- Bank of America (Kingwood, TX)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... Merrill Financial Solutions Advisor: Greater Houston Market Houston , Texas;Conroe, Texas; College Station, Texas; Kingwood, Texas; Houston , Texas; The… more
- JPMorgan Chase (Houston, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- JPMorgan Chase (Houston, TX)
- …Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA Series ... 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment + Proven ability to recruit, source and attract internal and external Advisor talent by building and maintaining personal network of contacts + High… more
- JPMorgan Chase (League City, TX)
- …equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required), and ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an exceptional customer experience by… more
- Thrivent Financial (Houston, TX)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... onboarding program. Job Description As a Thrivent Financial advisor, you'll: + Build a financial practice guiding Christians on their journeys to financial clarity, empowering lives of service and faith. + Provide personal, actionable and achievable advice and… more
- UT Health (Houston, TX)
- Advanced Care Provider Coordinator- CHI Cardiology **Location:** Texas Medical Center- Houston , Texas **Hot** **Category:** Advanced Care Providers McGovern Medical ... School at UTHealth Houston Requisition #: 240001L1 McGovern Medical School at The...laboratory, diagnostic and radiographic tests and interprets the results. 7 . Monitors the treatment program of the patient to… more
- Morgan Stanley (Houston, TX)
- …collaborate with others * Ability to work in a fast-paced, evolving environment * Willingness to obtain Series 7 (GS) and Series 66 (AG/RA) or Series 63 ... opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Service Associate* **Location:** *Texas- Houston * **Requisition ID:**… more
- Morgan Stanley (Houston, TX)
- …*Education and/or Experience* * High School Diploma/Equivalency * College degree preferred * Active Series 7 (GS), and Series 66 (AG/RA) or Series ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Registered Client Service Associate* **Location:** *Texas- Houston * **Requisition ID:**… more
- Morgan Stanley (Houston, TX)
- …required * Advanced degree or professional certification or prior industry experience required * Active Series 7 (GS), and Series 66 (AG/RA) or Series ... employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Business Development Director* **Location:** *Texas- Houston * **Requisition ID:**… more
- PNC (Atlanta, GA)
- …**Certifications** No Required Certification(s) **Licenses** For C&IB employees: Public Finance - SIE, Series 7 , 63 & 79 within 180 days of employment. For ... can sit in Atlanta, GA, Charlotte, NC, Chicago, IL, Houston , TX, New York, NY, or Pittsburgh, PA. **Job...PNCI employees: Series 7 and 66 (or 65 and...PNCI employees: Series 7 and 66 (or 65 and 63) and relevant… more
- Bank of America (Houston, TX)
- …and written skills as well as interpersonal and organizational skills. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... Sr. Relationship Manager - Commercial Real Estate - Houston Houston , Texas **Job Description:** At Bank of America, we are guided by a common purpose to help… more
- Wells Fargo (Frisco, TX)
- …individual product level + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) ... not eligible for Visa sponsorship + Registration for FINRA Series 7 and Series 63...- Frisco TX 75034 + 1500 Waugh Drive - Houston TX 77019 + 111 Congress Avenue - Austin,… more
- Raymond James Financial, Inc. (Houston, TX)
- …on obtaining designations and licenses to include the Securities Industry Essentials (SIE), Series 7 , Series 66, and Wealth Management Specialist℠ (WMS℠) ... None required **Job:** Financial Advisor Trainee Program **Primary Location:** US-TX- Houston - Houston **Organization** Western **Schedule** Full-time **Job Shift**… more
- Raymond James Financial, Inc. (Houston, TX)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... by state. **Job:** Administrative & Support Services **Primary Location:** US-TX- Houston - Houston **Organization** Western **Schedule** Full-time **Job Shift**… more
- Zions Bancorporation (El Segundo, CA)
- …experience required. + A combination of education and experience may meet requirements. + FINRA Series 79 (or grandfathered Series 7 ), Series 63 will ... teams of experienced professionals operating from offices in Salt Lake City, Houston , Los Angeles, Charlotte, Dallas, Ft. Lauderdale, and Orange County. Zions… more
- Bank of America (Houston, TX)
- Private Client Advisor Houston , Texas **Job Description:** At Bank of America,...on the team and within the business community + Series 7 , 63 and 65 (or ... Series 7 and 66) required (may gain licenses after start - unlicensed candidates may be considered if willing to obtain licenses within 90 days of start date) **Desired skills:** + MBA or Post-Graduate Degree preferred + CFP, CPA, CFA, CTFA, CFM or JD a… more
- Bank of America (Columbus, OH)
- …development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) registrations ... Worth, Texas; Worcester, Massachusetts; The Woodlands, Texas; Peoria, Illinois; Houston , Texas; Wellesley Hills, Massachusetts; Indianapolis, Indiana; Phoenix, Arizona;… more
- Equitable (Houston, TX)
- …+ You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus) + Results-driven, highly motivated, ... Wealth Management Associate - Retirement Benefits Group - TX, Houston (3943) ( 2000049L ) **Primary Location** : UNITED STATES-TX- Houston **Organization** :… more
- Atria Wealth Solutions (League City, TX)
- …equivalent required. + Minimum of three (3) years of related experience required. + FINRA Series 7 , 66 or 63/65 combination licenses required. + Life and Health ... join their team in the Galveston, League City, and Houston TX areas. Job Summary Under direct supervision, the...travel to varied locations throughout Galveston, League City and Houston metro area, and occasional travel to other cities.… more