary** Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and… more
- Principal Financial Group (Houston, TX)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, Series 24, 65 and/or 66 ... as required by applicable state law to become IAR with Principal Securities, Inc. + Refer to Principal Advisor Network Licensing/Exam Policy for the time frame allowed to obtain the required licenses, appointments and pass exams. **Salary Range Information**… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- Truist (Webster, TX)
- …for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , 66 (63 and 65 in lieu of 66) and applicable Insurance ... with external centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework in order to… more
- Thrivent Financial (The Woodlands, TX)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... onboarding program. After onboarding, you'll have control over the income you earn, as you'll be paid through commissions and incentives based on your success. As a Thrivent Financial advisor, you will: + Build a financial practice guiding Christians on their… more
- Zions Bancorporation (Salt Lake City, UT)
- …Ability to self-manage with minimal management oversight. + **Willing to sit for and pass FINRA Series licenses such as 7 , 24, 52, 53, 63, 65, and/or 79 over ... time.** + Strong attention to detail and organizational skills and ability to meet deadlines. + Strong communication skills (written and verbal). + Ability to present information to regulators, senior management, and/or risk committees in a professional… more
- PNC (New York, NY)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... be based in Pittsburgh, PA, Philadelphia, PA, Dallas, TX, Houston , TX, Chicago, IL, New York, NY, and/or Los...Derivatives - SIE, Series 7 and 63 within 120 days...Derivatives - SIE, Series 7 and 63 within 120 days of employment. FIG… more
- PNC (Austin, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... PNC's Public Finance organization, you will be based in Houston , Dallas, San Antonio, or Austin, TX. Job Description...Derivatives - SIE, Series 7 and 63 within 120 days… more
- The City of Houston (Houston, TX)
- EQUIPMENT TECHNICIAN Print (https://www.governmentjobs.com/careers/ houston /jobs/newprint/5057225) Apply EQUIPMENT TECHNICIAN Salary $19.89 - $21.36 Hourly Location ... Houston , Texas Job Type Full Time Job Number 37025...Location: Various Locations Workdays & Hours: Monday - Friday, 7 :30am-4:00pm* *Subject to change DESCRIPTION OF DUTIES/ESSENTIAL FUNCTIONS Safely… more
- HCA Healthcare (Webster, TX)
- …_Do you want to join an organization that invests in you?_ **At** **HCA Houston Healthcare Clear Lake** **, you come first!** HCA Healthcare is committed to the ... location._** **Job Summary and Qualifications** The HCA Nurse Residency Program at HCA Houston Healthcare Clear Lake provides you with the tools necessary to succeed… more
- HCA Healthcare (Tomball, TX)
- …_Do you want to join an organization that invests in you?_ **At** **HCA Houston Healthcare Tomball** **, you come first!** HCA Healthcare is committed to the growth ... location._** **Job Summary and Qualifications** The HCA Nurse Residency Program at HCA Houston Healthcare Tomball provides you with the tools necessary to succeed in… more
- HCA Healthcare (Webster, TX)
- …_Do you want to join an organization that invests in you?_ **At** **HCA Houston Healthcare Southeast** **, you come first!** HCA Healthcare is committed to the ... **Job Summary and Qualifications** The HCA Nurse Residency Program at HCA Houston Healthcare Southeast provides you with the tools necessary to succeed in… more
- Bank of America (Houston, TX)
- …+ Builds relationships with internal and external partners and centers of influence **Required Qualifications:** + Series 7 , 63 and 65 (or Series 7 and ... Private Client Advisor II - Houston , TX Houston , Texas **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend… more
- Wells Fargo (The Woodlands, TX)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA ... within Wealth Market Growth Strategy functional area **Required Qualifications:** + 7 + years of Wealth Market Growth Strategy experience, or equivalent demonstrated… more
- Bank of America (Houston, TX)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Advisor Development Program Financial Solutions Advisor Trainee: Greenspoint FC, Greater Houston Houston , Texas **To proceed with your application, you must be… more