- M&T Bank (Wilmington, DE)
- …judgment and propose pragmatic, risk-based solutions. + **Lead validation procedures** for Internal Audit and Regulatory issues requiring subject matter ... decisions, exhibiting initiative and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or more of the… more
- M&T Bank (Buffalo, NY)
- …Drive audit teams in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. ... Audit Plan Completion** + Stay abreast of best practices , industry developments, and changing or emerging risks and...and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or… more
- M&T Bank (Buffalo, NY)
- …Drive audit teams in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. ... Audit Plan Completion + Stay abreast of best practices , industry developments, and changing or emerging risks and...and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or… more
- Heritage Financial Credit Union (Middletown, NY)
- …or a related field. + Minimum of 3+ years of progressive experience in internal audit , risk management, or regulatory compliance, preferably within a ... Sr. Manager of Internal Audit - Middletown, NY Middletown,...CIA, CPA, or CISA, and bring deep knowledge of internal controls, risk management, and regulatory requirements?… more
- M&T Bank (Clanton, AL)
- …Ensure comprehensive continuous auditing and validation procedures are in place on Internal Audit and regulatory issues; Provide appropriate level ... **Title:** Senior Audit Manager **Job Location:** One M&T Plaza, Buffalo,...provide input on control expectations or advise on best practices ; Work with management to implement appropriate solutions to… more
- MUFG (Tempe, AZ)
- …Global Internal Audit 's methodology, tools, and templates in line with Internal Audit Standards and regulatory requirements. This role is responsible ... for providing strategic leadership in driving best practices and efficiencies in audit execution. **Education**...knowledge of audit , risks and controls, IIA Internal Audit Standards and regulatory … more
- TD Bank (Mount Laurel, NJ)
- …catalog or Employee Enablement software, applications, or processes. * Ensure compliance with internal and external regulatory audit requirements. * Work ... the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress...effective governance procedures. * Prior experience of working with Internal Audit and Regulatory Response… more
- American Express (New York, NY)
- …and appreciation of IA standards, regulatory , and financial industry guidance and best practices relevant to Internal Audit required + Understanding of ... us define the future of American Express. **About the Internal Audit Group at American Express** Our...a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations;… more
- Grant Thornton (Los Angeles, CA)
- As an Aerospace & Defense Regulatory and Compliance Internal Audit Manager, you will get the opportunity to grow and contribute to our clients' business ... for clients + Manage the development and execution of internal audit outsourcing and co-sourcing engagements for...practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues… more
- Carmeuse Americas (Pittsburgh, PA)
- … internal audit standards (eg, IIA), regulatory requirements, internal policies and best practices . + Maintain up-to-date knowledge of industry ... As a Group Internal Audit Director, with a focus on North America, you will co-lead the Group Internal Audit activities under the direction and in… more
- CBRE (Dallas, TX)
- …and risk management practices . + Work closely with corporate compliance, internal audit , enterprise risk management, regulatory risk and various ... accordance with to SOX, SOC, and Internal Audit using knowledge of the cybersecurity regulatory ...technical teams in the design and implementation of audit , regulatory , and compliance practices … more
- Great Southern Bank (Springfield, MO)
- … audit findings, and making recommendations for corrective actions while complying with internal audit and regulatory standards. This duty is performed ... any deficiencies or non-compliance with established policies, procedures, applicable regulatory guidance, or industry best practice . ESSENTIAL...of the time. + Assists the Managing Director of Internal Audit and the Internal … more
- TD Bank (Mount Laurel, NJ)
- …+ Ensure all change management activities comply with internal policies, regulatory requirements, and audit best practices . + Facilitate ... the development and refresh of the internal audit strategy, incorporating industry best practices and...and regulatory standards as they relate to internal audit strategy and change management. +… more
- ThermoFisher Scientific (Morrisville, NC)
- …agency updates, warning letters, and inspection trends to inform internal audit focus areas. + Provide monthly regulatory intelligence summaries with ... Manager. Ensure compliance with global regulations. **Key Responsibilities** Internal Audit Planning & Oversight + Create...& Quality Culture + Identify and implement improvements in audit practices , tools, and methodologies. + Offer… more
- Santander US (Boston, MA)
- …the audit lifecycle. * Ensure compliance with internal audit methodology, risk frameworks, and regulatory expectations. * Maintain up-to-date knowledge ... of data analytics trends, tools, and internal audit best practices . **What You Bring:** To perform this job successfully, an individual must be able to… more
- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... AD- or SMBC-level policies; + New business initiatives + Regulatory findings or recommendations; + Audit findings...and procedures to ensure consistency in achieving industry best practices and in minimizing regulatory risk. +… more
- TD Bank (Mount Laurel, NJ)
- …standards for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, ... and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or… more
- Citigroup (New York, NY)
- …outputs, with mechanisms such as watermarking. + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues ... overall objective of this role to ensure that Citi Internal Audit 's approach to AI to position...systems inherently auditable. + Shape the future of AI audit practices by contributing to the development… more
- TD Bank (Portland, ME)
- …standards for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, ... and investment handbooks.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products… more
- TD Bank (Charlotte, NC)
- …planning and forecasting functions + Acts as a key point of contact for internal audit , regulatory reporting deliverables, and governance activities related ... adequacy and resilience + Delivers insightful analysis and reporting to support internal management and fulfill external regulatory requirements + Identifies,… more