- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) Finance group as part ... testing . The IT&V team is seeking a Lead Independent Testing Officer to support the IT&V...(CISA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and… more
- M&T Bank (Clanton, AL)
- Overview: The Compliance Testing Manager II -...of the Sr. Compliance Testing Manager and is required to exercise independent judgment ... for execution of the Bank's second line of defense independent testing program over consumer protection; including...compliance with applicable laws, rules & regulations. The Compliance Testing Manager II is… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team ... Include:** + Overseeing the development, implementation, and execution of the compliance independent assessment activities globally with strong collaboration… more
- Capital One (Mclean, VA)
- Manager , Compliance Testing The Compliance Testing Manager performs a key second line of defense role, to help ensure regulatory requirements are ... across the enterprise and applicable lines of business. The Compliance Testing Manager will be... testing status as needed + Support ICTT ( Independent Compliance Transaction Testing ) and… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Manager II -...of the Sr. Compliance Testing Manager and is required to exercise independent judgment ... including Direct, Indirect, Credit Card, HELOC, and Overdraft Line of Credit. The Compliance Testing Manager II will also be responsible for contributing to… more
- RWE Clean Energy (Chicago, IL)
- …wind, solar, and energy storage projects for construction. The Preconstruction Project Manager , as an Independent Contractor, shall ensure the required ... time, Contractor** RWE Clean Energy is growing! We are seeking experienced ** Independent ** **Contractors** in Preconstruction to work in our Austin or Chicago office… more
- M&T Bank (Clanton, AL)
- …The position works under the direction of the Compliance Testing Manager and is required to exercise independent judgment and discretion utilizing a ... compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of identified… more
- M&T Bank (Clanton, AL)
- …duties as assigned. **Nature and Scope** : The position works under the direction of the Compliance Testing Manager with a high degree of autonomy and is ... **Overview:** The Compliance Testing Advisor - Consumer Protection...and business unit management under the direction of a manager . * Lead collaborative testing team discussions… more
- M&T Bank (Clanton, AL)
- …position works under minimal supervision of the Compliance Testing Manager and is required to exercise independent judgment and discretion utilizing a ... **Overview:** The Compliance Testing Analyst II is responsible for assisting in the execution of compliance testing engagements utilizing a risk-based… more
- JPMorgan Chase (Tampa, FL)
- …closely with CCOR Officers globally. You will report into the North America GFCC Testing Manager . which functions within the firm's Second Line of Defense and ... the Global Financial Crimes Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing ...lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an independent evaluation… more
- Byline Bank (Chicago, IL)
- …policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking ... **Qualifications** : + Bachelor's Degree, required. + Certified Regulatory Compliance Manager (CRCM), preferred. + 5+ years...and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid… more
- BMO Financial Group (Milwaukee, WI)
- The Senior Manager , Control Monitoring & Testing for Cross Business Risk drives the effective implementation, maintenance, and administration of first line of ... testing across Wealth Management Business Units in line with Enterprise Compliance Monitoring and Testing requirements. + Works with assigned business unit… more
- American Express (Sandy, UT)
- …and residual risk. The Corporate Functions Control Management team is looking for a Manager of Risk ID, Assessment & Testing focused on ensuring control ... multiple partners across numerous business units, functional areas, and geographies. **The Manager , Risk ID, Assessment & Testing will:** + Provide additional… more
- Capital One (Richmond, VA)
- Senior Manager , Risk: Card Controls Testing Capital One's Card Risk organization is responsible for core areas that span Strategy, Operations, Technology, ... We are hiring for our Controls Team a Senior Manager that can deliver the following: 1) Strengthening the...business areas to enable deeper risk mitigation and requirement compliance working closing with all Card business areas to… more
- Citigroup (Tampa, FL)
- …our Quality Assurance, Testing , and Validation (QATV) team within the Transaction Testing group. The Financial Solutions Group Manager will play a critical ... The Quality Assurance, Testing , and Validation team is part of the...for the QA process as well as ensuring team's compliance with controls * Creates a culture of collaboration… more
- PNC (Pittsburgh, PA)
- …organization, you will be based in Pittsburgh, PA and will support PNC's Compliance , Operational Risk & Enterprise Testing Executive. Job duties include but ... to routine questions, and obtaining and furnishing information to save the manager 's time. Sets priorities for telephone calls and visitors. + Prepares complex… more
- Citigroup (New Castle, DE)
- **Function:** Finance | QATV | Testing Execution & Strategic Delivery (TESD) Team **Role Title:** Change Management Lead **About the Team** The **Finance Quality ... Assurance Testing and Validation (QATV)** function, part of the **Finance...of the **Finance Chief Operating Office (COO)** , provides independent assessments of key regulatory and management reports, as… more
- Capital One (Mclean, VA)
- …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... Compliance Manager - Lending & Finance... organization to the businesses, Risk Offices, and other independent risk functions + Developing and maintaining strong relationships… more
- Grant Thornton (Dallas, TX)
- …institutions of various types and sizes + Practical work experience involving compliance testing /monitoring, compliance audits, compliance training, ... As a Regulatory Compliance Risk Manager , you will get...and final report + Manage engagement activities including transactional testing , policy, and procedure review, meet preparation, walkthroughs, etc.… more
- American Express (Phoenix, AZ)
- …relevant stakeholders including but not limited to: Internal Audit, External Regulators, Independent Compliance Testing , General Counsel, Control Management, ... Compliance Plan, Compliance Risk Assessment, Business Unit Compliance Assessment, Issue Management, Monitoring/ Testing ) and reporting progress against… more
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