- Charles Schwab (Westlake, TX)
- … controls. The Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team ... a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have responsibility for the independent and objective… more
- Charles Schwab (Westlake, TX)
- … audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent ... Management enterprise team is seeking a Senior Auditor (Senior Specialist). The Broker -Dealer/Asset Management team provides internal audit coverage of… more
- M&T Bank (Clanton, AL)
- …feedback, coaching, and mentoring. + Build a working relationship with mid-level Internal Audit , Business Units, and Corporate Compliance Portfolio Managers. + ... and business unit management under the direction of a Manager . + Lead collaborative testing team discussions with all...PCMs to understand work flows and processes, and (c) Internal Audit as a resource for review… more
- USAA (Phoenix, AZ)
- …+ 6 or more years relevant experience in compliance, risk, legal or audit within the financial services or insurance industry or specialized technical fields ... Familiarity with FINRA rules and requirements. + Testing or Audit experience in financial services + US military experience...you are an existing USAA employee, please use the internal career site in OneSource to apply.** **Please do… more
- Scotiabank (New York, NY)
- Manager , US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that ... controls relating to wholesale bank and trading operations and internal control within the US This Manager 's...Management, and IT to develop a stronger strategy for banking/ broker -dealer audit coverage. + Maintain effective relationships… more
- Charles Schwab (Westlake, TX)
- …management, and internal controls. The Corporate enterprise team is seeking an Internal Audit Manager . The Corporate team is responsible for execution ... to the Director of the Corporate enterprise team, the Internal Audit Manager will have...**What you have** + 5-7+ years of financial services-related audit experience with growing responsibility. Corporate, Broker … more
- Scotiabank (New York, NY)
- …and compliance policies and procedures + Possess an adequate understanding of internal audit methodology and principles + Effective team member with ... Senior Manager , US Finance & Regulatory Reporting - Audit **Requisition ID:** 208343 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level...by working collaboratively across silos in Internal Audit to ensure adequate coverage of broker ... responsible for managing a complex and critical unit within Internal Audit , in coordination with the ...key governance committees, forums, and regulatory meetings. + Analyze audit reports and department-wide issues for US broker… more
- TD Bank (Mount Laurel, NJ)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... area of significant risk, complexity or scope + People Manager role that generally manages a team greater than...More specifically in Wealth, depth of risks, control or audit experience with broker /dealers, high net-worth investing,… more
- Ankura (Chicago, IL)
- …root cause analysis, pre-issuance and post-issuance reviews of issuer and broker -dealer audit engagements, leading and supporting investigations, and independent ... provide expertise on matters including an assessment of an audit firm's system of quality control, internal ...experience having attained the Senior Manager or Manager level in an audit firm; .… more
- ReSource Pro (Nashville, TN)
- …potential issues quickly and work to develop solutions that support the customer and audit process. + Work collaboratively with internal teams to address any ... focused individuals to assist customers involved in the insurance audit process. Your role The Nexis Caller is responsible... process. + Update customer information and documentation in internal systems in a timely and precise manner. +… more
- ReSource Pro (Millville, UT)
- …highly organized and adaptable individual to fill the role of Insurance Phone Audit Center Coordinator . This position requires a strong ability to multitask, ... managing office operations, assisting with customer service, and supporting audit processes. *This position is in-person, office location in...Be a lead for the team when the PAC Manager is off-site. + Assist auditors and customer service… more
- HUB International (Chicago, IL)
- …our significant growth. **Role Overview** We are seeking a skilled and motivated Manager , Internal Controls & SOX (Business Process Focus) to establish and ... is the 5th largest global insurance and employee benefits broker , with over $5 billion in revenue and more...as a liaison with auditors, providing necessary documentation and audit support. + Develop and deliver internal … more
- HUB International (Chicago, IL)
- …in mergers and acquisitions. **Role Overview** We are seeking a skilled and motivated Manager , IT Internal Controls & SOX to establish and optimize internal ... activities. + Act as a liaison with auditors, providing necessary documentation and audit support. + Develop and deliver IT-specific internal control training… more
- Morehouse School Of Medicine (Atlanta, GA)
- …to subpoenas, document requests, wage garnishments, and document hold memos. + Manager Broker issuance of Certificates of Insurance, Memorandums of Insurance, ... to subpoenas, document requests, wage garnishments, and document hold memos. + Manager Broker issuance of Certificates of Insurance, Memorandums of Insurance,… more
- Panasonic North America (Newark, NJ)
- **Overview** The Customs Manager will manage staff and partners, and be responsible for the daily customs compliance and duty savings for Panasonic Companies and to ... **Responsibilities** **What you will get to do:** The Customs Compliance and Operations Manager will report to Senior Management of the Logistics Group of the… more
- GMHC (New York, NY)
- Residence Manager New York, NY (http://maps.google.com/maps?q=New+York+NY+USA+10018) * Supportive Housing Job Type Full-time Description TheResidence Manageris ... management companies, landlords and the housing programs at GMHC. The Residence Manager will ensure clients are adequately housed and that the apartments meet… more
- PNC (Pittsburgh, PA)
- …field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Position Overview: The Capital Markets Finance - Broker ... This role participates in the financial close process, supports internal and external reporting, works to improve, and streamline...Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to the… more
- Zions Bancorporation (Midvale, UT)
- …prevention, and web proxy security controls (IT infrastructure, development, enterprise architecture, internal audit , etc.) . Enhance and maintain the bank's ... transform our workforce of the future, today. We are currently looking for a Manager of Cybersecurity Engineering to join our cybersecurity leadership team. As a key… more
- SMBC (New York, NY)
- …new products, business initiatives and services introduced/proposed by sponsors + Engage with internal audit during annual audit of liquidity risk; remediate ... business lines includes traditional banking (including digital bank), swap dealer and broker dealer. Product coverage includes but is not limited to traditional… more