- Rose International (Cupertino, CA)
- …regulatory compliance program initiatives.Analyzing third party compliance allegations and performing additional investigations .Experience with ... will be part of the Business Conduct and Global Compliance team, focused on third party compliance . Specifically, the position will work on global regulatory … more
- Fidelity TalentSource LLC (Westlake, TX)
- …to a number of Fidelity business units including Global Security and Investigations , Procurement, Compliance , Legal, as well as Fidelity Institutional. The ... temporary role at Fidelity Investments. We are currently sourcing for a Due Diligence Analyst to work in Westlake, TX! The Due Diligence Analyst position… more
- Fidelity TalentSource LLC (Westlake, TX)
- Job Description:SENIOR BUSINESS ANALYST - Data | Fidelity Digital Assets Fidelity Digital Assets (FDA) is dedicated to building products and services that help ... build the future of finance.\u00A0 As a Senior Business Analyst on the FDA Product Delivery team you would...members in the operations, client service, business development, risk, compliance , legal and technology areas. This role requires a… more
- Careers Integrated Resources Inc (Fort Washington, PA)
- Job title: QA Analyst Job Location: Fort Washington, PA Duration: 2 Years+ Pay range: $ 32.11/hr. on W2 Job description : The position is responsible for providing ... limited to Batch Record Review, Product Release, Standard Operating Procedures, Investigations , CAPA, Change Control, Shop Floor Audits. The position will interact… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …Services), Fidelity Family Office Services (FFOS), FMR Legal, Financial Crimes Compliance Program Office, Investigations , Credit/Market Risk, and others. The ... Financial Crimes Digital Assets Surveillance Analyst The Role The Financial Crimes Digital Asset...Fidelity Family Office Services (FFOS), FMR Legal, Financial Crimes Compliance Program Office, Investigations , Credit/Market Risk, and… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …Services), Fidelity Family Office Services (FFOS), FMR Legal, Financial Crimes Compliance Program Office, Investigations , Credit/Market Risk, and others. The ... Financial Crimes Surveillance Analyst (Digital Assets) Fidelity TalentSource is your destination...Digital Asset Surveillance group within Fidelity Legal Risk and Compliance plays a vital role in helping the firm… more
- Careers Integrated Resources Inc (Chicago, IL)
- …Civil Rights, other legal entities and Client officers in any Privacy compliance reviews or investigations . Maintain complete confidentiality of company ... Job Title: Privacy Analyst Job Location: Chicago, IL 60601 - (100%...gathering privacy case, incident, contract, privacy risk, and privacy compliance data and developing and analyzing regular and ad-hoc… more
- Fidelity TalentSource LLC (Merrimack, NH)
- Job Description:The PositionFidelity is looking to hire a Portfolio Analyst to join its Fixed Income Division. The Portfolio Analyst will work closely with the ... and ensure orders, trades, and portfolios are always in compliance .Develop a keen understanding of the team domain and...review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of… more
- Fidelity TalentSource LLC (Smithfield, RI)
- Job Description:SENIOR ANALYST , CUSTOMER PROTECTON COEThe RoleFidelity Investments has a Senior Analyst opening that represents an outstanding opportunity to ... on client contracts, internal policies, etc.\u00B7 Partner with Legal, Risk, Compliance , Architecture and Relationship Management to meet emerging data privacy… more
- Fidelity TalentSource LLC (Covington, KY)
- …in financial planning, investing, and retirement solutions? As a Senior Business Analyst in Fidelity s Workplace Investing Customer Solutions Chapter, you will be ... team of cross functional and dedicated squad members (product, technology, legal, compliance & risk partners) responsible for delivering specific business goals. In… more
- Fidelity TalentSource LLC (Westlake, TX)
- …of professionals delivering outstanding service with a keen eye towards regulatory compliance . You will provide mentorship, education and attention to detail on ... FFOS clients and interacts as SMEs with Legal, Risk, Compliance and AML with respect to margin implications, registration...review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …be responsible for working with technology teams, business leaders, and with Compliance and Legal to support continued product growth of Fidelity Brokerage.\u00A0 ... your experience in the financial services, digital asset, or the risk/ compliance industry with an emphasis on building control programsProvide management with… more
- Rose International (Austin, TX)
- …proactively recognizing and assessing emerging risks. You will perform risk-related investigations and consider ways to better support our communities through ... project scope, develop and execute plans, drive risk and compliance activities -Drive effective, concise and persuasive program communications/collaboration,… more
- Fidelity TalentSource LLC (Boston, MA)
- …an understanding of trading/reporting systems, regulatory requirements, risk awareness, compliance rules, internal and external institutional entities, and financial ... and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …prepare the production of financial reports to ensure accuracy and compliance with regulatory, product-specific requirements and internal quality standards. Products ... and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on… more
- Rose International (New Castle, DE)
- …and manual cases for activity conducted by the company's clients. The Senior Compliance Analyst is responsible for managing a caseload of investigations ... systems, the Internet and Databases consistent with the resolution of investigations . Collect and examine financial statements/transaction data and other documents… more
- Fidelity TalentSource LLC (Westlake, TX)
- Job Description:The Role The Senior Manager, Business Analyst is part of a team that enables the Corporate Technology Group to continuously modernize, consolidate ... and regulations. By being customer obsessed, you will help associates meet their compliance obligations. You will think and work across Fidelity by partnering and… more
- Fidelity TalentSource LLC (Boston, MA)
- …a cross-functional team supporting various constituents ofFidelity Legal, Risk & Compliance to drive positive change through firm-wide consultative projects and ... management and other oversight functionsMentoring and developing skills of Associate, Analyst , and Manager colleaguesCompany Overview At Fidelity, we are focused on… more
- Citigroup (Fort Lauderdale, FL)
- The Compl AML Intel Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and the ... public/private sector white papers. + Independently conduct complex research and investigations utilizing internal and external data; analyze research results and… more
- Guidehouse (San Antonio, TX)
- …detailed investigations using vendors and open sources to remediate compliance alerts and to independently research, analyze, and recommend solutions to close ... a diverse and supportive workplace. The responsibilities of the Analyst will include, but are not limited to: +...experience supporting TMS alerts, and / or financial regulatory compliance + Strong experience using Excel for reporting **What… more
