- Bank of America (Houston, TX)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... Financial Solutions Advisor - Central Houston Area Houston , Texas; Houston ,...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Bank of America (Houston, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisor - Registration Candidate - West Houston Area Sugar Land, Texas;Katy, Texas; Houston...appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Equitable (Fort Worth, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... Wealth Management Associate - TX: Fort Worth, Dallas, Houston , Austin, San Antonio (5146) ( 240000NS ) **Primary Location** : UNITED STATES-TX-Fort Worth **Other… more
- Truist (Houston, TX)
- …the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses (or 63 & 65 in ... This is an in-office position and is located at 1400 Post Oak Boulevard, Houston , Texas. Responsible for the general servicing and support of the Financial Advisors.… more
- Equitable (Dallas, TX)
- …spirit * Willingness to pursue required industry certifications (State Life & Health, FINRA Series 7 and 66) **What We Offer** * Structured training and ... Associate - Career Transition Opportunity - TEXAS; Austin, Dallas, Fort Worth, Houston , San Antonio (5068) ( 250000KD ) **Primary Location** : UNITED… more
- Principal Financial Group (Houston, TX)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, Series 24, 65 and/or 66 ... as required by applicable state law to become IAR with Principal Securities, Inc. + Refer to Principal Advisor Network Licensing/Exam Policy for the time frame allowed to obtain the required licenses, appointments and pass exams. **Salary Range Information**… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- JPMorgan Chase (Humble, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- JPMorgan Chase (Friendswood, TX)
- …Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA Series ... 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment + Proven ability to recruit, source and attract internal and external Advisor talent by building and maintaining personal network of contacts + High… more
- The Hartford (Wayne, PA)
- …economics, finance, sales, or marketing (or equivalent on-the-job experience) + Must be fully licensed ( Series 7 , Series 63) + Must be able and willing to ... travel 80% of the time + A minimum of five years of external wholesaling experience is preferred + The ability to build strong relationships with a proven track record of working effectively as an individual contributor as well as a team player + A confident… more
- Truist (Webster, TX)
- …products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 (63 and 65 in lieu of 66) and applicable ... with external centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework in order to… more
- Thrivent Financial (The Woodlands, TX)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... onboarding program. After onboarding, you'll have control over the income you earn, as you'll be paid through commissions and incentives based on your success. As a Thrivent Financial advisor, you will: + Build a financial practice guiding Christians on their… more
- Zions Bancorporation (Salt Lake City, UT)
- …Ability to self-manage with minimal management oversight. + **Willing to sit for and pass FINRA Series licenses such as 7 , 24, 52, 53, 63, 65, and/or 79 over ... time.** + Strong attention to detail and organizational skills and ability to meet deadlines. + Strong communication skills (written and verbal). + Ability to present information to regulators, senior management, and/or risk committees in a professional… more
- PNC (Austin, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... PNC's Public Finance organization, you will be based in Houston , Dallas, San Antonio, or Austin, TX. Job Description...Derivatives - SIE, Series 7 and 63 within 120 days… more
- Bank of America (Houston, TX)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... International Supervision Manager Houston , Texas **To proceed with your application, you... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent… more
- Bank of America (Houston, TX)
- …+ Builds relationships with internal and external partners and centers of influence **Required Qualifications:** + Series 7 , 63 and 65 (or Series 7 and ... Private Client Advisor II - Houston , TX Houston , Texas **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend… more
- NOV (Houston, TX)
- …manufacturing engineering activities comply with NOV FGS Global Quality Procedures (GQP- series ), Work Instructions (GWI- series ), and relevant product standards ... this position is posted to be based out of Houston , It could be based out of any of...Leadership & Development + Directly manage a team of 7 Manufacturing Engineers (with plans to grow to 9)… more
- Bank of America (Houston, TX)
- Private Client Advisor Houston , Texas **To proceed with your application, you...on the team and within the business community + Series 7 , 63 and 65 (or ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/ Houston /Private-Client-Advisor\_24020422) **Job Description:** At Bank of America, we are… more
- Veterans Affairs, Veterans Health Administration (Houston, TX)
- Summary The 2-page Resume requirement does not apply to this occupational series . For more information, refer to Required Documents below. This position is eligible ... primary health care provider for more than 151,000 Veterans in southeast Texas. Houston exudes a cosmopolitan and down-home vibe together that lets the residents of… more
- Bank of America (Honolulu, HI)
- …development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66) registrations ... Worth, Texas; Worcester, Massachusetts; The Woodlands, Texas; Peoria, Illinois; Houston , Texas; Wellesley Hills, Massachusetts; Indianapolis, Indiana; Phoenix, Arizona;… more